September 1999 Term
_________
No. 25959
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SHERMAN JONES AND LORI JONES,
Plaintiffs Below, Appellants
v.
PATTERSON CONTRACTING, INC., A WEST VIRGINIA CORPORATION;
AND GRASAN EQUIPMENT COMPANY, AN OHIO CORPORATION,
Defendants Below
GRASAN EQUIPMENT COMPANY, INC., AN OHIO CORPORATION,
Defendant Below, Appellee
AND
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No. 25960
___________
SHERMAN JONES AND LORI JONES,
Plaintiffs Below, Appellants
v.
PATTERSON CONTRACTING, INC., A WEST VIRGINIA CORPORATION;
AND GRASAN EQUIPMENT COMPANY, AN OHIO CORPORATION,
Defendants Below
PATTERSON CONTRACTING, INC., A WEST VIRGINIA CORPORATION,
Defendant Below, Appellee
__________________________________________________________________
Appeal from the Circuit Court of Logan County
Honorable Rodger L. Perry, Judge
Civil Action No. 97-C-53P
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED
__________________________________________________________________
Submitted: September 22, 1999
Filed: November 19, 1999
Mary H. Sanders, Esq.
Huddleston, Bolen, Beatty, Porter & Copen
Charleston, West Virginia
Attorney for Patterson Contracting
Anita R. Casey, Esq.
MacCorkle, Lavender & Casey
Charleston, West Virginia
and
R. Ford Francis, Esq.
Shumacher, Francis & Nelson
Charleston, West Virginia
Attorneys for Grason Equipment Company
The Opinion of the Court was delivered Per Curiam.
JUDGE RISOVICH, sitting by temporary assignment.
JUSTICES DAVIS AND MAYNARD concur in part, dissent in part, and reserve the right
to file separate Opinions.
JUSTICE SCOTT did not participate.
1. 'When the plaintiff's evidence, considered in the light most favorable
to him, fails to establish a prima facie right to recovery, the trial court should direct a verdict
in favor of the defendant.' Syl. Pt. 3, Roberts ex rel. Roberts v. Gale, 149 W. Va. 166, 139
S.E.2d 272 (1964). Syl. Pt. 1, Brannon v. Riffle, 197 W. Va. 97, 475 S.E.2d 97 (1996).
2. The appellate standard of review for the granting of a motion for a
directed verdict pursuant to Rule 50 of the West Virginia Rules of Civil Procedure is de
novo. On appeal, this court, after considering the evidence in the light most favorable to
nonmovant party, will sustain the granting of directed verdict when only one reasonable
conclusion as to the verdict can be reached. But if reasonable minds could differ as to the
importance and sufficiency of the evidence, a circuit court's ruling granting a directed verdict
will be reversed. Syl. Pt. 3, Brannon v. Riffle, 197 W. Va. 97, 475 S.E.2d 97 (1996).
3. Upon a motion for a directed verdict, all reasonable doubts and
inferences should be resolved in favor of the party against whom the verdict is asked to be
directed. Syl. Pt. 5, Wager v. Sine, 157 W. Va. 391, 201 S.E.2d 260 (1973).
4. 'Upon a motion to direct a verdict for the defendant, every reasonable
and legitimate inference fairly arising from the testimony, when considered in its entirety,
must be indulged in favorably to plaintiff; and the court must assume as true those facts
which the jury may properly find under the evidence. Syllabus, Nichols v.
Raleigh-Wyoming Coal Co., 112 W. Va. 85[, 163 S.E. 767 (1932) ].' Point 1, Syllabus,
Jenkins v. Chatterton, 143 W. Va. 250[, 100 S.E.2d 808](1957). Syl. Pt. 1, Jividen v. Legg,
161 W. Va. 769, 245 S.E.2d 835 (1978).
5. Whether a witness is qualified to state an opinion is a matter which
rests within the discretion of the trail court and its ruling on that point will not ordinarily be
disturbed unless it clearly appears that its discretion has been abused. Syl. Pt. 5, Overton
v. Fields, 145 W. Va. 797, 117 S.E.2d 598 (1960).
6. In determining who is an expert, a circuit court should conduct a
two-step inquiry. First, a circuit court must determine whether the proposed expert (a) meets
the minimal educational or experiential qualifications (b) in a field that is relevant to the
subject under investigation (c) which will assist the trier of fact. Second, a circuit court must
determine that the expert's area of expertise covers the particular opinion as to which the
expert seeks to testify. Syl. Pt. 5, Gentry v. Mangum, 195 W. Va. 512, 466 S.E.2d 171
(1995).
7. A plaintiff may establish 'deliberate intention' in a civil action against
an employer for a work-related injury by offering evidence to prove the five specific
requirements provided in W.Va.Code Sec. 23-4-2(c)(2)(ii) (1983). Syl. Pt. 2, Mayles v.
Shoney's, Inc., 185 W. Va. 88, 405 S.E.2d 15 (1990).
8. The portion of the statute which authorizes "prompt judicial resolution"
of "deliberate intention" actions against employers, specifically, W.Va.Code §
23-4-2(c)(2)(iii)(B) [1994], relates to plaintiffs' more specific substantive law burden under
the five-element test of W.Va.Code § 23-4-2(c)(2)(ii)(A)-(E) [1994], but the preexisting
procedural law still applies for granting employers' motions for summary judgment, directed
verdict and judgment notwithstanding the verdict. Syl. Pt. 3, Sias v. W-P Coal Co., 185 W.
Va. 569, 408 S.E.2d 321 (1991).
Per Curiam:
This is an appeal by Sherman and Lori Jones (hereinafter Appellants) from July 28, 1998, and August 27, 1998, orders of the Circuit Court of Logan County granting directed verdicts in favor of Patterson Contracting, Inc., and Grasan Equipment Company
(hereinafter Appellees, Patterson, or Grasan).See footnote 1
1
The Appellants maintain that the lower
court erred in granting the directed verdicts, that expert testimony was improperly excluded
from consideration, and that the Appellants' evidence of deliberate intent was not properly
evaluated. We conclude that the lower court erred in granting the directed verdict in favor
of Grasan, but we affirm the directed verdict in favor of Patterson.
Prior to trial, Grasan had presented the lower court with a motion in limine
requesting that the lower court prohibit the introduction of Mr. Colombo's testimony based
upon his alleged lack of familiarity with the standards of the mining industry in particular.
The lower court, however, permitted Mr. Colombo to testify at trial, explaining as follows:
I think this is a question of what weight to give to his testimony and the jury will give
whatever weight is appropriate.
Mr. Colombo testified that he was familiar with chutes, conveyors, and material handling. Having viewed numerous photographs and videotapes of the rock crusher, Mr. Colombo opined that there was no safe method by which operators could clean the rock crusher chute. Relying upon standard promulgated by the American National Standard Institute (ANSI) to assist him in identifying hazards in the work place, Mr. Colombo determined that either of two potential design alterations could have prevented access to the chute door: (1) an interlock device to prevent opening the door, or (2) a permanent metal grate to prevent a person from accessing the chute door opening. Mr. Colombo also emphasized that the written materials supplied by Grasan regarding the maintenance and operation of the rock crusher did not instruct the user on the appropriate method of cleaning the chute.
On the morning following Mr. Colombo's presentation of testimony to the jury, Grasan moved to strike Mr. Colombo's testimony in its entirety. The lower court granted Grasan's motion to strike and asked the jury to disregard Mr. Colombo's testimony. The lower court explained that it had done a disservice by allowing Mr. Colombo to testify and reasoned as follows:
There are mining engineers in profusion and you end up with somebody who is an astronautical (sic) engineer from Florida . . . . [H]e seemed to have a real hard time coping with the stuff and his obvious unfamiliarity with the industry, with the standards of the industry, with anything having to do with the mining industry was just pretty obvious. . . . There are various engineers who deal with very narrow areas and do not have expertise in other areas and I don't accept the proposition that it is quite that flexible.
The Appellants maintain that Mr. Colombo's lack of experience within the
particular field of mining or the realm of rock crushing equipment does not render his
testimony as to general safety precautions inadmissible. They contend that any credibility
issues are more properly resolved by permitting the jury to have the benefit of all
information, establishing an issue of credibility, the weight of the evidence, rather than
admissibility.
Grasan asserts that the lower court properly exercised its discretion in striking
the testimony of Mr. Colombo based upon his deficiencies in training, education, and
experience in the mining industry. Grasan emphasizes that Mr. Colombo had not seen the
actual machine in question until the morning of the trial, had not operated a rock crusher, had
no knowledge of MSHA (Mine Safety and Health Administration) regulations, and had no
knowledge of the mining industry in general.
In the determination of the admissibility of expert testimony, we must be
guided by the principles of Rule 702 of the West Virginia Rules of Evidence, explaining as
follows:
If scientific, technical, or other specialized knowledge will assist
the trier of fact to understand the evidence or to determine a fact
in issue, a witness qualified as an expert by knowledge, skill,
experience, training, or education may testify thereto in the form
of an opinion or otherwise.
In syllabus point five of
Gentry v. Mangum,
195
W. Va. 512, 525, 466 S.E.2d 171, 184 (1995).
this Court explained:
In determining who is an expert, a circuit court should
conduct a two-step inquiry. First, a circuit court must determine
whether the proposed expert (a) meets the minimal educational
or experiential qualifications (b) in a field that is relevant to the
subject under investigation (c) which will assist the trier of fact.
Second, a circuit court must determine that the expert's area of
expertise covers the particular opinion as to which the expert
seeks to testify.
In syllabus point five of Overton v. Fields, 145 W. Va. 797, 117 S.E.2d 598 (1960), we
explained: Whether a witness is qualified to state an opinion is a matter which rests within
the discretion of the trial court and its ruling on that point will not ordinarily be disturbed
unless it clearly appears that its discretion has been abused.
What must be remembered, however, is that there is no 'best expert' rule.
Because of the 'liberal thrust' of the rules pertaining to experts, circuit courts should err on
the side of admissibility. Gentry, 195 W. Va. at 525, 466 S.E.2d at 184, citing II Franklin
D. Cleckley, Handbook on Evidence for West Virginia Lawyers §7-2(A) at 24.
In Gentry,See footnote 3
3
we acknowledged that we have clearly stated that a broad range of knowledge, skills, and
training qualify an expert as such, and rejected any notion of imposing overly rigorous
requirements of expertise. 195 W. Va. at 525, 466 S.E.2d at 184.
In Cargill v. Balloon
Works, Inc., 185 W. Va. 142, 405 S.E.2d 642 (1991), we explained as follows:
West Virginia Rule of Evidence 702 enunciates the standard by which the qualification of an individual as an expert witness will be determined. It cannot encompass every nuance of a specific factual matter or a particular individual sought to be qualified. It simply requires that the witness must, through knowledge, skill, experience, training, or education, possess scientific, technical, or other specialized knowledge which will assist the trier of fact to understand the evidence or to determine a fact in issue. It cannot be interpreted to require ... that the experience, education, or training of the individual be in complete congruence with the nature of the issue sought to be proven.
Id. at 146-47, 405 S.E.2d at 646-47.
An additional component of this inquiry is that where issues of credibility are
present, the proper focus may be the weight of the evidence, rather than its admissibility.
In Gentry, this Court explained the method of dealing with credibility concerns within
admissible testimony:
We are not at all persuaded by the circuit court's concern that
the witness was unfamiliar with the specifics of West Virginia
law and how that law may relate to the facts of this case. The
failure of an expert to be able to explain all aspects of a case or
a controlling principle in a satisfactory manner is relevant only
to the witness's credibility. "Should ... [a] witness later fail to
adequately [explain], define, or describe the relevant standard
of care, opposing counsel is free to explore that weakness in the
testimony." Friendship Heights Assoc. v. Vlastimil Koubek,
785 F.2d 1154, 1163 (4th Cir.1986); see also, Dobson v.
Eastern Associated Coal Corp., 188 W. Va. 17, 22, 422 S.E.2d
494, 499 (1992) (suggests that "[t]he fact that a proffered expert
may be unfamiliar with pertinent statutory definitions or
standards is not grounds for disqualification ...[; s]uch lack of
familiarity" affects credibility, not qualification to testify) 195 W. Va. at 528, 466 S.E.2d at 187, n.23.
The consistency of this approach with
principles enunciated by the United States Supreme Court was recognized in Gentry, as
follows: 'Conventional devices,' like vigorous cross-examination, careful instructions on
the burden of proof, and rebuttal evidence, may be more appropriate instead of the
'wholesale exclusion' of expert testimony under Rule 702. 195 W. Va. at 526, 466 S.E.2d
at 185, quoting Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, ___, 113 S.Ct.
2786, 2798, 125 L.Ed.2d 469, 484.
While the determination of whether a witness is qualified to state an opinion
typically rests with the circuit court, an abuse of discretion warrants reversal.
See footnote 4
4
In note six
of Gentry, we discussed the abuse of discretion standard:
We review these rulings only for an abuse of discretion. Only
rarely and in extraordinary circumstances will we, from the vista
of a cold appellate record, reverse a circuit court's on-the-spot
judgment concerning the relative weighing of probative value
and unfair effect. Our review, however, must have some
purpose and that is why we review under the abuse of discretion
standard. In general, an abuse of discretion occurs when a
material factor deserving significant weight is ignored, when an
improper factor is relied upon, or when all proper and no
improper factors are assessed but the circuit court makes a
serious mistake in weighing them.
195 W. Va. at 520, 466 S.E.2d at 179.
In the case sub judice, Mr. Colombo exhibited extensive knowledge of safety
mechanisms and safety issues in general; his lack of distinctive knowledge of the workings
of the mining industry should not render his testimony inadmissible. Prohibiting the
testimony based upon lack of familiarity with the mining industry as a whole illustrates
misapprehension of the fundamental questions raised by the Appellants. This was not
predominantly or exclusively a mining issue; rather, it was a safety issue to be addressed
more appropriately and exhaustively by a safety expert such as Mr. Colombo. The jury
was asked to resolve the narrow questions of the operation of the chute and the proper
methods of cleaning. A safety engineer possessing familiarity with chutes, conveyors, and
material handling would appear amply qualified to address that issue and would potentially
be more knowledgeable on the precise issues than an expert with more general knowledge
of the mining industry. Concerns regarding the parameters of Mr. Colombo's expertise
could have been addressed through cross-examination, as issues of credibility rather than
admissibility.
We conclude that the lower court abused its discretion in striking the testimony
of Mr. Colombo. In our de novo review of the lower court's ultimate decision on the
directed verdict issue, we reverse the decision of the lower court.See footnote 5
5
The Appellants claimed that Patterson failed to properly train Mr. Jones regarding safe chute cleaning methods, alleging that Patterson knew its employees inserted their bodies into the chute to clean the materials lodged inside the chute.See footnote 6 6 Thus, the Appellants argued that they proved all five statutory requirements for recovery under the deliberate intent statute.
Patterson contended that it had instructed its employees to stand above the
chute while cleaning it and had no knowledge of the methods being utilized by Mr. Jones.
Patterson had sent Mr. Jones to a training course offered by the West Virginia Office of
Safety, Health & Training providing safety training for operators of machinery with chutes.
This training course specified that placing one's body in the chute was dangerous and could
result in serious injury.See footnote 7
7
The lower court found no evidence to support (1) a specific unsafe working
condition;See footnote 8
8
(2) a subjective realization by Patterson of a specific unsafe working condition;
or (3) an intentional exposure of Mr. Jones to an unsafe condition. As we stated in syllabus
point two of Mayles v. Shoney's, Inc., 185 W. Va. 88, 405 S.E.2d 15 (1990): A plaintiff
may establish 'deliberate intention' in a civil action against an employer for a work-related
injury by offering evidence to prove the five specific requirements provided in W.Va.Code
Sec. 23-4-2(c)(2)(ii) (1983). Accord, Syl. Pt. 4, Blake v. John Skidmore Truck Stop, Inc.,
201 W. Va. 126, 493 S.E.2d 887 (1997). West Virginia Code § 23-4-2(c)(2)(iii)(B) provides
the following guidance to courts reviewing allegations of deliberate intent: A court shall
dismiss an action when, after considering all the evidence and every inference legitimately
and reasonably raised thereby most favorably to the plaintiff, the court shall determine that
there is not sufficient evidence to find each and every one of the facts required to be proven
in the deliberate intent statute.
In Sias v. W-P Coal Co., 185 W. Va. 569, 408 S.E.2d 321 (1991), this Court
held that "such motions are to be granted when, pursuant to Rule 56(c) of the West Virginia
Rules of Civil Procedure, one or more of the five elements of W.Va.Code §
23-4-2(c)(2)(ii)(A)-(E) [1994] do not exist (motion for summary judgment) or when, after
considering all of the evidence and every reasonable inference in the light most favorable to
the plaintiff, there is insufficient evidence to find each and every one of the aforestated five
elements (motion for a directed verdict)." 185 W. Va. at 576, 408 S.E.2d at 328.
Syllabus point three of Sias explained:
The portion of the statute which authorizes "prompt
judicial resolution" of "deliberate intention" actions against
employers, specifically, W.Va.Code § 23-4-2(c)(2)(iii)(B)
[1994], relates to plaintiffs' more specific substantive law
burden under the five-element test of W.Va.Code §
23-4-2(c)(2)(ii)(A)-(E) [1994], but the preexisting procedural
law still applies for granting employers' motions for summary
judgment, directed verdict and judgment notwithstanding the
verdict.
The lower court examined that evidence presented by the Appellants regarding the specific unsafe working condition, Patterson's subjective realization thereof, and the allegation of intentional exposure of Mr. Jones to an unsafe condition. Indulging in every favorable consideration toward the Appellants, the lower court concluded that the directed verdict should be granted in favor of Patterson. In our de novo review of the directed verdict question, we have reviewed the testimony presented on the deliberate intent issue, and we agree with the lower court's conclusions. We therefore affirm in that respect.