James B. Lees, Jr., Special Prosecutor Arthur T. Ciccarello
Hunt & Lees, L.C.
Ciccarello, DelGiudice & La Fon
Charleston, West Virginia
Charleston, West Virginia
Stephen G. Jory, Special Prosecutor
Thomas W. Smith
Jory & Smith
Charleston, West Virginia
Elkins, West Virginia
Attorneys for the Appellee
Attorneys for the Appellant
JUSTICE DAVIS delivered the Opinion of the Court.
JUDGE STONE, sitting by temporary assignment.
JUSTICE SCOTT did not participate.
2. Where the issue on an appeal from the circuit court is clearly a
question of law or involving an interpretation of a statute, we apply a de novo standard of
review. Syllabus point 1, Chrystal R.M. v. Charlie A.L., 194 W. Va. 138, 459 S.E.2d 415
(1995).
3. The State of West Virginia and its political subdivisions are within the
meaning of the terms person and another as those terms are used in W. Va. Code §§ 61-
3-24(a) and (b) (1981) (Repl. Vol. 1984), W. Va. Code §§ 61-3-24(a) and (b) (1988) (Repl.
Vol. 1989) and W. Va. Code §§ 61-3-24(a) and (d) (1994) (Repl. Vol. 1997).
4. In construing an ambiguous criminal statute, the rule of lenity applies which requires that penal statutes must be strictly construed against the State and in favor of the defendant. Syllabus point 5, State ex rel. Morgan v. Trent, 195 W. Va. 257, 465 S.E.2d 257 (1995).
5. '''The primary object in construing a statute is to ascertain and give
effect to the intent of the legislature.' Syl. Pt. 1, Smith v. State Workmen's Compensation
Com'r., 159 W. Va. 108, 219 S.E.2d 361 (1975). Syl. Pt. 2, State ex rel. Fetters v. Hott,
173 W. Va. 502, 318 S.E.2d 446 (1984).' Syllabus point 2, Lee v. West Virginia Teachers
Retirement Board, 186 W. Va. 441, 413 S.E.2d 96 (1991). Syl. pt. 2, Francis O. Day Co.,
Inc. v. Director, Division of Environmental Protection, 191 W. Va. 134, 443 S.E.2d 602
(1994).' Syllabus point 4, Hosaflook v. Consolidation Coal Co., 201 W. Va. 325, 497
S.E.2d 174 (1997). Syllabus point 3, West Virginia Department of Military Affairs and
Public Safety, Division of Juvenile Services v. Berger, 203 W. Va. 468, 508 S.E.2d 628
(1998).
6. 'Generally the words of a statute are to be given their ordinary and
familiar significance and meaning, and regard is to be had for their general and proper use.'
Syl. pt. 4, State v. General Daniel Morgan Post No. 548, Veterans of Foreign Wars of the
United States, a Corporation, 144 W. Va. 137, 107 S.E.2d 353 (1959). Syllabus point 5,
State ex rel. Goff v. Merrifield, 191 W. Va. 473, 446 S.E.2d 695 (1994).
7. 'An indictment for a statutory offense is sufficient if, in charging the offense, it substantially follows the language of the statute, fully informs the accused of the
particular offense with which he is charged and enables the court to determine the statute on
which the charge is based.' Syllabus Point 3, State v. Hall, 172 W. Va. 138, 304 S.E.2d 43
(1983). Syllabus point 8, State v. Bull, ___ W. Va. ___, 512 S.E.2d 177 (1998).
Davis, Justice:
The State of West Virginia appeals an order of the Circuit Court of Kanawha
County dismissing an indictment against Fred Salem Zain. The circuit court expressed two
grounds for dismissing the indictment: (1) the court concluded that the meaning of the terms
person and another, as used to identify victims of the crime of obtaining money and
other items of value by false pretenses pursuant to W. Va. Code §§ 61-3-24 (a) and (b), did
not include the State of West Virginia or its political subdivisions; (2) the court concluded
that the indictment was vague and therefore insufficient. We find that the State and its
political subdivisions are within the meaning of the terms person and another as
contemplated by W. Va. Code §§ 61-3-24 (a) and (b), and that any vagueness in the
indictment may be cured through the filing of a bill of particulars.
From in or about Spring of 1986 to on or about the 26th
day of June, 1989, and prior to the date of the finding of this
said indictment, in the County of Kanawha, State of West
Virginia, FRED SALEM ZAIN, being then and there a member
of the West Virginia Department of Public Safety (West
Virginia State Police), and having given his oath to truly and
faithfully uphold the Constitution and the laws of the State of
West Virginia as a State Police Officer and as an employee of
the West Virginia State Police Criminal Identification Bureau,
Serology Section, did knowingly, unlawfully and feloniously, by
false pretense, token and representation that he was truly and
accurately performing the duties to which he was assigned, and
with intent to defraud the State of West Virginia, obtain from
the State of West Virginia the receipt of money, property and
goods, to-wit: salary and benefits as an employee of the State
of West Virginia; all in violation of Chapter 61, Article 3,
Section 24(a), West Virginia Code, 1931, as amended, and
against the peace and dignity of the State.
From in or about Spring of 1986 to on or about the 26th
day of June, 1989, and prior to the date of the finding of this
said indictment, in the County of Kanawha, State of West
Virginia, FRED SALEM ZAIN, being then and there a member
of the West Virginia Department of Public Safety (West
Virginia State Police), and having given his oath to truly and
faithfully uphold the Constitution and the laws of the State of
West Virginia as a State Police Officer and as an employee of
the West Virginia State Police Criminal Identification Bureau,
Serology Section, did knowingly, unlawfully and feloniously, by false pretense, token and representation that he was truly and
accurately performing the duties to which he was assigned, and
with intent to defraud the State of West Virginia, obtain from
the State of West Virginia a thing of value, to-wit: promotions
and increases in his salary and benefits as an employee of the
State of West Virginia; all in violation of Chapter 61, Article 3,
Section 24(b), West Virginia Code, 1931, as amended, and
against the peace and dignity of the State.
Count's III, IV and V involve trial testimony Zain gave as an expert witness
at a time when he was no longer an employee of the West Virginia Department of Public
Safety. These three counts charge:
Commission of Kanawha County, obtain receipt of money, to-
wit: the sum of $500.00 from the County Commission of
Kanawha County, in that he was paid an expert witness fee to
testify truthfully in the trial of State of West Virginia v. John
Earl McLaurin, Criminal No. 89-F-60, when, in truth and fact,
he gave testimony which he then and there knew to be false; all
in violation of Chapter 61, Article 3, Section 24(a), West
Virginia Code, 1931, as amended, and against the peace and
dignity of the State.
The State's right to appeal a circuit court's dismissal of an indictment is
limited. Pursuant to W. Va. Code § 58-5-30 (1998) (Supp. 1999), [w]henever in any
criminal case an indictment is held bad or insufficient by the judgment of a circuit court, the
state, on the application of the attorney general or the prosecuting attorney, may appeal such
judgment to the supreme court of appeals. While this Court has previously defined the
criteria for concluding that an indictment is bad or insufficient under W. Va. Code § 58-5-30,
see Syl. pt. 1, State v. Macri, 199 W. Va. 696, 487 S.E.2d 891 (1996), that statute was
amended subsequent to our decision in Macri. The effect of the amendment was to
modernize the statute. There is nothing in the amended version of W. Va. Code § 58-5-30
that necessitates a change in our prior holding. However, since the Macri holding references
an outdated version of W. Va. Code § 58-5-30, we herein update our decision in Macri to
reflect the newer version of the statute by holding that an indictment is considered bad or
insufficient pursuant to West Virginia Code § 58-5-30 (1998) (Supp. 1999) when within the
four corners of the indictment it: (1) fails to contain the elements of the offense to be charged
and sufficiently apprise the defendant of what he or she must be prepared to meet; and (2)
fails to contain sufficient accurate information to permit a plea of former acquittal or
conviction.
In the case sub judice, the circuit court found that the indictment failed to provide certain details necessary to the charge and that Zain's alleged conduct was not a crime pursuant to the statute relied upon by the state. Because these findings meet the criteria for concluding that an indictment is bad or insufficient, the State is permitted to appeal the circuit court's order dismissing the indictment. With regard to our review of such an appeal, we have held that '[g]enerally, the sufficiency of an indictment is reviewed de novo.' Syl. pt. 7, in part, State v. Bull, ___ W. Va. ___, 512 S.E.2d 177 (1998) (citation omitted).
In connection with this appeal, we are further asked to interpret W. Va. Code
§ 61-3-24. Where the issue on an appeal from the circuit court is clearly a question of law
or involving an interpretation of a statute, we apply a de novo standard of review. Syl. pt.
1, Chrystal R.M. v. Charlie A.L., 194 W. Va. 138, 459 S.E.2d 415 (1995). With due regard
for these appellate standards, we proceed to address the substantive issues raised by the
State.
Thus, the general issue to be resolved is whether the State of West Virginia and the Kanawha County Commission are persons within the meaning of the relevant versions of W. Va. Code § 61-3-24(a) and (b) such that they may be victims of the crime therein identified. Although two separate versions of W. Va. Code § 61-3-24 are applicable to Zain's alleged conduct, the language which must be interpreted to resolve this issue is the same in both versions.See footnote 2 2
Both of the relevant versions of W. Va. Code § 61-3-24 (a) begin with the
phrase [i]f any person obtain from another, by any false pretense, token or representation.
(Emphasis added). Similarly, subsection (b) of the pertinent versions of W. Va. Code § 61-
3-24 begins with [i]f any person, firm or corporation obtain labor, services or any other such
thing of value from another by any false pretense, token or representation. (Emphasis
added). Other references to the victim of the crimes proscribed by W. Va. Code §§ 61-3-
24(a) and (b) likewise utilize the terms another or person. We agree with the lower court
that the term another clearly refers to another person. Thus, the question is whether the
scope of that term, as it is used in W. Va. Code §§ 61-3-24(a) and (b), includes the State of
West Virginia and a County Commission. We find that it does.
W. Va. Code §§ 61-3-24(a) and (b) specifically, and Article 3 of Chapter 61
of the West Virginia Code generally, are silent as to the scope of the term person as it is
used in W. Va. Code §§ 61-3-24(a) and (b).See footnote 3
3
We have previously held that [i]n construing
an ambiguous criminal statute, the rule of lenity applies which requires that penal statutes
must be strictly construed against the State and in favor of the defendant. Syl. pt. 5, State
ex rel. Morgan v. Trent, 195 W. Va. 257, 465 S.E.2d 257 (1995). In this regard, we have
explained that [t]he rationale for the rule of lenity is to preclude 'expansive judicial
interpretations [that] may create penalties for offenses that were not intended by the
legislature.' Id. at 262, 465 S.E.2d at 262 (quoting State v. Brumfield, 178 W. Va. 240,
246, 358 S.E.2d 801, 807 (1987) (second alteration in original) (additional citations
omitted)).
However, we have also expressed our belief that the rule of lenity cannot be
extended to mean that a statute can be construed so literally that an absurd result will occur
that defies common sense. Id. at 263, 465 S.E.2d at 263. We find that excluding the State
of West Virginia and its political subdivisions from the meaning of W. Va. Code §§ 61-3-
24(a) and (b) defies common sense. In reaching this conclusion, we first consider the
legislative intent behind the enactment of this statute, as we must when undertaking to
construe any statute.
''The primary object in construing a statute is to
ascertain and give effect to the intent of the legislature. Syl. Pt.
1, Smith v. State Workmen's Compensation Com'r., 159 W. Va.
108, 219 S.E.2d 361 (1975).' Syl. Pt. 2, State ex rel. Fetters v.
Hott, 173 W. Va. 502, 318 S.E.2d 446 (1984). Syllabus point
2, Lee v. West Virginia Teachers Retirement Board, 186 W. Va.
441, 413 S.E.2d 96 (1991).' Syl. pt. 2, Francis O. Day Co., Inc.
v. Director, Division of Environmental Protection, 191 W. Va.
134, 443 S.E.2d 602 (1994). Syllabus point 4, Hosaflook v.
Consolidation Coal Co., 201 W. Va. 325, 497 S.E.2d 174
(1997).
Syl. pt. 3, West Virginia Dep't of Military Affairs and Pub. Safety, Div. of Juvenile Servs.
v. Berger, 203 W. Va. 468, 508 S.E.2d 628 (1998).
We have further explained that
In ascertaining the intent of the Legislature, we must not
base our determination on a single term or a few select words.
Rather, we must give effect to the entire statute. Ewing v. Board
of Educ. of County of Summers, 202 W. Va. 228, 241, 503
S.E.2d 541, 554 (1998) (''In ascertaining legislative intent,
effect must be given to each part of the statute and to the statute
as a whole so as to accomplish the general purpose of the
legislation.' Syl. Pt. 2, Smith v. State Workmen's Compensation
Commissioner, 159 W. Va. 108, 219 S.E.2d 361 (1975). Syl. pt. 3, State ex rel. Fetters v. Hott, 173 W. Va. 502, 318 S.E.2d
446 (1984).' Syl. pt. 4, State ex rel. Hechler v. Christian
Action Network, 201 W. Va. 71, 491 S.E.2d 618 (1997).).
Jan-Care v. Public Service Commission, ___ W. Va. ___, ___, ___ S.E.2d ___, ___, slip op.
at 13-14 (No. 26005 October 15, 1999). The obvious purpose of W. Va. Code §§ 61-3-24(a)
and (b) is to discourage the act of obtaining money, goods, labor, services and other things
of value by false pretenses. It makes no sense to prohibit such conduct when it is used to
obtain something of value from a natural person, yet freely permit such conduct when the
victim is an entity other than a natural person.
Furthermore, there is no statute in the West Virginia Code generally
criminalizing fraud against the State. Thus, excluding the State from W. Va. Code §§ 61-3-
24(a) and (b) would mean that anyone could defraud the State or its political subdivisions
and the State would be powerless to prosecute the conduct (unless, of course, there exists a
specific statute prohibiting the particular method of fraud perpetrated). We do not believe
that the Legislature intended to place the State in such a vulnerable position.
Moreover, the term person is commonly understood to have a broader
meaning than simply a human being. Indeed, a common dictionary definition of the term
person includes a body of persons, or a corporation, partnership, or other legal entity that
is recognized by law as the subject of rights and duties. Webster's Third New International
Dictionary of the English Language Unabridged 1686 (1970). See also Random House Dictionary of the English Language 1445 (2d ed, unabridged, 1987) (Law. a human being
(natural person) or a group of human beings, a corporation, a partnership, an estate, or other
legal entity (artificial person or juristic person) recognized by law as having rights and
duties.). Consequently, our construction of this statute comports with the principle that:
Generally the words of a statute are to be given their
ordinary and familiar significance and meaning, and regard is to
be had for their general and proper use. Syl. pt. 4, State v.
General Daniel Morgan Post No. 548, Veterans of Foreign
Wars of the United States, a Corporation, 144 W. Va. 137, 107
S.E.2d 353 (1959).
Syl. pt. 5, State ex rel. Goff v. Merrifield, 191 W. Va. 473, 446 S.E.2d 695 (1994).
Additionally, we note that there are numerous statutes that treat the State as a
person, further indicating such use is general and proper.See footnote 4
4
See, e.g., W. Va. Code § 5D-1-
3(12) (1988) (Repl. Vol. 1993) ('Person' means any public or private corporation,
institution, association, firm or company organized or existing under the laws of this or any
other state or country; the United States or the state of West Virginia; any federal or state
governmental agency; political subdivision; county commission; municipality; . . . or any
other legal entity whatever. (emphasis added)); W. Va. Code § 6B-3-1(8) (1995) (Supp.
1999) ('Person' means . . . any department, commission, board, publicly supported college
or university, division, institution, bureau, or any other instrumentality of the state; or any
county, municipal corporation, school district or any other political subdivision of the state.
(emphasis added)); W. Va. Code § 11-6E-2(10) (1996) (Repl. Vol. 1999) ('Person' means
and includes any state, or its political subdivisions or an agency of the state of West Virginia
or its political subdivisions, . . . (emphasis added)); W. Va. Code § 16-2D-2(w) (1999)
(Supp. 1999) ('Person' means an individual, trust, estate, partnership, committee,
corporation, association and other organizations such as joint-stock companies and insurance
companies, a state or a political subdivision or instrumentality thereof or any legal entity
recognized by the state. (emphasis added)); W. Va. Code § 16-19-1(h) (1980) (Repl. Vol.
1998) ('Person' means an individual, corporation, government or governmental subdivision
or agency, business trust, estate trust, partnership or association, or any other legal entity.
(emphasis added)); W. Va. Code § 16-29B-3(f) (1997) (Repl. Vol. 1998) ('Person' means
an individual, trust, estate, partnership, committee, corporation, association or other
organization such as a joint stock company, a state or political subdivision or instrumentality
thereof or any legal entity recognized by the state. (emphasis added)); W. Va. Code § 16-
30B-3(p) (1997) (Repl. Vol. 1998) ('Person' means an individual, a corporation, a business
trust, a trust, a partnership, an association, a government, a governmental subdivision or agency or any other legal entity. (emphasis added)); W. Va. Code § 16-35-3(x) (1998)
(Supp. 1999) ('Person' means any individual, partnership, firm, society, association, trust,
corporation, other business entity or any agency, unit, or instrumentality of federal, state or
local government. (emphasis added)); W. Va. Code § 19-12-2(n) (1996) (Repl. Vol. 1997)
('Person' means any individual or combination of individuals, partnership, corporation,
company, society, association, governmental organization or other business entity and each
officer, agent or employee thereof. (emphasis added)); W. Va. Code § 19-12D-3(g) (1976)
(Repl. Vol. 1997) ('Person' means any individual or combination of individuals,
partnership, corporation, company, society, association, firm, or other business entity and
each officer, agent or employee thereof; the state and federal government and any
department, agency, or subdivision thereof; or any other entity. (emphasis added)); W. Va.
Code § 22-3-3(s) (1997) (Repl. Vol. 1998) ('Person' means any individual, partnership,
firm, society, association, trust, corporation, other business entity or any agency, unit or
instrumentality of federal, state or local government. (emphasis added)); W. Va. Code § 22-
5-2(5) (1994) (Repl. Vol. 1998) ('Person' means any and all persons, natural or artificial,
including the state of West Virginia or any other state, the United States of America, any
municipal, statutory, public or private corporation organized or existing under the laws of
this or any other state or country, and any firm, partnership or association of whatever
nature. (emphasis added)); W. Va. Code § 22-6-1(n) (1994) (Repl. Vol. 1998) ('Person'
means any natural person, corporation, firm, partnership, partnership association, venture,
receiver, trustee, executor, administrator, guardian, fiduciary or other representative of any
kind, and includes any government or any political subdivision or any agency thereof.
(emphasis added)); W. Va. Code § 22-7-2(4) (1994) (Repl. Vol. 1998) ('Person' means any
natural person, corporation, firm, partnership, partnership association, venture, receiver,
trustee, executor, administrator, guardian, fiduciary or other representative of any kind, and
includes any government or any political subdivision or agency thereof. (emphasis added));
W. Va. Code § 22-12-3(h) (1994) (Repl. Vol. 1998) ('Person' means . . . state of West
Virginia; governmental agency, including federal facilities; political subdivision; county
commission; municipal corporation; . . . . (emphasis added)); W. Va. Code § 22-14-3(i)
(1994) (Repl. Vol. 1998) ('Person' means . . . the state of West Virginia; any state
governmental agency; any political subdivision of the state or of its counties or
municipalities; . . . . (emphasis added)); W. Va. Code § 22-17-3(f) (1999) (Supp. 1999)
('Person' means any individual, trust, firm, joint stock company, corporation (including
government corporations), partnership, association, state, municipality, commission, political
subdivision of a state, interstate body, consortium, joint venture, commercial entity and the
United States government. (emphasis added)); W. Va. Code § 22-18-3(11) (1994) (Repl.
Vol. 1998) ('Person' means any individual, trust, firm, joint stock company, public, private
or government corporation, partnership, association, state or federal agency, the United
States government, this state or any other state, municipality, county commission or any
other political subdivision of a state or any interstate body. (emphasis added)); W. Va.
Code § 22-22-2(t) (1996) (Repl. Vol. 1998) ('Person' means any . . . state of West Virginia;
governmental agency, including federal facilities; political subdivision; county commission;
municipal corporation; partnership; trust; estate; person or individuals acting individually
or as a group; or any legal entity whatever. (emphasis added)); W. Va. Code § 22-22A-2(f)
(1996) (Repl. Vol. 1998) ('Person' means an individual, corporation, partnership,
association, state, municipality, commission or political subdivision of a state or any
interstate body. (emphasis added)); W. Va. Code § 22C-1-3(12) (1994) (Repl. Vol. 1998)
('Person' means . . . the state of West Virginia; any federal or state governmental agency;
political subdivision; county commission; municipality; . . . . (emphasis added));W. Va.
Code § 22C-3-3(8) (1994) (Repl. Vol. 1998) ('Person' means . . . the state of West Virginia;
governmental agency; political subdivision; county commission; municipality; . . . .
(emphasis added)); W. Va. Code § 22C-4-2(h) (1998) (Repl. Vol. 1998) ('Person'
means . . . the state of West Virginia; governmental agency, including federal facilities;
political subdivision; county commission; municipal corporation; . . . . (emphasis added));
W. Va. Code § 22C-8-2(17) (1994) (Repl. Vol. 1998) ('Person' means any natural person,
corporation, firm, partnership, partnership association, venture, receiver, trustee, executor,
administrator, guardian, fiduciary or other representative of any kind, and includes any
government or any political subdivision or any agency thereof. (emphasis added)); W. Va.
Code § 22C-9-2(3) (1998) (Repl. Vol. 1998) ('Person' means any natural person,
corporation, partnership, receiver, trustee, executor, administrator, guardian, fiduciary or
other representative of any kind, and includes any government or any political subdivision
or any agency thereof. (emphasis added)); W. Va. Code § 24B-1-2(1) (1984) (Repl. Vol.
1999) ('Person' means any individual, firm, joint venture, partnership, corporation,
association, state, municipality, cooperative association or joint-stock association, and
includes any trustee, receiver, assignee or personal representative thereof. (emphasis
added)); W. Va. Code § 24C-1-2(j) (1996) (Repl. Vol. 1999) ('Person' means any
individual, firm, joint venture, partnership, corporation, association, state agency, county,
municipality, cooperative association or joint stock association, and any trustee, receiver,
assignee, agency or personal representative thereof. (emphasis added)); W. Va. Code §
24D-1-2 (15) (1999) (Supp. 1999) ('Person' means an individual, partnership, association,
joint stock company, trust, corporation or governmental agency. (emphasis added)); W. Va.
Code § 24D-2-2(h) (1999) (Repl. Vol. 1999) ('Person' means an individual, partnership,
associate, joint stock company, trust, corporation or governmental agency. (emphasis
added)); W. Va. Code § 29-2A-1(l) (1995) (Repl. Vol. 1999) ('Person' means any
individual, firm, copartnership, corporation, company, association, joint stock association
or body politic and includes any trustee, receiver, assignee or other similar representative
thereof. (emphasis added)); W. Va. Code § 31B-1-101(14) (1996) (Repl. Vol. 1996)
('Person' means an individual, corporation, business trust, estate, trust, partnership, limited
liability company, association, joint venture, government, governmental subdivision, agency,
or instrumentality or any other legal or commercial entity. (emphasis added)); W. Va. Code
§ 32-4-401(k) (1997) (Supp. 1999) ('Person' means an individual, a corporation, a
partnership, an association, a joint-stock company, a trust where the interests of the
beneficiaries are evidenced by a security, an unincorporated organization, a government or
a political subdivision of a government. (emphasis added)); W. Va. Code § 36-8-1(12)
(1997) (Repl. Vol. 1997) ('Person' means an individual, business association, financial
organization, estate, trust, government, governmental subdivision, agency or instrumentality,
or any other legal or commercial entity. (emphasis added)); W. Va. Code § 36-11-1(3)
(1995) (Repl. Vol. 1997) ('Person' means an individual, corporation, business trust, estate,
trust, partnership, association, joint venture, government, governmental subdivision, agency
or instrumentality or any other legal or commercial entity. (emphasis added)); W. Va. Code
§ 36B-1-103(22) (1998) (Supp. 1999) ('Person' means an individual, corporation, business
trust, estate, trust, partnership, association, joint venture, government, governmental
subdivision or agency, or other legal or commercial entity. (emphasis added)); W. Va. Code
§ 40-1A-1(i) (1986) (Repl. Vol. 1997) ('Person' means an individual, partnership,
corporation, association, organization, government or governmental subdivision or agency,
business trust, estate, trust or any other legal or commercial entity. (emphasis added));
W. Va. Code § 44A-1-4(7) (1998) (Supp. 1999) ('Person' means, generally, a natural
person, any corporation, association, partnership or other business entity, any political
subdivision or other public agency, or any estate, trust or other collection of properties to
which the law attributes the capacity of having rights or duties. (emphasis added)); W. Va.
Code § 47-1-1(j) (1994) (Repl. Vol. 1999) ('Person' means both plural and the singular, as
the case demands, and includes individuals, partnerships, corporations, companies, societies,
associations and government entities. (emphasis added)); W. Va. Code § 47-22-1 (c) (1986)
(Repl. Vol. 1999) ('Person' means a natural person, corporation, business trust, estate, trust,
partnership, association, joint venture, government, governmental subdivision or agency or
any other legal or commercial entity. (emphasis added)); W. Va. Code § 47B-1-1(9) (1996)
(Repl. Vol. 1999) ('Person' means an individual, corporation, business trust, estate, trust,
partnership, association, joint venture, government, governmental subdivision, agency or
instrumentality, or any other legal or commercial entity. (emphasis added)); W. Va. Code
§ 55-7D-2(j) (1998) (Supp. 1999) ('Person' means an individual, corporation, partnership,
organization, association or governmental entity, . . . . (emphasis added)); W. Va. Code §
60A-1-101(s) (1983) (Repl. Vol. 1997) ('Person' means individual, corporation,
government or governmental subdivision or agency, business trust, estate, trust, partnership
or association, or any other legal entity. (emphasis added)); W. Va. Code § 61-3C-3(m)
(1989) (Repl. Vol. 1997) ('Person' means any natural person, general partnership, limited
partnership, trust, association, corporation, joint venture, or any state, county or municipal
government and any subdivision, branch, department or agency thereof. (emphasis added)).
Lastly, we find that the lower court's reliance on Charleston v. Southeastern
Constr. Co., 134 W. Va. 666, 64 S.E.2d 676 (1950) is misplaced. In that case, this Court
concluded that the State was not subject to the zoning laws of the City of Charleston with
regard to a public building constructed by The State Office Building Commission . . . on
property purchased under the general appropriation Act. Syl. pt. 2, Southeastern Constr.
Co. Because the statute in question in Southeastern involved a city's power to enforce its
laws against the State (the sovereign),See footnote 5
5
rather than the State's ability to prosecute for a crime
committed against it, we find Southeastern to be distinguishable and not persuasive in
deciding the issue before us.
For the foregoing reasons, we hold that the State of West Virginia and its
political subdivisions are within the meaning of the terms person and another as those
terms are used in W. Va. Code §§ 61-3-24(a) and (b) (1981) (Repl. Vol. 1984), W. Va. Code
§§ 61-3-24(a) and (b) (1988) (Repl. Vol. 1989) and W. Va. Code §§ 61-3-24(a) and (d)
(1994) (Repl. Vol. 1997).See footnote 6
6
Based upon this holding, we conclude that the circuit court erred in ruling that the State was not embraced within the meaning of another as intended by
W. Va. Code §§ 61-3-24 (a) and (b), and in dismissing the indictment against Zain for that
reason.
We first address the issue of whether the indictment against Zain is insufficient
because it does not set forth the amounts of Zain's salary or the value of his benefits, which
are the subject of the charges against him. With regard to the sufficiency of an indictment,
we have held that:
An indictment for a statutory offense is sufficient if, in
charging the offense, it substantially follows the language of the
statute, fully informs the accused of the particular offense with
which he is charged and enables the court to determine the
statute on which the charge is based. Syllabus Point 3, State v.
Hall, 172 W. Va. 138, 304 S.E.2d 43 (1983).
Syl. pt. 8, State v. Bull, ___ W. Va. ___, 512 S.E.2d 177 (1998).
Here, the language of counts I and II of the indictment substantially follow the
language of W. Va. Code § 61-3-24. Counts I and II informed Zain that he was being
accused of fraudulently obtaining money in the form of salaries and benefits from the State
of West Virginia. Additionally, by specifically including the citation to the statute under
which Zain was being charged, the indictment unquestionably enabled the lower court to
determine the statute upon which counts I and II are based. Finally, while the indictment
does not use the exact language contained in the model indictment form found at W. Va.
Code § 62-9-12 (1931) (Repl. Vol. 1997),See footnote 7
7
it is substantially similar to that form such that
its tenor and effect are the same.
To the extent that Zain complains that the indictment failed to include a specific accounting of the amounts he allegedly obtained by false pretenses, the proper remedy is for Zain to file a bill of particulars pursuant to Rule 7(f) of the West Virginia
Rules of Criminal Procedure.See footnote 8
8
It is fundamental that the accused must be fully and
plainly informed of the character and cause of the accusation.
The Constitution so requires. . . . A bill of particulars is for the
purpose of furnishing details omitted from the accusation or
indictment, to which the defendant is entitled before trial.
State v. Counts, 90 W. Va. 338, 342, 110 S.E. 812, 814 (1922).
See State v. Koski, 101 W. Va. 477, 133 S.E. 79 (1926). See
also 3A M.J. Bill of Particulars § 3 (1976).
State v. Meadows, 172 W. Va. 247, 254, 304 S.E.2d 831, 838 (1983).
The circuit court also indicated that the charges against Zain in counts I and II of the indictment are ambiguous. The court expressed its concern that under the present application of W. Va. Code § 61-3-24 it would be a crime to accept a pay check if the employee napped briefly at his desk occasionally, or made a false statement to a superior about work that he had done or obtained employment by the use of a false resume. As expressed above, we find no ambiguity with the indictment that could not be resolved through the filing of a bill of particulars. Moreover, we note that the type of factual circumstances described by the lower court are not involved in this case and are plainly
distinguishable from Zain's alleged conduct, which, if true, not only cost the State the amount of the wages and benefits fraudulently acquired by Zain, but also subjected numerous individuals to criminal convictions based upon false serology evidence. See Matter of Investigation of West Virginia State Police Crime Lab., Serology Div., 190 W. Va. 321, 438 S.E.2d 501 (1993).
This case is also distinguishable from the McNally case relied upon by the
circuit court. In McNally v. United States, two defendants appealed their convictions for
mail fraud.See footnote 9
9
The convictions were based upon a scheme (1) to defraud the citizens and
government of Kentucky of their right to have the Commonwealth's affairs conducted
honestly, and (2) to obtain, directly and indirectly, money and other things of value by means
of false pretenses and the concealment of material facts.See footnote 10
10
483 U.S. 350, 353-54, 107 S. Ct. 2875, 2878, 97 L. Ed. 2d 292, 298. The McNally Court explained that the prosecution's
principal theory of the case . . . was that petitioners' participation in a self-dealing patronage
scheme defrauded the citizens and government of Kentucky of certain 'intangible rights,'
such as the right to have the Commonwealth's affairs conducted honestly. McNally at 352,
107 S. Ct. at 2877, 97 L. Ed. 2d at 297 (emphasis added). The Court further explained that
as the action comes to us, there was no charge and the jury was
not required to find that the Commonwealth itself was defrauded
of any money or property. It was not charged that in the
absence of the alleged scheme the Commonwealth would have
paid a lower premium or secured better insurance. Hunt and
Gray received part of the commissions but those commissions
were not the Commonwealth's money. Nor was the jury
charged that to convict it must find that the Commonwealth was
deprived of control over how its money was spent. . . . Although
the Government now relies in part on the assertion that
petitioners obtained property by means of false representations
to [a private insurance agent], . . . there was nothing in the jury
charge that required such a finding.
Id. at 360-61, 107 S. Ct. at 2882, 97 L. Ed. 2d at 302-03. Having concluded that the purpose
of the mail fraud statute was to protect property rights, the Court found that the jury
instruction on the substantive mail fraud count[, which allowed conviction for violating
intangible rights such as the right to have government affairs conducted honestly,] permitted
a conviction for conduct not within the reach of [the mail fraud statute]. Id. at 361, 107
S. Ct. at 2882, 97 L. Ed. 2d at 303.
Although the language of the mail fraud statute at issue in McNally is similar
to that contained in the statute at issue in the case sub judice, unlike the McNally defendants,
Zain has not been charged with violating an intangible right. Rather, he has been charged
with defrauding the State of money, a tangible item.See footnote 11
11
Consequently, we find that the
indictment against Zain was sufficient, and the circuit court erred in dismissing the
indictment.
time frame covered by the indictment against Zain, W. Va. Code § 61-3-24 (1981) (Repl. Vol. 1984) and W. Va. Code § 61-3-24 (1988) (Repl. Vol. 1989). Differences between the portions of the two statutes that are relevant to this appeal are primarily stylistic.
(a) If any person obtain from another, by any false pretense, token or representation, with intent to defraud, money, goods or other property which may be the subject of larceny, or, if he obtain from another any money, goods or other property, which may be the subject of larceny, on credit, by representing that there is money due him, or to become due him, and shall assign his claim for such money, in writing, to the person from whom he shall obtain such money, goods or other property, and shall afterwards collect the same without the consent of such assignee, with intent to defraud, he shall, in either case, be deemed guilty of larceny, and, if the value of the money, goods or other property is two hundred dollars or more, such person
shall be guilty of a felony, and, upon conviction thereof, shall be confined in a penitentiary not less than one nor more than ten years, or, in the discretion of the court, be confined in the county jail not more than one year and shall be fined not more than five hundred dollars. If the value of the money, goods or other property is less than two hundred dollars, such person shall be guilty of a misdemeanor, and, upon conviction thereof, shall be confined in the county jail for a term not to exceed one year or fined not to exceed five hundred dollars, or both, in the discretion of the court. If any person obtain by any false pretense, token or representation, with intent to defraud, the signature of any other person to a writing, the false making whereof would be forgery, such person shall be guilty of a felony, and, upon conviction thereof, shall be confined in the penitentiary not less than one nor more than five years, or in the discretion of the court, be confined in jail not more than one year and be fined not exceeding five hundred dollars. And any person who shall remove any of his property out of any county with intent to prevent the same from being levied upon by any execution, or who shall secrete, assign or convey, or otherwise dispose of any of his property with intent to defraud any creditor or prevent such property being made liable for payment of his debts, and any person who shall receive such property, with such intent, shall be deemed guilty of a misdemeanor, and, upon conviction thereof, shall be fined not less than twenty-five nor more than one thousand dollars and be imprisoned in the county jail not exceeding one year. And when the property so removed, secreted, concealed, assigned, conveyed, received or otherwise disposed of, shall be worth fifty dollars or less, such offense shall be tried by a magistrate in the mode prescribed for the trial of other criminal offenses by a magistrate: Provided, that upon conviction for such offense before a magistrate the person so convicted shall be fined not exceeding fifty dollars and confined in the county jail not exceeding thirty days. But nothing in this section contained shall prevent any creditor from proceeding against any such fraudulent debtor as provided in article five [§ 38-5-1 et seq.], chapter thirty-eight, and in article seven [§ 53-7-
1 et seq.], chapter fifty-three of this Code, or of any other
remedy in equity or at law now existing.
(b) If any person, firm or corporation obtain labor,
services or any other such thing of value from another, by any
false pretense, token or representation, with intent to defraud,
such person, firm or corporation, if the value of the labor,
services or any other such thing of value is two hundred dollars
or more, shall be guilty of a felony, and, upon conviction
thereof, shall be confined in a penitentiary not less than one nor
more than ten years, or, in the discretion of the court, be
confined in the county jail not more than one year and shall be
fined not more than five hundred dollars. If the value of the
labor, services or any other such thing of value is less than two
hundred dollars, such person, firm or corporation shall be guilty
of a misdemeanor, and, upon conviction thereof, shall be
confined in the county jail for a term not to exceed one year or
fined not to exceed five hundred dollars, or both, in the
discretion of the court.
The relevant portions of W. Va. Code § 61-3-24 (1988) (Repl. Vol. 1989) state:
(a) If any person obtain from another by any false pretense, token or representation, with intent to defraud, money, goods or other property which may be the subject of larceny, or if he obtain from another any money, goods or other property, which may be the subject of larceny, on credit, by representing that there is money due him or to become due him, and shall assign his claim for such money in writing to the person from whom he shall obtain such money, goods or other property, and shall afterwards collect the same without the consent of such assignee, with intent to defraud, in either case, be guilty of larceny and, if the value of the money, goods or other property is two hundred dollars or more, such person is guilty of a felony, and, upon conviction thereof, shall be confined in a penitentiary not less than one nor more than ten years, or, in the discretion of the court, be confined in the county jail not more
than one year and be fined not more than five hundred dollars.
If the value of the money, goods or other property is less than
two hundred dollars, such person is guilty of a misdemeanor,
and, upon conviction thereof, shall be confined in the county jail
not more than one year or fined not more than five hundred
dollars, or both, in the discretion of the court. If any person
obtain by any false pretense, token or representation, with intent
to defraud, the signature of any other person to a writing, the
false making whereof would be forgery, such person is guilty of
a felony, and, upon conviction thereof, shall be confined in the
penitentiary not less than one nor more than five years, or, in the
discretion of the court, be confined in the county jail not more
than one year and fined not more than five hundred dollars.
And any person who removes any of his property out of any
county with intent to prevent the same from being levied upon
by any execution, or who secretes, assigns or conveys, or
otherwise disposes of any of his property with intent to defraud
any creditor or prevent such property being made liable for
payment of his debts, and any person who receives such
property with such intent, is guilty of a misdemeanor, and, upon
conviction thereof, shall be fined not less than twenty-five nor
more than one thousand dollars and be confined in the county
jail not more than one year. And when the property so removed,
secreted, concealed, assigned, conveyed, received or otherwise
disposed of, is worth fifty dollars or less, such offense shall be
tried by a magistrate in the mode prescribed for the trial of other
criminal offenses by a magistrate: Provided, That upon
conviction for such offense before a magistrate the person so
convicted shall be fined not more than fifty dollars and confined
in the county jail not more than thirty days. But nothing in this
section contained shall prevent any creditor from proceeding
against any such fraudulent debtor as provided in article five [§
38-5-1 et seq.], chapter thirty-eight, and in article seven [§ 53-7-
1 et seq.], chapter fifty-three of this code, or of any other
remedy in equity or at law now existing.
(b) If any person, firm or corporation obtain labor,
services or any other such thing of value from another by any
false pretense, token or representation, with intent to defraud,
that person, firm or corporation is guilty of theft of services and
if the value of the labor, services or any other such thing of
value is two hundred dollars or more, is guilty of a felony, and,
upon conviction thereof, shall be confined in a penitentiary not
less than one nor more than ten years, or, in the discretion of the
court, be confined in the county jail not more than one year and
be fined not more than five hundred dollars. If the value of the
labor, services or any other such thing of value is less than two
hundred dollars, that person, firm or corporation is guilty of a
misdemeanor, and, upon conviction thereof, shall be confined
in the county jail not more than one year or fined not more than
five hundred dollars, or both, in the discretion of the court.
W. Va. Code § 61-3-24 has also been amended subsequent to the period covered in the
indictment against Zain. See W. Va. Code § 61-3-24 (1994) (Repl. Vol. 1997).
If we should hold that the zoning ordinance should apply, we
would thereby give to the Council of the City of Charleston and
to future councils thereof unbridled power to enact ordinances
as to building zones, such as they might deem proper. Such
delegation would make the Legislature subservient to every
future action of the Council of the City of Charleston, and thus
reside in the authorities of that city future indefinite powers
without any standards whatsoever to guide or control them, in
which event the Council of the City of Charleston could act
arbitrarily and capriciously.
Charleston v. Southeastern Constr. Co., 134 W. Va. 666, 677, 64 S.E.2d, 676, 682 (1950).
An indictment for false pretenses shall be sufficient if it
be in form, tenor or effect as follows (after following the form
in section one [§ 62-9-1]):
That A .........., on the .......... day of .........., nineteen
.........., in the said county of .........., did unlawfully,
fraudulently, designedly and feloniously falsely pretend to one
B .......... that (here set out the fraudulent misrepresentations), by
means of which fraudulent and false pretenses the said A ..........
did then and there feloniously and unlawfully obtain (here state
the money or property obtained) of the property, goods and
chattels of B .........., against the peace and dignity of the State.
compensation policy, to share any resulting commissions in excess of $50,000 per year with other insurance agencies specified by the then chairman of the state democratic party, who was part of the scheme with the defendants. A portion of the excess commissions were paid to companies from which the defendant's obtained financial benefits as a result of those payments.