Darrell V. McGraw, Jr., Esq.
R. Thomas. Czarnik, Esq.
Attorney General
R. Thomas Czarnik & Associates
Allen H. Loughry, II, Esq.
Princeton, West Virginia
Assistant Attorney General
Attorney for the Appellant
Charleston, West Virginia
Attorneys for the Appellee
CHIEF JUSTICE MAYNARD delivered the Opinion of the Court.
JUSTICE STARCHER concurs and reserves the right to file a concurring opinion.
1. A defendant on trial has the right to be accorded a full and fair
opportunity to fully examine and cross-examine the witnesses. Syllabus Point 1, State
v. Crockett, 164 W.Va. 435, 265 S.E.2d 268 (1979).
2. Several basic rules exist as to cross-examination of a witness. The
first is that the scope of cross-examination is coextensive with, and limited by, the material
evidence given on direct examination. The second is that a witness may also be cross-
examined about matters affecting his credibility. The term 'credibility' includes the
interest and bias of the witness, inconsistent statements made by the witness and to a
certain extent the witness' character. The third rule is that the trial judge has discretion
as to the extent of cross-examination. Syllabus Point 4, State v. Richey, 171 W.Va. 342,
298 S.E.2d 879 (1982).
3. The discretion of the trial court in ruling on the propriety of
argument by counsel before the jury will not be interfered with by the appellate court,
unless it appears that the rights of the complaining party have been prejudiced, or that
manifest injustice resulted therefrom. Syllabus Point 3, State v. Boggs, 103 W.Va. 641,
138 S.E. 321 (1927).
4. Evidence of other crimes, wrongs, or acts is not admissible to prove
the character of a person in order to show that he acted in conformity therewith. It may,
however, be admissible for other purposes, such as proof of motive, opportunity, intent,
preparation, plan, knowledge, identity, or absence of mistake or accident. Syllabus Point
1, State v. Edward Charles L., 183 W.Va. 641, 398 S.E.2d 123 (1990).
5. When a trial court grants a pre-trial discovery motion requiring the
prosecution to disclose evidence in its possession, non-disclosure by the prosecution is fatal
to its case where such non-disclosure is prejudicial. The non-disclosure is prejudicial
where the defense is surprised on a material issue and where the failure to make the
disclosure hampers the preparation and presentation of the defendant's case. Syllabus
Point 2, State v. Grimm, 165 W.Va. 547, 270 S.E.2d 173 (1980), modified, Syllabus Point
1, State v. Johnson, 179 W.Va. 619, 371 S.E.2d 340 (1988).
6. When offering evidence under Rule 404(b) of the West Virginia
Rules of Evidence, the prosecution is required to identify the specific purpose for which
the evidence is being offered and the jury must be instructed to limit its consideration of
the evidence to only that purpose. It is not sufficient for the prosecution or the trial court
merely to cite or mention the litany of possible uses listed in Rule 404(b). The specific and
precise purpose for which the evidence is offered must clearly be shown from the record
and that purpose alone must be told to the jury in the trial court's instruction. Syllabus
Point 1, State v. McGinnis, 193 W.Va. 147, 455 S.E.2d 516 (1994).
7. Collateral acts or crimes may be introduced in cases involving child
sexual assault or sexual abuse victims to show the perpetrator had a lustful disposition
towards the victim, a lustful disposition towards children generally, or a lustful disposition
to specific other children provided such evidence relates to incidents reasonably close in
time to the incident(s) giving rise to the indictment. To the extent that this conflicts with
our decision in State v. Dolin, [176] W.Va. [688], 347 S.E.2d 208 (1986), it is
overruled. Syllabus Point 2, State v. Edward Charles L., 183 W.Va. 641, 398 S.E.2d
123 (1990).
8. Omissions from a trial transcript warrant a new trial only if the
missing portion of the transcript specifically prejudices a defendant's appeal.
Maynard, Chief Justice:
The defendant below, appellant, Richard Lee Graham, was charged with
sexual abuse in the first degree of A.W.,See footnote 1
1
an eleven-year-old female, in violation of W.Va.
Code § 61-8B-7 (1984).See footnote 2
2
Following a jury trial on December 10, 1998 in the Circuit Court
of Mercer County, the defendant was found guilty. On appeal to this Court, he assigns
several errors seeking reversal of his conviction. For the reasons that follow, we affirm.
Upon his conviction for sexual abuse in the first degree, the defendant was
sentenced to one to five years in the penitentiary. The sentence was suspended, and the
defendant was placed on probation for a period of five years with the conditions that he
serve ninety days in the Southern Regional Jail and, upon release from jail, be placed in
a residential treatment center for the treatment of his mental and sexual deviations and
that he remain in such placement until it is determined that he can return to society.
This Court has stated that [a] defendant on trial has the right to be accorded
a full and fair opportunity to fully examine and cross-examine the witnesses. Syllabus
Point 1, State v. Crockett, 164 W.Va. 435, 265 S.E.2d 268 (1979). However, this right
is not unbridled.
Several basic rules exist as to cross-examination
of a witness. The first is that the scope of cross-
examination is coextensive with, and limited by, the
material evidence given on direct examination. The
second is that a witness may also be cross-examined
about matters affecting his credibility. The term
credibility includes the interest and bias of the
witness, inconsistent statements made by the witness
and to a certain extent the witness' character. The third
rule is that the trial judge has discretion as to the extent
of cross-examination.
Syllabus Point 4, State v. Richey, 171 W.Va. 342, 298 S.E.2d 879 (1982).See footnote 6
6
We have
opined that the trial court's decision to exclude or permit questions on cross-examination
is not reviewable except in case of manifest abuse or injustice. Syllabus Point 4, in part,
State v. Carduff, 142 W.Va. 18, 93 S.E.2d 502 (1956). With these standards to guide us,
we now review the first issue raised by the defendant.
On direct examination, Yvette G., A.W.'s mother, testified that since the
incident with the defendant, A.W. is terrified of men. Specifically, the victim avoids
men when possible and she is withdrawn in their company. Yvette G. testified on cross-
examination that she is now separated from A.W.'s stepfather, but prior to the separation
A.W. was comfortable around her stepfather. At that point, defendant's counsel sought
to question Yvette G. concerning domestic disputes between her and her estranged husband
and was precluded from doing so by the trial court.
We find that the circuit court did not err in precluding this cross-examination.
First, it seems clear that the victim's fear of men is collateral to the main issues
surrounding the defendant's culpability. This evidence concerns the victim's response to
the sexual abuse and is not a matter that directly weighs upon the guilt or innocence of the
defendant. In other words, even if the defendant established that A.W. feared men prior
to the incident of sexual abuse by the defendant, this would not have changed the
defendant's guilt or innocence. Second, the domestic violence petitions filed by Yvette G.
do not contradict her testimony on direct examination. The record reveals that on several
instances in 1996 and 1998, A.W.'s stepfather allegedly verbally and physically abused
A.W.'s mother, sometimes in front of A.W. and her siblings. From these petitions,
however, it cannot be discerned whether the victim did or did not fear men as a result of
her stepfather's alleged conduct. Also, nothing in these petitions directly refutes Yvette
G.'s testimony on cross-examination that A.W. was comfortable around her stepfather
when he lived with the family. Finally, the defendant was not completely precluded from
questioning Yvette G. concerning A.W.'s relationship with her stepfather. Accordingly,
we conclude that the circuit court's preclusion of the cross-examination of the victim's
mother concerning domestic violence does not amount to manifest abuse or injustice.
As his second assignment of error, the defendant contends that the circuit
court erred in allowing the prosecutor to argue in closing that A.W. is afraid of men
because of the defendant's attack, after denying the defendant the opportunity to cross-
examine Yvette G. concerning the domestic violence petitions.
In reviewing allegedly improper comments made by a prosecutor during closing argument, we are mindful that [c]ounsel necessarily have great latitude in the argument of a case, State v. Clifford, 58 W.Va. 681, 687, 52 S.E. 864, 866 (1906) (citation omitted), and that [u]ndue restriction should not be placed on a prosecuting attorney in his argument to the jury. State v. Davis, 139 W.Va. 645, 653, 81 S.E.2d 95, 101 (1954), overruled, in part, on other grounds, State v. Bragg, 140 W.Va. 585, 87 S.E.2d 689 (1955). Accordingly, [t]he discretion of the trial court in ruling on the propriety of argument by counsel before the jury will not be interfered with by the appellate court, unless it appears that the rights of the complaining party have been prejudiced, or that manifest injustice resulted therefrom. Syllabus Point 3, State v. Boggs, 103 W.Va. 641, 138 S.E. 321 (1927).
At the close of the trial, the prosecutor argued in support of the reliability of
the victim's testimony and stated,
Why would an eleven year old make this up and how
would she know how to act after something like this
happened if she had made it up? . . . How reliable is it
that she did this for days. That she clung to her
mother. She wouldn't go out on the porch. That she
was afraid of men after that.
The defendant argues that this was unfairly prejudicial because the prosecutor remarked
on the defendant's failure to challenge Yvette G.'s testimony concerning A.W.'s fear of
men. According to the defendant, the prosecutor also unfairly stated that the only reason
for A.W.'s fear of men is the defendant's sexual abuse of the victim.
A prosecutor may argue all reasonable inferences from the evidence in the
record. Syllabus Point 7, in part, State v. England, 180 W.Va. 342, 376 S.E.2d 548
(1988). It is clear that the comments at issue constitute a reasonable inference from the
evidence adduced from the testimony of Yvette G. Also, a prosecutor is not prohibited
from commenting on the credibility of witnesses.See footnote 7
7
See State v. England, 180 W.Va. 342,
376 S.E.2d 548 (1988). Finally, this Court has carefully read the prosecutor's closing
argument and we find no references to the defendant's failure to challenge Yvette G.'s
testimony concerning A.W.'s fear of men, nor do we find the statement that there could
be no other reason for the victim's fear but the defendant's sexual abuse. Accordingly, we
believe that the prosecutor's comments do not result in prejudice or manifest injustice to
the defendant. We conclude, therefore, that the circuit court did not abuse its discretion
in allowing the comments.
Next, the defendant complains that the circuit court erred in precluding the
defendant from cross-examining Detective Bailey concerning his lack of investigation in
order to show bias, presumption of guilt, and lack of any attempt to corroborate the
victim's allegation.
A review of the trial transcript reveals that defense counsel questioned
Detective Bailey at length concerning the manner in which he conducted his investigation
including Detective Bailey's failure to examine the place where the sexual abuse occurred,
the fact that he did not ask the victim to identity the defendant from a photo array, his
failure to determine whether there were any other witnesses at the defendant's residence
at the time of the offense, and his failure to ask the defendant's mother if she had been at
the house during the time period in which the sexual abuse occurred. In light of this, we
find no merit to this assignment of error.
The fourth issue raised by the defendant is whether the circuit court
improperly allowed evidence of the defendant's prior conviction. The record reveals that
in a pre-trial conference order dated June 15, 1998, the circuit court set the trial date for
September 9, 1998, and ordered the State to file requests, pre-trial motions, and notices
by June 29, 1998. On August 26, 1998, the State filed its notice of intent,
to use evidence of Defendant's prior conviction on
January 6, 1995 in State of West Virginia v. Richard
Graham, Case Number 94-F-172 and the circumstances
attendant to that conviction, pursuant to Rule 404(b) .
. . to prove Defendant's lustful disposition to children,
his motive, opportunity, intent, preparation, plan,
knowledge, identity, and/or absence of mistake or
accident.
On August 27, 1998, the defendant filed an objection to the use of this evidence because
of the untimeliness of the notice, the State's previous failure to notify the defendant of the
use of the evidence in response to the defendant's motion for discovery and inspection, and
the State's failure to state witnesses, facts, or evidence relative to this evidence. The trial
was ultimately continued until December 10, 1998. On the morning of the trial, both sides
argued the issue, and the circuit court admitted the evidence for the purpose of showing
the defendant's lustful disposition.
This Court has stated:
Evidence of other crimes, wrongs, or acts is not
admissible to prove the character of a person in order
to show that he acted in conformity therewith. It may,
however, be admissible for other purposes, such as
proof of motive, opportunity, intent, preparation, plan,
knowledge, identity, or absence of mistake or accident.
W.Va. R.Evid. 404(b).
Syllabus Point 1, State v. Edward Charles L., 183 W.Va. 641, 398 S.E.2d 123 (1990).
The standard of review for a trial court's
admission of evidence pursuant to Rule 404(b) [of the
West Virginia Rules of Evidence] involves a three-step
analysis. First, we review for clear error the trial
court's factual determination that there is sufficient
evidence to show the other acts occurred. Second, we
review de novo whether the trial court correctly found
the evidence was admissible for a legitimate purpose.
Third, we review for an abuse of discretion the trial
court's conclusion that the other acts evidence is
more probative than prejudicial under Rule 403.
State v. LaRock, 196 W.Va. 294, 310-311, 470 S.E.2d 613, 629-630 (1996) (footnote and
citations omitted).
First, we address the timeliness of the State's disclosure of its intent to use
the Rule 404(b) evidence.
When a trial court grants a pre-trial discovery
motion requiring the prosecution to disclose evidence in
its possession, non-disclosure by the prosecution is fatal
to its case where such non-disclosure is prejudicial.
The non-disclosure is prejudicial where the defense is
surprised on a material issue and where the failure to
make the disclosure hampers the preparation and
presentation of the defendant's case.
Syllabus Point 2, State v. Grimm, 165 W.Va. 547, 270 S.E.2d 173 (1980), modified,
Syllabus Point 1, State v. Johnson, 179 W.Va. 619, 371 S.E.2d 340 (1988).See footnote 8
8
The instant
case does not concern non-disclosure but rather disclosure outside the original time frame
mandated by the circuit court. Despite this untimeliness, the defendant still received notice
of the State's intent to use the evidence approximately three months and fourteen days
prior to trial. Further, the defendant fails to explain how he was prejudiced by the
untimely disclosure of the evidence. Therefore, we conclude that the notice was
sufficiently timely to prevent surprise and to give the defendant the opportunity to prepare
his defense.
Concerning the sufficiency of the notice, this Court has said:
When offering evidence under Rule 404(b) of the
West Virginia Rules of Evidence, the prosecution is
required to identify the specific purpose for which the
evidence is being offered and the jury must be
instructed to limit its consideration of the evidence to
only that purpose. It is not sufficient for the
prosecution or the trial court merely to cite or mention
the litany of possible uses listed in Rule 404(b). The
specific and precise purpose for which the evidence is
offered must clearly be shown from the record and that
purpose alone must be told to the jury in the trial
court's instruction.
Syllabus Point 1, State v. McGinnis, 193 W.Va. 147, 455 S.E.2d 516 (1994). The text
of the notice specifically contains the style, the date, and the case number of the
defendant's prior conviction. It also states that the purpose of the evidence is, inter alia,
to prove the defendant's lustful disposition toward children. This was sufficient to give
the defendant notice of both the nature and the purpose of the Rule 404(b) evidence.
As for the admission of the evidence, it is clear that there is sufficient
evidence to show the other acts occurred. Also, we believe the trial court correctly found
the evidence admissible for a legitimate purpose. In Syllabus Point 2 of State v. Edward
Charles L., supra, we stated:
Collateral acts or crimes may be introduced in
cases involving child sexual assault or sexual abuse
victims to show the perpetrator had a lustful disposition
towards the victim, a lustful disposition towards
children generally, or a lustful disposition to specific
other children provided such evidence relates to
incidents reasonably close in time to the incident(s)
giving rise to the indictment. To the extent that this
conflicts with our decision in State v. Dolin, [176]
W.Va. [688], 347 S.E.2d 208 (1986), it is overruled.
Finally, we find that the circuit court did not abuse its discretion in concluding that the
other acts evidence is more probative than prejudicial under Rule 403.
Next, the defendant claims that the record does not reflect that a proper
limiting instruction was given concerning the admission of the Rule 404(b) evidence.See footnote 9
9
We
disagree. The trial transcript shows that the circuit court gave the following instruction
when the Rule 404(b) evidence was admitted.
I'm going to give you what is called
precautionary instructions that tell you how to treat the
evidence you've just received. The Court instructs the
jury that it has heard evidence that the Defendant was
previously convicted of sexual abuse in the 1st degree
against an 11 year old girl under somewhat similar
circumstances. Such evidence of a collateral crime is
not to be considered as proof of the Defendant's guilt
on the present part but may be considered in deciding
whether the Defendant had a (unclear) disposition for
children and that his actions were intentional and were
done (unclear).
In the jury charge contained in the record, the above instruction is recorded in its entirety.
In place of the first unclear is the phrase lustful disposition toward children. The
second unclear is replaced with the phrase, for his sexual gratification. Superimposed
on this typed instruction is the trial judge's handwriting which states that the instruction
was [r]ead to Jury at 1:28 p.m. on 12/10/98 in trial of State v. Richard Graham 98-FE
121 1C. This notation is followed by the trial judge's signature. We conclude from this
that the circuit court gave an adequate limiting instruction.
Last, the defendant asserts that the trial transcript is so incomplete as to deny
him a record for his appeal. Specifically, the defendant complains of the numerous times
in which the trial transcript contains the word unclear in place of what was actually said
at trial. The State agrees that the transcript contains a disturbing number of unclear
passages,See footnote 10
10
but avers that there is no identifiable error or prejudice shown by the defendant
requiring reversal of his conviction. We agree.
Although we have not specifically addressed this issue, other courts have held
that omissions from a trial transcript only warrant a new trial if 'the missing portion of
the transcript specifically prejudices [a defendant's] appeal.' U.S. v. Brown, 202 F.3d
691, 696 (4th Cir. 2000), quoting United States v. Gillis, 773 F.2d 549, 554 (4th Cir.
1985); United States v. Huggins, 191 F.3d 532, 536 (4th Cir. 1999), cert. denied, ___
U.S. ___, 120 S.Ct. 1968, 146 L.Ed.2d 799 (2000). See also State v. Clark, 644 So.2d
1130, 1131 (La.App. 4 Cir. 1994), writ denied, 651 So.2d 287 (La. 1995) (a defendant
is not necessarily entitled to have his conviction reversed just because there is no trial
transcript available for review . . . . [but] where a defendant's right of review was
prejudiced . . . the defendant was given relief). This is in accord with our own law. In
State v. Mayle, 178 W.Va. 26, 357 S.E.2d 219 (1987), the defendant claimed that his due
process rights were violated because more than two years elapsed before his transcript was
supplied to him so that he could complete his appeal. This Court disagreed, explaining
that we have allowed him his appeal, and he has shown no prejudice by the delay of two
years. Mayle, 178 W.Va. at 30, 357 S.E.2d at 223. Despite the regrettable number of
unclear passages, we believe that the transcript in no way prejudices the defendant's right
to a meaningful appeal. This Court had no difficulty in assessing the defendant's alleged
errors in light of the record.
For the foregoing reasons, we find no merit in the assignments of error raised
by the defendant. Accordingly, the judgment of the Circuit Court of Mercer County is
affirmed.
Affirmed.