September 2000 Term
_____________
No. 27664
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CRYSTAL KAY BRADY, Administratrix of the Estate
of Joseph Matthew Payne, deceased,
Plaintiff Below, Appellant
v.
DEALS ON WHEELS, INC., CARLOS HODGE & EDWIN L. STRATTON,
HARLEY BLANKENSHIP and E. LUCILLE CURRY, jointly and
severally,
Defendants Below, Appellees
AND
ROBERT ALLISON and KATHRYN ALLISON,
Plaintiffs Below
v.
DEALS ON WHEELS, INC., CARLOS HODGE & EDWIN L. STRATTON,
HARLEY BLANKENSHIP and E. LUCILLE CURRY, jointly and severally,
Defendants Below, Appellees
AND
CRYSTAL K. BRADY, Administratrix of the Estate
of Joseph Matthew Payne, deceased,
Defendant Below, Appellant
________________________________________________________________
Appeal from the Circuit Court of Kanawha County
Honorable Charles E. King, Judge
Civil Action No. 97-C-80
AFFIRMED
________________________________________________________________
Submitted: September 20, 2000
Filed: December 4, 2000
The Opinion of the Court was delivered PER CURIAM.
JUSTICE STARCHER and JUSTICE MCGRAW dissent and reserve the right to file
a dissenting Opinions.
1. A circuit court's
entry of summary judgment is reviewed de novo. Syl. Pt. 1, Painter
v. Peavy, 192 W. Va. 189, 451 S.E.2d 755 (1994).
2. 'A motion for
summary judgment should be granted only when it is clear that there is no genuine
issue of fact to be tried and inquiry concerning the facts is not desirable
to clarify the application of the law. Syllabus Point 3, Aetna Casualty
& Surety Co. v. Federal Insurance Co. of New York, 148 W. Va. 160, 133
S.E.2d 770 (1963).' Syllabus Point 1, Andrick v. Town of Buckhannon,
187 W. Va. 706, 421 S.E.2d 247 (1992). Syl. Pt. 1, Williams v. Precision
Coil, Inc., 194 W. Va. 52, 459 S.E.2d 329 (1995).
3. Summary judgment
is appropriate if, from the totality of the evidence presented, the record could
not lead a rational trier of fact to find for the nonmoving party, such as where
the nonmoving party has failed to make a sufficient showing on an essential
element of the case that it has the burden to prove. Syl. Pt. 2, Williams
v. Precision Coil, Inc., 194 W. Va. 52, 459 S.E.2d 329 (1995).
4. If the moving party
makes a properly supported motion for summary judgment and can show by affirmative
evidence that there is no genuine issue of a material fact, the burden of production shifts to the nonmoving party who must either
(1) rehabilitate the evidence attacked by the moving party, (2) produce additional
evidence showing the existence of a genuine issue for trial, or (3) submit an
affidavit explaining why further discovery is necessary as provided in Rule
56(f) of the West Virginia Rules of Civil Procedure. Syl. Pt. 3, Williams
v. Precision Coil, Inc., 194 W. Va. 52, 459 S.E.2d 329 (1995).
5. Summary judgment
is appropriate where the record taken as a whole could not lead a rational trier
of fact to find for the nonmoving party, such as where the nonmoving party has
failed to make a sufficient showing on an essential element of the case that
it has the burden to prove. Syl. Pt. 4, Painter v. Peavy, 192 W.
Va. 189, 451 S.E.2d 755 (1994).
6. The burden is upon
the plaintiff to establish a prima facie case of negligence against the defendant
in order to warrant jury consideration but such showing may be made by circumstantial
as well as direct evidence. Syl. Pt. 2, Smith v. Edward M. Rude Carrier
Corp., 151 W. Va. 322, 151 S.E.2d 738 (1966).
7. A prima facie
case of actionable negligence is that state of facts which will support a jury
finding that the defendant was guilty of negligence which was the proximate
cause of plaintiff's injuries, that is, it is a case that has proceeded upon
sufficient proof to the stage where it must be submitted to a jury and not decided against the plaintiff
as a matter of law. Syl. Pt. 6, Morris v. City of Wheeling, 140
W. Va. 78, 82 S.E.2d 536 (1954).
9. ''To be actionable,
negligence must be the proximate cause of the injury complained of and must
be such as might have been reasonably expected to produce an injury.' Syl. Pt.
3, Hartley v. Crede, 140 W. Va. 133, 82 S.E.2d 672 (1954). Syllabus
Point 4, Haddox v. Suburban Lanes, Inc., 176 W. Va. 744, 349 S.E.2d 910
(1986).' Syllabus Point 11, Anderson v. Moulder, 183 W. Va. 77, 394 S.E.2d
61 (1990). Syl. Pt. 1, Wehner v. Weinstein, 191 W. Va. 149, 444
S.E.2d 27 (1994).
10. 'The proximate cause
of an injury is the last negligent act contributing thereto, without which such
injury would not have resulted.' Pt. 2, syllabus, Webb v. Sessler, 135
W. Va. 341[, 63 S.E.2d 65 (1950)]. Syl. Pt. 3, Smith v. Penn Line Service,
Inc., 145 W. Va. 1, 113 S.E.2d 505 (1960).
11. Whether a witness
is qualified to state an opinion is a matter which rests within the discretion
of the trial court and its ruling on that point will not ordinarily be disturbed
unless it clearly appears that its discretion has been abused. Syl. Pt.
5, Overton v. Fields, 145 W. Va. 797, 117 S.E.2d 598 (1960).
12. Under Rule 406 of the
West Virginia Rules of Evidence, evidence of a person's habit must be shown to
be a regularly repeated response to similar factual situations. The trustworthiness
of habit evidence lies in its regularity, such that the act or response is shown
to be almost semiautomatic. Syl. Pt. 14, Rodgers v. Rodgers, 184
W. Va. 82, 399 S.E.2d 664 (1990).
Per Curiam:
Crystal Kay Brady (hereinafter
Appellant), Administratrix of the Estate of Joseph M. Payne, appeals
a final order of the Circuit Court of Kanawha County granting summary judgment
to Deals on Wheels, Inc., Carlos Hodge and Edwin Stratton, Harley Blankenship
and E. Lucille Curry (hereinafter Appellees) in a wrongful death
action. The Appellant contends that summary judgment was inappropriate and that
genuine issues of material fact exist. We affirm the decision of the lower court
granting summary judgment.
Prior to the trade, the Mustang
had allegedly been driven extensively by Mr. Danny Carroll, a friend and employee
of Mr. Stratton. Mr. Carroll testified that he had driven the vehicle prior
to the sale to Mr. Payne and that he had not experienced any difficulties with the performance of the vehicle. Additionally, the car's
prior owners, Lucille Curry and Harley Blankenship, both testified that the
car, including the brake system, functioned properly when they traded the Mustang
to Deals on Wheels approximately four months before Mr. Payne obtained the vehicle.
Witnesses testified that on
July 15, 1996, Mr. Payne obtained the vehicle, drove it a short distance, and
then left the highway to purchase gasoline, an exercise which required braking
power to complete. According to witness testimony, Mr. Payne then exited the
gas station and began traveling east on West Main Street in St. Albans, West
Virginia. Mr. Payne shortly thereafter suffered a fatal accident as he attempted
to negotiate a curve in the road while traveling at a high rate of speed. Witnesses
observed the Mustang veer off the road and reenter the road directly into the
path of a Chevy Blazer driven by Robert F. Allison. Mr. Payne was ejected from
the car. The Mustang then careened into a pickup truck driven by Billy Joe Goodall,
traveling west behind Mr. Allison's blazer. Mr. Payne never regained consciousness
and died shortly thereafter.
On January 13, 1997, Mr. Payne's
mother, Appellant Crystal Kay Brady, filed a complaint against Deals on Wheels,
Inc., Carlos Hodge, Edwin Stratton, Harley Blankenship, and Lucille Curry alleging
that the accident was caused by defects in the 1980 Ford Mustang driven by the
decedent and that the Appellees were negligent in failing to discover and repair the allegedly defective brakes. The Appellant introduced
the deposition testimony of a certified automobile mechanic, Mr. David H. Sanson.
Mr. Sanson had assisted at the scene of the accident with the removal of the
vehicles from the roadway. He also examined the Mustang approximately two and
one-half months after the accident and opined that the brakes were defective,
due to leakage of brake fluid. Mr. Sanson testified that the brake fluid had
been leaking out the rear left brake and that there was not any brake fluid
in the master cylinder. The Appellant contended that Mr. Payne consequently
had no way of reducing the speed of the automobile as he approached the curve.
There were no witnesses regarding brake lights or other circumstances which
would indicate that Mr. Payne attempted to apply the brakes.
The Appellees maintained that the accident was caused by the excessive rate of speed at which the decedent was traveling and the decedent's inability to control the vehicle in the curve. An accident reconstruction specialist, Mr. Daniel R. Aerni, testified on behalf of the Appellees, maintaining that the fatal accident was caused by the excessive rate of speed, calculated at approximately sixty-one miles per hour in a thirty-five mile-per-hour zone. Mr. Aerni found no evidence that the decedent attempted to apply the brakes during the accident or that faulty brakes contributed in any manner to the accident. The Appellant offered no evidence to challenge the accuracy of Mr. Aerni's reconstruction or his calculation that the decedent was traveling in excess of sixty miles per hour at the moment of impact.
On July 15, 1998, Robert and Kathryn
Allison filed a complaint against Deals on Wheels, Inc., Carlos Hodge, Edwin Stratton,
Harley Blankenship, Lucille Curry, and the Estate of Mr. Payne, contending that
the allegedly defective braking mechanism and Mr. Payne's negligent operation
of the vehicle caused or contributed to the accident. The two suits were consolidated.
On August 31, 1998, the Appellees filed a motion for summary judgment, alleging
that no genuine issues of material fact existed and that the Appellees were entitled
to judgment as a matter of law. The Appellees maintained that the Appellant had
offered no admissible evidence that the decedent attempted to apply the brakes
during the accident, no evidence to contradict the Appellees' reconstruction expert,
and no evidence that the accident was caused by any alleged defect in the braking
system of the automobile.
In response to the Appellees'
motion for summary judgment, the Appellant submitted three affidavits attempting
to establish that the decedent had a habit of applying his brakes
in an appropriate fashion and avoiding accidents. The Appellants attempted to
justify the introduction of such habit evidence under Rule 406 of
the West Virginia Rules of Evidence, providing as follows:
Evidence
of the habit of a person or of the routine practice of an organization, whether
corroborated or not and regardless of the presence of eyewitnesses, is relevant
to prove that the conduct of the person or organization on a particular occasion
was in conformity with the habit or routine practice.
Subsequent to a September 18,
1998, hearing on the motion for summary judgment, the lower court, by order entered
July 14, 1999, found that the Appellant had:
failed to make a sufficient showing
on the issue of proximate cause, a necessary element of the claim, establishing
a causal relationship between the alleged defect with the vehicle and the accident
at issue in this case. While the plaintiffs alleged that the subject 1980 Ford
Mustang contained defective brakes, they have offered no credible or competent
evidence that the allegedly defective brakes, even if the condition existed, were
the proximate cause of the accident. As a result, the defendants are entitled
to summary judgment, as a matter of law.
The lower court further concluded that:
the record, when reviewed as a
whole, in the light most favorable to the plaintiffs, does not present a genuine
issue of material fact with respect to the alleged defect in the vehicle and the
cause of the accident as the plaintiffs have filed to present competent and qualified
expert and lay testimony on this issue.
The Allisons have not appealed the summary judgment.
If the moving party makes a properly supported motion for summary judgment and can show by affirmative evidence that there is no genuine issue of a material fact, the burden of production shifts to the nonmoving party who must either (1) rehabilitate the evidence attacked by the moving party, (2) produce additional evidence showing the existence of a genuine issue for trial, or (3) submit an affidavit explaining why further discovery is necessary as provided in Rule 56(f) of the West
Virginia Rules of Civil Procedure.
In Gooch v. West Virginia
Department of Public Safety, 195 W. Va. 357, 465 S.E.2d 628 (1995), we explained
that [t]o meet its burden, the nonmoving party must offer 'more than a
mere scintilla of evidence and must produce evidence sufficient
for a reasonable jury to find in a non-moving party's favor.' Id.
at 365, 465 S.E.2d at 636 (quoting, in part, Anderson v. Liberty Lobby, Inc.,
477 U. S. 242, 252 (1986)). A non- moving party cannot create a genuine
issue of material fact through a mere speculation or the building of one inference
upon another. Beale v. Hardy, 769 F.2d 213, 214 (4th Cir. 1985).
In syllabus point four of Painter, we acknowledged the necessity of a
sufficient showing of an essential element of the plaintiff's burden of proof,
as follows:
Summary
judgment is appropriate where the record taken as a whole could not lead a rational
trier of fact to find for the nonmoving party, such as where the nonmoving party
has failed to make a sufficient showing on an essential element of the case
that it has the burden to prove.
192 W. Va. at 190, 451 S.E.2d at 756, syl. pt. 4.
Syllabus point six of Morris
v. City of Wheeling, 140 W. Va. 78, 82 S.E.2d 536 (1954), provides the definition
of a prima facie case, as follows:
A
prima facie case of actionable negligence is that state of facts
which will support a jury finding that the defendant was guilty of negligence
which was the proximate cause of plaintiff's injuries, that is, it is a case
that has proceeded upon sufficient proof to the stage where it must be submitted
to a jury and not decided against the plaintiff as a matter of law.
See also Syl. Pt. 3, Reed v. Phillips, 192 W. Va. 392 452
S.E.2d 708 (1994); Syl. Pt. 3, Anderson v. Moulder, 183 W. Va. 77, 394
S.E.2d 61 (1990); Syl. Pt. 2, Spurlin v. Nardo, 145 W. Va. 408, 114 S.E.2d
913 (1960).
In the present case, the lower
court found that the Appellant had failed to establish a prima facie case of negligence since the element of proximate
cause had not been sufficiently established by credible evidence. In syllabus
point one of Wehner v. Weinstein, 191 W. Va. 149, 444 S.E.2d 27 (1994),
this Court explained:
'To
be actionable, negligence must be the proximate cause of the injury complained
of and must be such as might have been reasonably expected to produce an injury.
Syl. Pt. 3, Hartley v. Crede, 140 W. Va. 133, 82 S.E.2d 672 (1954).'
Syllabus Point 4, Haddox v. Suburban Lanes, Inc., 176 W. Va. 744, 349
S.E.2d 910 (1986). Syllabus Point 11, Anderson v. Moulder, 183
W. Va. 77, 394 S.E.2d 61 (1990).
See also Bellomy v. United States, 888 F.Supp. 760, 766
(S.D. W. Va. 1995). In syllabus point three of Smith v. Penn Line Service,
Inc., 145 W. Va. 1, 113 S.E.2d 505 (1960), this Court explained that '[t]he
proximate cause of an injury is the last negligent act contributing thereto,
without which such injury would not have resulted.' Pt. 2, syllabus, Webb
v. Sessler, 135 W. Va. 341[, 63 S.E.2d 65 (1950)]. We have acknowledged
that proximate cause is an elastic and mystical term that is meaningless
unless it is applied to the facts of a particular case. 145 W. Va. at
33, 113 S.E.2d at 522-23.
In applying the concept of
proximate cause to this particular case, the lower court examined the two avenues
through which the Appellant attempted to establish proximate cause and a prima
facie case of negligence: the deposition testimony regarding the allegedly defective
brakes and the habit testimony regarding the decedent's alleged habit of applying his brakes appropriately. In both instances, the lower court concluded
that the evidence sought to be introduced did not constitute credible evidence
of proximate cause necessary to establish a prima facie case of negligence.
The lower court determined, in the words of Gentry v. Mangum, 195 W.
Va. 512, 466 S.E.2d 171 (1995), that there were simply no issues to be
tried. Id. at ___, 466 S.E.2d at ___.See
footnote 2 2
With regard to the Appellant's attempt to utilize deposition testimony of Mr. Sanson to establish proximate cause, the lower court found an absence of reliability in Mr. Sanson's testimony. In syllabus point five of Overton v. Fields, 145 W. Va. 797, 117 S.E.2d 598 (1960), this Court explained: Whether a witness is qualified to state an opinion is a matter which rests within the discretion of the trial court and its ruling on that point will not ordinarily be disturbed unless it clearly appears that its discretion has been abused. See also Syl. Pt. 12, Board of Education v. Zando, Martin & Milstead Inc., 182 W. Va. 597, 390 S.E.2d 796 (1990); Syl. Pt. 4, Hall v. Nello Teer Co., 157 W. Va. 582, 203 S.E.2d 145 (1974). In Gentry, we explained that [d]eterminations of whether a witness is sufficiently qualified to testify as an expert on a given subject and whether such expert testimony would be helpful to the trier of fact are committed to the sound discretion of the trial court. A trial court's ruling in this sphere should be upheld unless manifestly erroneous. Id. at 240, 342
S.E.2d at 206 (quoting 195 W. Va. at 519, 466 S.E.2d at 178).
Justice Cleckley, writing
for the majority, cautioned this Court that "[e]vidence which is no more
than speculation is not admissible under Rule 702." State v. LaRock,
196 W. Va. 294, 307, 470 S.E.2d 613, 626 (1996).See
footnote 3 3 The vehicle in question had been stored in a lot
subsequent to the accident and, according to statements made by Appellant's
counsel at oral argument of this case, had been moved several times with a forklift.
Mr. Sanson's examination of the vehicle occurred approximately two and one-half
months subsequent to the accident.See footnote
4 4 The reliability of testimony regarding such questionably
preserved evidence and the ability of the witness to arrive at any conclusion
concerning the condition of the brakes immediately prior to the accident was
seriously questioned by the Appellees. The vehicle was not safeguarded to preserve
the evidence, and it was subject to deterioration during storage. The lower
court found that the offered testimony was inadmissible as it would not even
tend to prove the condition of the brakes on this vehicle at the time it was sold to Mr. Payne by the Appellees.
Moreover, as observed by the
lower court, the Appellant had the burden to establish not only the defect,
but to link the defect to the accident by demonstrating that the defect was
the proximate cause of the accident. As the lower court stated: [I]t is
not enough for the plaintiffs to simply introduce evidence supporting the proposition
that the brake system was defective. They must also offer evidence that the
alleged brake defect, if one existed, proximately caused the accident and the
injuries at issue herein. We agree with the determination of the lower
court that the testimony of Mr. Sanson regarding the allegedly defective brakes
would not have been admissible at trial, and we find that the lower court properly
determined that utilization of that deposition testimony would not establish
a prima facie case of negligence or an issue of material fact.
The Appellant also attempted
to establish a prima facie case of negligence through the introduction of three
affidavits indicating the decedent's habit of applying his brakes appropriately.
The Appellant submitted the affidavits indicating that the decedent was accustomed
to driving vehicles at high speeds, requiring him to brake appropriately prior
to entering a curve.
Commentators on the Federal
Rule 406 have noted:
A habit . . . is the person's
regular practice of meeting a particular kind of situation with a specific type
of conduct, such as the habit of going down a particular stairway two stairs at
a time or of giving the hand signal for a left turn or of alighting from railway
cars while they are moving. The doing of the habitual acts may become semi-automatic.
. . . (S)urely any sensible man in investigating whether X did a particular act
would be greatly helped in his inquiry by evidence as to whether he was in the
habit of doing it. . . . Nevertheless, the judge should possess the discretion
usual in this field of circumstantial evidence to exclude if the habit is not
sufficiently regular and uniform, or the circumstances sufficiently similar to
outweigh the danger, if any, of prejudice or confusion.
E. Cleary, McCormick on Evidence § 195, at 462-63 (3d ed. 1984). In
syllabus point fourteen of Rodgers v. Rodgers, 184 W. Va. 82, 399 S.E.2d
664 (1990), this Court explained: Under Rule 406 of the West Virginia Rules
of Evidence, evidence of a person's habit must be shown to be a regularly repeated
response to similar factual situations. The trustworthiness of habit evidence
lies in its regularity, such that the act or response is shown to be almost semiautomatic.
The lower court concluded
that the habit evidence offered by the Appellant was insufficient to establish
a prima facie case of negligence or to create a genuine issue of material fact.
The individuals submitting the three affidavits did not witness the accident;
nor did they have any knowledge concerning the decedent's ability to handle
the Mustang he was operating at the time of the accident. One of the individuals
submitting an affidavit had never even observed the decedent driving a car. The affidavits did not
indicate a regularly repeated response to similar factual situations,
as required by Rodgers. 184 W. Va. at 93-94, 399 S.E.2d at 675-76. The
affidavits pertained to circumstances very different from that encountered by
the decedent on the St. Albans city street. The affiants had observed the decedent
driving Jeeps on farms and on a motorcycle on highways. We agree with the determination
of the lower court that the three affidavits submitted by the Appellant were
insufficient to establish a prima facie case of negligence or defeat the Appellee's
motion for summary judgment.
Subsequent to our review of
the record, briefs, and arguments of counsel, we conclude that there were no
genuine issues of material fact and that summary judgment was appropriate as
a matter of law. We therefore affirm the determination of the lower court.
Affirmed.