Brent W. Wolfinbarger, Esquire
Richard Riffe, Prosecuting Attorney
Charleston, West Virginia
Madison, West Virginia
Attorney for Appellee Miller
Attorney for the Boone County Commission
John R. Mitchell, Sr., Esquire
E. Dixon Ericson, Esquire
John R. Mitchell, Jr., Esquire
Charleston, West Virginia
Attorneys for Appellant Weaver
JUSTICE SCOTT delivered the Opinion of the Court.
JUSTICE MCGRAW dissents and reserves the right to file a dissenting Opinion.
1. 'Statutes in pari materia, must be construed together and the legislative
intention, as gathered from the whole of the enactments, must be given effect. Point 3.,
Syllabus, State ex rel. Graney v. Sims, 144 W. Va. 72[, 105 S.E.2d 886 (1958)]. Syl. pt. 1,
State ex rel. Slatton v. Boles, 147 W. Va. 674, 130 S.E.2d 192 (1963).' Syl. pt. 1,
Transamerica Com. Fin. v. Blueville Bank, 190 W. Va. 474, 438 S.E.2d 817 (1993). Syl.
Pt. 2, Beckley v. Kirk, 193 W. Va. 258, 455 S.E.2d 817 (1995).
2.
Upon a recount of ballots case at an election, a board of canvassers is without
authority to consider or determine matters not shown by the election returns or by relevant
evidence of the commissioners, the poll clerks, or other persons present at such election
respecting such returns, or which may be established only by evidence extrinsic to the
election returns. Syl. Pt. 3, State ex rel. Bumgardner v. Mills, 132 W. Va. 580, 53 S.E.2d
416 (1949).
3.
Upon a recount of election ballots a board of canvassers may not consider or
determine questions of fraud, intimidation or illegality in an election, the eligibility of a
candidate, the validity of the appointment of precinct election officers, the qualifications of
such elections officers, or irregularities discoverable in the course of a recount which can be
established only by evidence extrinsic to the election returns.
Syl. Pt. 4, State ex rel.
Bumgardner v. Mills, 132 W. Va. 580, 53 S.E.2d 416 (1949)
.
4. Evidence of fraud or any other like matter which involves extrinsic evidence
is not admissible before a board of canvassers on a recount and can be presented only at
election contest proceedings.
Syl. Pt. 8, State ex rel. Patrick v. County Court, 152 W. Va.
592, 165 S.E.2d 822
(1969).
5. Where a candidate seeks to contest specific ballots cast in an election pursuant
to the provisions of West Virginia Code § 3-7-6 (1999), he must first demand that the Board
of Canvassers conduct a recount of the ballots pursuant to the provisions of West Virginia
Code § 3-6-9 (1999).
Where, however, a candidate seeks to contest only
such matters as
fraud, an elected candidate's eligibility, or the legality of the election, the candidate may
proceed directly with an election contest pursuant to the provisions of West Virginia Code
§ 3-7-6, thereby omitting the recount procedure set forth in West Virginia Code § 3-6-9,
provided that any recount proceeding which was otherwise initiated has terminated.
6. 'Prohibition lies only to restrain inferior courts from proceedings in causes
over which they have no jurisdiction, or, in which, having jurisdiction, they are exceeding
their legitimate powers, and may not be used as a substitute for [a petition for appeal] or
certiorari.' Syl. Pt. 1, Crawford v. Taylor, 138 W.Va. 207, 75 S.E.2d 370 (1953). Syl. Pt.
3, State ex rel. Hoover v. Berger,
199 W.Va. 12,
483 S.E.2d 12 (1996).
7. In determining whether to entertain and issue the writ of prohibition for cases
not involving an absence of jurisdiction but only where it is claimed that the lower tribunal
exceeded its legitimate powers, this Court will examine five factors: (1) whether the party
seeking the writ has no other adequate means, such as direct appeal, to obtain the desired
relief; (2) whether the petitioner will be damaged or prejudiced in a way that is not
correctable on appeal; (3) whether the lower tribunal's order is clearly erroneous as a matter
of law; (4) whether the lower tribunal's order is an oft repeated error or manifests persistent
disregard for either procedural or substantive law; and (5) whether the lower tribunal's order
raises new and important problems or issues of law of first impression. These factors are
general guidelines that serve as a useful starting point for determining whether a
discretionary writ of prohibition should issue. Although all five factors need not be satisfied,
it is clear that the third factor, the existence of clear error as a matter of law, should be given
substantial weight. Syl. Pt. 4, State ex rel. Hoover v. Berger,
199 W.Va. 12,
483 S.E.2d 12
(1996).
Scott, Justice:
This case is before the Court upon the appeal of Roger L. Weaver from the July
20, 2000, final order of the Circuit Court of Boone County, West Virginia, awarding a writ
of prohibition which prohibited the County Commission of Boone County (County
Commission and Board of Canvassers) from hearing the Appellant's protest of the results
of the May 2000
primary election for Assessor of Boone County (Assessor).See footnote 1
1
The circuit
court ruled that the Appellant's failure to file a petition for a recount of the votes before the
Board of Canvassers precluded the Appellant from contesting the election results. Upon a
review of the parties' briefs and arguments, we affirm the lower court's decision to issue a
writ of prohibition.See footnote 2
2
On May 25, 2000, at around 1:51 p.m., the Appellant filed a notice with the
Office of the Clerk of the County Commission
demanding a recount of the election results.
After receiving the notice, the Secretary of State's office was consulted, because the
Appellant's request for a recount was filed outside the forty-eight hour deadline for filing
such requests.See footnote 3
3
See W. Va. Code § 3-6-9(a) (1999). Mary Ratliff, an employee in the
Secretary of State's office, issued an opinion letter wherein she concluded that the County
Commission may not conduct any recount requested after the expiration of the forty-eight
hour deadline.
It was not until May 30, 2000, that the Board of Canvassers issued an order
certifying the results of the May 9, 2000, primary election, which indicated that the Appellee
was the winner and denied the recount demanded by the Appellant.See footnote 4
4
On June 1, 2000, the
Appellant filed a notice of contest, alleging that: 1) the County Commission erroneously
failed to grant the Appellant's motion for a recount; 2) the Board of Canvassers should have
counted sixty-six votes specifically listed by the Appellant; and 3) the Board of Canvassers
should have challenged some thirty-six absentee votes which were counted.See footnote 5
5
At no time did
the Appellant contest the legality of the election or the qualification or eligibility of the
person elected to hold the subject office. See W. Va. Code § 3-7-6 (1999).
Following the Appellant's notice of contest, on June 12, 2000, the County
Commission, through written notice, stated that it intended to hear the election contest sitting
as a Board of Contest. The proceeding was scheduled for June 19, 2000. On June 15, 2000,
the Appellee filed a petition for writ of prohibition with the circuit court, which was
ultimately granted and is the subject of the present appeal.
West Virginia Code § 3-7-6 governs the procedure for contesting election
results and provides as follows:
In all cases of contested elections, the county commission
shall be the judge of the election, qualifications and returns of
their own members and of all county and district officers:
Provided, That a member of the county commission whose
election is being contested may not participate in judging the
election, qualifications and returns.
A person intending to contest the election of another
to any county or district office, including judge of any
criminal, intermediate, common pleas or other inferior
court, or any office that shall hereafter be created to be filled
by the voters of the county or of any magisterial or other
district therein, shall, within ten days after the result of the
election is declared, give the contestee notice in writing of
such intention, and a list of the votes he will dispute, with the
objections to each, and of the votes rejected for which he will
contend. If the contestant objects to the legality of the
election, or the qualification of the person returned as
elected, the notice shall set forth the facts on which such
objection is founded. The person whose election is so
contested shall, within ten days after receiving such notice,
deliver to the contestant a like list of the votes he will dispute,
with the objections to each, and of the rejected votes for which
he will contend; and, if he has any objection to the qualification
of the contestant, he shall specify in writing the facts on which
the objection is founded. Each party shall append to his notice
an affidavit that he verily believes the matters and things set
forth to be true. If new facts be discovered by either party after
he has given notice as aforesaid, he may, within ten days after
such discovery, give an additional notice to his adversary, with
the specifications and affidavit prescribed in this section.
Id. (emphasis added).
In determining what interdependency, if any, exists between the above-
mentioned statutes, we are mindful of the following well-established principle of statutory
interpretation:
'Statutes in pari materia, must be construed together and
the legislative intention, as gathered from the whole of the
enactments, must be given effect.' Point 3., Syllabus, State ex
rel. Graney v. Sims, 144 W. Va. 72[, 105 S.E.2d 886 (1958) ].
Syl. pt. 1, State ex rel. Slatton v. Boles, 147 W. Va. 674, 130
S.E.2d 192 (1963). Syl. pt. 1, Transamerica Com. Fin. v.
Blueville Bank, 190 W. Va. 474, 438 S.E.2d 817 (1993).
Syl. Pt. 2, Beckley v. Kirk, 193 W. Va. 258, 455 S.E.2d 817 (1995). In is unquestionable
that the above-mentioned statutory provisions were enacted for the primary purpose of
affording procedures to dispute the results of elections. The fact that the relevant statutes
establish two separate procedures does not negate the fact that these statutory provisions must
be read in pari materia as both statutes relate to the same common purpose of resolving
election result controversies.
In prior cases we have discussed the relevant statutory provisions. In Booth
v. Board of Ballot Commissioners, 156 W. Va. 657, 196 S.E.2d 299 (1972), this Court set
forth the general differences between an election recount and an election contest as follows:
A contest and a recount . . . are very distinct procedures under
our election law. The county court, sitting as a Board of
Canvassers in a recount for a primary election, may only do that
which the statute authorizes it to do. State ex rel. Thompson v.
Fry, 137 W.Va. 321, 71 S.E.2d 449 (1952) . . . .
Cases construing the duties of a board of canvassers say
in effect that the board may only consider matters apparent on
the face of the ballot and matters apparent to the personal
knowledge of election officers and officials and those casting
ballots. In other words, only matters patent and intrinsic to the
ballot and counting procedures are proper subjects for review
and determination by the board of canvassers. State ex rel.
Patrick v. County Court, 152 W.Va. 592, 165 S.E.2d 822
(1969); State ex rel. Ellis v. County Court, 153 W.Va. 45, 167
S.E.2d 284 (1969), holding that the board of canvassers may not
consider or determine cases of fraud, intimidation or illegality
in an election, the eligibility of a candidate, or irregularities
discoverable in the course of a recount which can be established
only by evidence extrinsic to the election returns.
On the other hand, the county court sitting as an election
contest court, may take evidence, consider and make
determination of matters extrinsic to the election returns. Sitting
as an election court in a contest pursuant to Code, 1931,
3--5--20, as amended, and Code, 1931, 3--7--7 and 8, as
amended, the election court may determine the legality of votes
cast. See Terry v. Sencindiver, supra; State ex rel. Mahan v.
Claypool, 97 W.Va. 670, 125 S.E. 810 (1924); Burke v.
Supervisors of Monroe County, 4 W.Va. 371 (1870).
156 W. Va. at 672-73, 196 S.E.2d at 309-310; see Syl. Pt. 2, Reynolds v. Board of
Canvassers, 117 W.Va. 770, 188 S.E. 229 (1936) (The statutory law contemplates that an
election recount and contest shall be separate proceedings. The former must terminate and
the result be declared before the latter may commence. The informal conversion by opposing
candidates of a recount into a quasi contest without observing the procedure for contests
provided in Code, 3-9-2, is disapproved.);
Manchin v. Dunfee, 174 W. Va. 532, 535, 327
S.E.2d 710, 712 (1984)(An election contest is a separate proceeding from a canvass or a
recount and is usually pursued following the completion of a requested recount.).
We further defined the limitations of an election recount in syllabus points
three and four of State ex rel. Bumgardner v. Mills, 132 W. Va. 580, 53 S.E.2d 416 (1949),
where we held that:
Upon a recount of ballots case at an election, a board of
canvassers is without authority to consider or determine matters
not shown by the election returns or by relevant evidence of the
commissioners, the poll clerks, or other persons present at such
election respecting such returns, or which may be established
only by evidence extrinsic to the election returns.
Upon a recount of election ballots a board of canvassers
may not consider or determine questions of fraud, intimidation
or illegality in an election, the eligibility of a candidate, the
validity of the appointment of precinct election officers, the
qualifications of such elections officers, or irregularities
discoverable in the course of a recount which can be established
only by evidence extrinsic to the election returns.
Id. at 581, 53 S.E.2d at 420-21, Syl. Pts. 3 and 4.
We have also previously recognized that the limited function of an election
recount to decide matters which can be resolved intrinsically from the plain face of the actual
ballot
serves to lay the basis for a[n] [election] contest[,] because there are many
irregularities and illegalities discoverable in the course of a recount that cannot be corrected
in that proceeding. Brawley v. County Court, 117 W. Va. 691, 694, 187 S.E. 417, 418
(1936).
Another important facet of a recount is that it places all candidates who filed for the
office in which the recount has been demanded on notice that problems may exist with
specific votes cast in the election. See W. Va. Code § 3-6-9(a). Thus, where a candidate is
disputing certain votes or ballots cast in an election, a recount gives all interested
candidates in that particular race an opportunity: 1) to observe the manner in which the
Board of Canvassers conducts the recount; 2) to notify the board, in writing, of their
intention to preserve their right to demand a recount of precincts not requested to be
recounted by the candidate originally requesting a recount of ballots cast[;] and 3) to
identify votes cast which may be challenged as irregular or illegal in an election contest. See
W. Va. Code § 3-6-9(b).
Inherent in the recount procedure is the concept of fairness to all interested
candidates in an election. The recount procedure is the only mechanism av
ailable in an
election dispute which gives the interested candidates a chance to identify and define
problematic votes, thereby establishing the parameters for an election contest. The
elimination of this procedure where specific votes are in dispute would necessarily result in
a lopsided and unfair playing field upon which to base an election contest. It is, therefore,
evident that where the challenge to election results stems from specific votes cast, a recount
plays an integral and indispensable role tantamount to fundamental principles of due process,
which cannot be ignored or omitted. To allow a candidate in such a case to bypass the
recount procedure and proceed directly to an election contest would thwart the legislative
purpose of the recount statute and essentially render such statute irrelevant. See W. Va. Code
§ 3-6-9 and § 3-7-6.
In contrast, the purpose of an election contest is to resolve those disputes
emanating from an election which concern not only the actual votes cast, but also include
such matters as the legality of the election and the qualification of the person elected. See
W. Va. Code § 3-7-6. For instance, we held in syllabus point eight of State ex rel. Patrick
v. County Court, 152 W. Va. 592, 165 S.E.2d 822 (1969), that [e]vidence of fraud or any
other like matter which involves extrinsic evidence is not admissible before a board of
canvassers on a recount and can be presented only at election contest proceedings.
Id. at
594, 165 S.E.2d at 824, Syl. Pt. 8. Thus, unlike an election recount, a county commission,
acting as a judge of an election contest, may take the testimony from subpoenaed witnesses
as well as other relevant extrinsic evidence, before deciding the result of an election. See W.
Va. Code § 3-7-7.
Accordingly, we hold that where a candidate seeks to contest specific ballots
cast in an election pursuant to the provisions of West Virginia Code § 3-7-6, he must first
demand that the Board of Canvassers conduct a recount of the ballots pursuant to the
provisions of West Virginia Code § 3-6-9.
Where, however, a candidate seeks to contest
only
such matters as fraud, an elected candidate's eligibility, or the legality of the election,
the candidate may proceed directly with an election contest pursuant to the provisions of
West Virginia Code § 3-7-6, thereby omitting the recount procedure set forth in West
Virginia Code § 3-6-9, provided that any recount proceeding which was otherwise initiated
has terminated.
In the instant case, it is clear that the Appellant never sought to challenge the
legality of the election, the elected candidate's eligibility, or any of those matters which can
be resolved only
through the admission of extrinsic evidence in an election contest. To the
contrary, the Appellant, in his petition for election contest, protested the action of the Board
of Canvassers in counting or refusing to count certain votes cast in the primary. For this very
reason, the Appellant was bound by statute to demand a recount of the election as a
prerequisite to proceeding to an election contest. See W. Va. Code § 3-6-9 and § 3-7-6. The
Appellant's failure to demand a recount in a timely fashion precluded his contest of the
election on the issue of the validity of the ballots under the provisions of West Virginia Code
§ 3-7-6.
'Prohibition lies only to restrain inferior courts from proceedings in causes
over which they have no jurisdiction, or, in which, having jurisdiction, they are exceeding
their legitimate powers, and may not be used as a substitute for [a petition for appeal] or
certiorari.' Syl. Pt. 1, Crawford v. Taylor, 138 W.Va. 207, 75 S.E.2d 370 (1953). Syl. Pt.
3, State ex rel. Hoover v. Berger,
199 W.Va. 12,
483 S.E.2d 12 (1996).
In order to determine
whether the writ of prohibition was properly granted we apply the following standard of
review:
In determining whether to entertain and issue the writ of
prohibition for cases not involving an absence of jurisdiction but
only where it is claimed that the lower tribunal exceeded its
legitimate powers, this Court will examine five factors: (1)
whether the party seeking the writ has no other adequate means,
such as direct appeal, to obtain the desired relief; (2) whether
the petitioner will be damaged or prejudiced in a way that is not
correctable on appeal; (3) whether the lower tribunal's order is
clearly erroneous as a matter of law; (4) whether the lower
tribunal's order is an oft repeated error or manifests persistent
disregard for either procedural or substantive law; and (5)
whether the lower tribunal's order raises new and important
problems or issues of law of first impression. These factors are
general guidelines that serve as a useful starting point for
determining whether a discretionary writ of prohibition should
issue. Although all five factors need not be satisfied, it is clear
that the third factor, the existence of clear error as a matter of
law, should be given substantial weight.
Id. at 14-15,
483 S.E.2d at 14-15, Syl. Pt. 4
.
Having established that West Virginia Code §
3-6-9 must be read in pari materia with West Virginia Code § 3-7-6, it is clear that, in the
instant case, had the County Commission proceeded with deciding the election contest on the
sole issue of the validity of the ballots, it would have been acting in contravention of clear
statutory mandate that a recount occur first. See W. Va. Code § 3-6-9 and § 3-7-6.
Therefore, the trial court properly issued the writ of prohibition.
Footnote: 1 1The circuit court also denied the Appellant's request for a writ of mandamus in which the Appellant sought to compel the County Commission, sitting as the Board of Canvassers, to recount the election returns. The Appellant has specifically withdrawn any alleged errors and/or arguments concerning the denial of the writ of mandamus on appeal.
Footnote: 2 2On September 7, 2000, this Court issued a per curiam order reflecting this affirmance of the lower court's decision and noting that this opinion would follow.
Footnote: 3 3The Appellee's response indicates that the Appellant thought he had until the end of business on May 25, 2000, to request a recount. The Appellant's petition indicates that
[b]etween the time that the election results were declared on
May 22, 2000 and the time of the filing of Weaver's request for
a recount at 1:51 p.m. on May 25, 2000, Weaver or his assistant
had been assured by a majority of the County Commission of
Boone County, that he could file his petition for a recount at any
time before 4:00 p.m. on the afternoon of May 25, 2000.
The circuit court found that the Appellant was expressly relying upon the unequivacle [sic]
statements of the Board of Canvassers[] at the time he filed his request. These facts,
however, do not impact this Court's decision as they relate only to the Appellant's mandamus
action which the Appellant has expressly withdrawn for purposes of this appeal.
Footnote: 4 4This order should have been issued within forty-eight hours after the canvass was concluded pursuant to statute. See W. Va. Code § 3-6-9.
Footnote: 5 5We are perplexed by the Appellant's assertion that the Board of Canvassers should have challenged certain absentee ballots which were counted. It is not the duty of the Board of Canvassers to challenge ballots, it is the Board's duty either to count the challenged ballot or to refuse to count the challenged ballot, depending upon its ruling on the validity of the challenge.