George V. Sitler
Darrell V. McGraw, Jr.
Public Defender's Office
Attorney General
Princeton, West Virginia
Leah Perry Macia
Attorney for the Appellant
Assistant Attorney General
Charleston, West Virginia
Attorneys for the Appellee
JUSTICE DAVIS delivered the Opinion of the Court.
SYLLABUS BY THE COURT
1. An adjudication of delinquency is subject to the same standards of review on
appeal as is an adult criminal conviction.
2. A criminal defendant has no constitutional right to have his witnesses appear at
trial without physical restraints or in civilian attire. Syllabus point 3, State ex rel. McMannis v. Mohn,
163 W. Va. 129, 254 S.E.2d 805 ( 1979).
3. The issue of whether a witness for the defendant should be physically restrained
or required to wear prison attire while testifying before a jury is, in general, a matter within the sound
discretion of the trial judge and will not be reversed absent a showing of an abuse of that discretion.
4. The trial judge should not permit an incarcerated defense witness to appear at trial
in the distinctive attire of a prisoner. However, the burden is upon the defendant to timely move that an
incarcerated witness be permitted to testify at trial in civilian clothes. If the trial judge denies the motion, the
judge must set forth on the record the reasons for denying said motion.
5. An incarcerated defense witness should not be subjected to physical restraint while
in court unless the trial judge has found such restraint reasonably necessary to prevent escape, provide
safety, or maintain order in general. The burden is upon the defendant to timely move that an incarcerated
defense witness be permitted to testify at trial without physical restraints. If the trial judge orders such
restraint, the judge must enter into the record of the case the reasons therefor.
6. Whenever the wearing of prison attire or physical restraint of a defense witness
occurs in the presence of jurors trying the case, the judge should instruct those jurors that such attire or
restraint is not to be considered in assessing the evidence and determining guilt.
Davis, Justice:
Allah Jamaal W.,See footnote 1
1
appellant/respondent below (hereinafter referred to as Allah), filed this
appeal from an order of the Circuit Court of Mercer County adjudicating him delinquent and committing
him to the Industrial Home for Youth for a period of one year. In this appeal, Allah contends that the trial
court committed error by requiring his incarcerated witnesses to wear shackles and prison clothing while
testifying at his trial. The State has confessed error. However, the State urges this Court to find the error
harmless. After reviewing the briefs, appellate record and listening to the oral arguments of the parties, we
find the error complained of was not harmless. The conviction and sentence are reversed. The case is
remanded for a new trial.
I.
FACTUAL AND PROCEDURAL HISTORY
On the evening of November 15, 1998, Bluefield police Officer Robert Mason was talking
with two people near a bar called Bo's Nightclub.See footnote 2
2
Allah walked past Officer Mason and the two
exchanged hostile words.See footnote 3
3
The testimony was conflicting as to what happened after the initial exchange of
words between Allah and Officer Mason.See footnote 4
4
It is clear that a struggle ensued which resulted in Allah being
taken into custody and a juvenile petition being filed charging Allah with striking Officer Mason in the throat
and forehead.See footnote 5
5
Allah demanded a trial by jury. Prior to trial, Allah filed a motion asking the court to permit
three of his witnesses, who were incarcerated, to testify without shackles and wearing nonprison clothing.
The trial court summarily denied the motion, and Allah's three witnesses testified while shackled and
wearing prison clothes. The jury returned a verdict finding Allah guilty of making unlawful contact with
Officer Mason. The court subsequently committed Allah to the Industrial Home for Youth for a period of
one year. It is from this conviction that Allah now appeals.
II.
STANDARD OF REVIEW
A delinquent juvenile is 'a juvenile who has been adjudicated as one who commits an act
which would be a crime under state law or a municipal ordinance if committed by an adult.' West
Virginia Dept. of Military Affairs and Pub. Safety, Div. of Juvenile Servs. v. Berger, 203 W.
Va. 468, 470 n.1, 508 S.E.2d 628, 630 n.1 (1998) (quoting W. Va. Code § 49-1-4 (8) (1997) (Supp.
1997)). Accord W. Va. Code § 49-1-4 (8) (1998) (Repl. Vol. 1999). Rules of evidence and procedural
rights applicable in adult criminal proceedings are applicable with equal force in juvenile adjudicatory
proceedings. W. Va. Code §§ 49-5-2 (j) and (k) (1998) (Repl. Vol. 1999). Accord W. Va. Code §
49-5-2 (j) and (k) (2000) (Supp. 2000). Therefore, an adjudication of delinquency is subject to the same
standards of review on appeal as is an adult criminal conviction. In the instant proceeding, the issue
confronting this Court is whether it was error for the trial court to require Allah's witnesses to appear
before the jury shackled and wearing prison garb.
Heretofore, this Court has not established a specific standard for our review of whether
the trial court has committed such an error. Because our discussion of the appropriate standard involves
a review of the same cases we rely on in deciding the specific issues raised in this case, we set forth the
appropriate standard in the body of our discussion, rather than at this point, to avoid repetition.
Nevertheless, we note that
we have previously held that [a] criminal defendant has no constitutional right
to have his witnesses appear at trial without physical restraints or in civilian attire. Syl. pt. 3, State ex rel.
McMannis v. Mohn, 163 W. Va. 129, 254 S.E.2d 805 (1979). Consequently, where a
nonconstitutional error has been asserted, we have adopted the rather general rule that the case will not be
reversed unless the error is prejudicial to the defendant. State v. Atkins, 163 W. Va. 502, 510, 261
S.E.2d 55, 60 (1979) (citations omitted). See also State v. Potter, 197 W. Va. 734, 748, 478 S.E.2d
742, 756 (1996) (Our cases consistently have held that nonconstitutional errors are harmless unless the
reviewing court has grave doubt as to whether the [error] substantially swayed the verdict.). Accord
State v. Salmons, 203 W. Va. 561, 509 S.E.2d 842 (1998); State v. Rahman, 199 W. Va. 144, 483
S.E.2d 273 (1996); State v. Guthrie, 194 W. Va. 657, 461 S.E.2d 163 (1995); State v. Young, 185
W. Va. 327, 406 S.E.2d 758 (1991); State v. Ferrell, 184 W. Va. 123, 399 S.E.2d 834 (1990).
III.
DISCUSSION
In the case sub judice Allah filed a motion with the trial court seeking to have his three
incarcerated witnesses testify at trial without shackles and wearing civilian clothing. The trial court
summarily denied the motion. The State has confessed error in the trial court's decision to deny the
motion.See footnote 6
6
However, the State contends that this Court should conclude that the lower court's decision was
harmless.See footnote 7
7
We begin our analysis by reviewing the seminal case of State ex rel. McMannis v.
Mohn, 163 W. Va. 129, 254 S.E.2d 805 (1979). McMannis was presented to the Court as an original
habeas corpus proceeding. The defendant in McMannis was convicted of second-degree sexual assault
and sentenced to life imprisonment under the recidivist statute. One of the issues presented in the
McMannis case concerned the defendant's argument that he had a constitutional right to have his
witnesses appear at trial without physical restraints and in civilian attire.See footnote 8
8
This Court rejected the
defendant's argument insofar as it was presented as a constitutional right. We held that [a] criminal
defendant has no constitutional right to have his witnesses appear at trial without physical restraints or in
civilian attire. McMannis, 163 W. Va. at 139-140, 254 S.E.2d at 811.
Although McMannis declined to extend constitutional protection to the physical
appearance of a defendant's witness, we did acknowledge that there may be occasions when forcing the
defendant's witnesses to testify in physical restraints [or prison attire] may create sufficient prejudice that
reversible error will occur. McMannis, 163 W.Va. at 140, 254 S.E.2d at 811. We further suggested,
in dicta, procedures that should be followed when the issue of an incarcerated witness' attire or the use
of physical restraints became an issue.See footnote 9
9
Id. at 139 n.7, 254 S.E.2d at 810 n.7.
With respect to an incarcerated witness' attire, we indicated in McMannis that it is
incumbent upon defense counsel, if he wishes to obtain prison witnesses, to make voluntary arrangements
with the custodial authorities for them to appear in civilian attire. If a voluntary arrangement cannot be
made, he should move the court for an order in advance of trial. 163 W. Va. at 137, 254 S.E.2d at 809.
With respect to shackles, we indicated if a voluntary arrangement could not be made regarding the use of
shackles, defense counsel should move the trial court for a hearing on the matter.See footnote 10
10
Id. at 139 n.7, 254
S.E.2d at 810 n.7.
In the instant proceeding Allah has asked that this Court elevate McMannis' dicta into
law. We are inclined to do so. For reasons similar to those recognized in McMannis, courts in other
jurisdictions have held that an incarcerated witness for the defendant should not be forced to testify in prison
attire. See Johnson v. Spalding, 510 F. Supp. 164 (E.D. Wash. 1981); State v. Torres, 749 A.2d
1210 (Conn. App. Ct. 2000); Mullins v. State, 766 So. 2d 1136 (Fla. Ct. App. 2000); Thompson
v. State, 514 S.W.2d 275 (Tex. Crim. App. 1974). Regardless of this general prohibition, courts have
not overturned convictions on the sole basis that a witness for the defendant was forced to wear prison
attire while testifying. See United States v. Adams, 1 F.3d 1566 (11th Cir. 1993); Johnson v.
Spalding, 510 F. Supp. 164 (E.D. Wash. 1981); State v. Yates, 381 A.2d 536 (Conn. 1977);
Tompkins v. State, 386 So. 2d 597 (Fla. App. 1980); State v. Marcelin, 669 So. 2d 497 (La. 1996);
White v. State, 771 P.2d 152 (Nev. 1989).
Additionally, courts in other jurisdictions have also prohibited the arbitrary use of shackles
on an incarcerated witness for the defendant during the witness' trial testimony. See Harrell v. Israel,
672 F.2d 632 (7th Cir. 1982); Kennedy v. Cardwell, 487 F.2d 101 (6th Cir. 1973); Williams v.
State, 629 P.2d 54 (Alaska 1981); People v. Valenzuela, 51 Cal. App. 3d 180, 198 Cal. Rptr. 469
(1984); Robbins v. State, 340 S.E.2d 206 (Ga. App. 1986); People v. Myers, 185 Ill. App. 3d 118,
540 N.E.2d 1050 (1989); State v. Bradford, 864 P.2d 680 (Kan. 1993); State v. Coursolle, 97
N.W.2d 472 (Minn. 1959); State v. Jones, 556 S.W.2d 736 (Mo. Ct. App. 1977). The rule against
arbitrarily shackling a defendant's witness was explained by the Sixth Circuit Court of Appeals as follows:
The general rule for shackling witnesses is that a defendant has a right to have his witnesses appear free of shackles, except in special circumstances where there is evident danger of escape or harm to individuals in the courtroom . . . . The reason underlying the rule is the inherent prejudice to the defendant since it is likely the jury will suspect the witness's credibility. The prejudice factor toward the defendant, although much less than the situation where the defendant is shackled, provides a valid point of comparison even though the shackled witness cases do not directly affect the presumption of innocence.
Kennedy v. Cardwell, 487 F.2d 101, 105 n.5 (6th Cir. 1973).
Furthermore, the American Bar Association (ABA) has taken the position that an
incarcerated witness for the defendant should not be compelled to testify before a jury wearing prison attire
or restraints. The ABA has promulgated the following standard for this issue:
(b) The trial judge should not permit a . . . witness to appear at
trial in the distinctive attire of a prisoner unless specifically waived by the
defendant.See footnote 11
11
(c) . . . [W]itnesses should not be subjected to physical restraint
while in court unless the trial judge has found such restraint reasonably
necessary to maintain order. If the trial judge orders such restraint, the
judge should enter into the record of the case the reasons therefor.
Whenever physical restraint of a . . . witness occurs in the presence of
jurors trying the case, the judge should instruct those jurors that such
restraint is not to be considered in assessing the proof and determining
guilt.
III Standards for Criminal Justice, Standard 15-3.1 at 15-78 (2d ed. 1986) (footnote added).See footnote 12
12
In view of McMannis and other authorities, we hold as follows. The issue of whether a
witness for the defendant should be physically restrained or required to wear prison attire while testifying
before a jury is, in general, a matter within the sound discretion of the trial judge and will not be reversed
absent a showing of an abuse of that discretion. The trial judge should not permit an incarcerated defense
witness to appear at trial in the distinctive attire of a prisoner. However, the burden is upon the defendant
to timely move that an incarcerated witness be permitted to testify at trial in civilian clothes.See footnote 13
13
If the trial
judge denies the motion, the judge must set forth on the record the reasons for denying said motion. An
incarcerated defense witness should not be subjected to physical restraint while in court unless the trial
judge has found such restraint reasonably necessary to prevent escape, provide safety, or maintain order
in general.See footnote 14
14
The burden is upon the defendant to timely move that an incarcerated defense witness be
permitted to testify at trial without physical restraints.See footnote 15
15
If the trial judge orders such restraint, the judge
must enter into the record of the case the reasons therefor.See footnote 16
16
Whenever the wearing of prison attire or
physical restraint of a defense witness occurs in the presence of jurors trying the case, the judge should
instruct those jurors that such attire or restraint is not to be considered in assessing the evidence and
determining guilt.See footnote 17
17
In the instant proceeding, the State has conceded that the trial judge committed error in
requiring Allah's witnesses to wear prison attire and be shackled while testifying. The State's confession
of error is warranted. The record is clear that Allah's counsel timely motioned the trial judge to permit
incarcerated defense witnesses to testify in civilian clothing and without shackles. The trial judge summarily
denied the motion and failed to provide any relevant reason for the denial. As a result of the record being
silent as to the trial court's decision to deny the motion, we find such denial was an abuse of discretion.See footnote 18
18
The State contends that the error in this case was harmless. Therefore, the judgment should be affirmed.See footnote 19 19 The State submits that the error was harmless for the following reasons: (1) testimonial evidence informed the jury that the witnesses were incarcerated, (2) the trial court instructed the jury not to consider the witnesses' shackles and prison attire as an indication of Allah's guilt, and (3) the witnesses contradicted Allah's self-defense theory.See footnote 20 20
We are not persuaded by the State's arguments. None of the issues raised by the State
rise to the level of ameliorating the highly prejudicial impact of having three defense witnesses paraded
before the jury in prison uniforms and wearing shackles. Regardless of how credible the testimony of these
witnesses may have been, we find it unlikely that the jury would find their testimony credible. The issue of
prejudice in this regard was succinctly articulated in Williams v. State, 629 P.2d 54, 57-58 (Alaska
1981):
The prejudice to a defendant from requiring one of his witnesses to testify
in handcuffs lies in the inherent psychological impact on the jury, not
merely in the fact that the jury may suspect that the witness committed a
crime. . . . [T]he jury is necessarily prejudiced against someone appearing
in restraints as being in the opinion of the judge a dangerous man, and one
not to be trusted, even under the surveillance of officers.
(Internal quotations omitted).
IV.
CONCLUSION
In view of the foregoing, the conviction and sentence in this matter are reversed. The case
is remanded for a new trial.
Three factors to be considered in deciding whether to address
technically moot issues are as follows: first, the court will determine
whether sufficient collateral consequences will result from determination
of the questions presented so as to justify relief; second, while technically
moot in the immediate context, questions of great public interest may
nevertheless be addressed for the future guidance of the bar and of the
public; and third, issues which may be repeatedly presented to the trial
court, yet escape review at the appellate level because of their fleeting and
determinate nature, may appropriately be decided.
During oral argument, defense counsel indicated that the delinquency adjudication in this case could
be used against Allah in a proceeding in Virginia. The record in this case does not disclose any facts
regarding the nature of the Virginia matter, so we are not prepared to find that sufficient collateral
consequences actually flow from the delinquency adjudication. However, we believe the issue of forcing
a criminal defendant's witnesses to testify shackled and dressed in prison uniforms is of great public and
legal concern and should be addressed by this Court for guidance to trial courts.
(1) The seriousness of the present charge, (2) the person's
character, (3) the person's past record, (4) past escapes by the person,
(5) attempted escapes by the person, (6) evidence the person is planning
an escape, (7) threats of harm to others, (8) threats to cause disturbance,
(9) evidence the person is bent upon self-destruction, (10) risk of mob
violence, (11) risk of attempted revenge by victim's family, (12) other
offenders still at large, . . . (Citations omitted)
McMannis, 163 W. Va. at 139 n.7, 254 S.E.2d at 810 n.7 (quoting A.B.A. Advisory Committee on the
Criminal Trial, Standards Relating to Trial by Jury at 96 n.9 (Approved Draft 1968)).
A trial judge may order a defendant or witness subjected to
physical restraint in the courtroom when the judge finds the restraint to be
reasonably necessary to maintain order, prevent the defendant's escape,
or provide for the safety of persons. If the judge orders a defendant or
witness restrained, he must:
(1) Enter in the record out of the presence of the jury and in the
presence of the person to be restrained and his counsel, if any, the reasons
for his action; and
(2) Give the restrained person an opportunity to object; and
(3) Unless the defendant or his attorney objects, instruct the
jurors that the restraint is not to be considered in weighing evidence or
determining the issue of guilt.
If the restrained person controverts the stated reasons for restraint, the
judge must conduct a hearing and make findings of fact.
See also Harrell v. Israel, 672 F.2d 632, 636 n.4 (7th Cir. 1982) (Normally, where the use of
physical restraints is being considered, the trial court should conduct a hearing on the matter outside the
presence of the jury and state for the record the reasons for such action. This will allow a reviewing court
to determine more readily whether there was an abuse of discretion. (citation omitted)).
However, Allah did not give such testimony. Allah's testimony was to the effect that if he had touched the officer when he gestured with his hand while talking, it would have been accidental.