Link to original WordPerfect Document here
IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 1998 Term
__________
No. 25353
__________
IN THE INTEREST OF: THOMAS L.
__________________________________________________________________
Appeal from the Circuit Court of Mercer County
Honorable John R. Frazier, Judge
Civil Action No. 97-JD-98-F
AFFIRMED
__________________________________________________________________
Submitted: November 12, 1998
Filed: December 7, 1998
William C. Meyer, II, Esq.
Public Defender Services
Princeton, West Virginia
Attorney for Thomas L.
Darrell V. McGraw, Jr., Esq.
Attorney General
Barbara H. Allen, Esq.
Managing Deputy Attorney General
Charleston, West Virginia
Attorneys for the State of West Virginia
The Opinion of the Court was delivered PER CURIAM.
JUSTICE MCGRAW did not participate in the decision of this case.
SYLLABUS
"In a juvenile proceeding it is
the obligation of a trial court to make a record at the dispositional stage when
commitment to an industrial school is contemplated under W.Va. Code, 49-5-13(b)(5) [1978]
and where incarceration is selected as the disposition, the trial court must set forth his
reasons for that conclusion. In this regard the court should specifically address the
following: (1) the danger which the child poses to society; (2) all other less restrictive
alternatives which have been tried either by the court or by other agencies to whom the
child was previously directed to avoid formal juvenile proceedings; (3) the child's
background with particular regard to whether there are pre-determining factors such as
acute poverty, parental abuse, learning disabilities, physical impairments, or any other
discrete, causative factors which can be corrected by the State or other social service
agencies in an environment less restrictive than an industrial school; (4) whether the
child is amenable to rehabilitation outside an industrial school, and if not, why not; (5)
whether the dual goals of deterrence and juvenile responsibility can be achieved in some
setting less restrictive than an industrial school and if not, why not; (6) whether the
child is suffering from no recognizable, treatable determining force and therefore is
entitled to punishment; (7) whether the child appears willing to cooperate with the
suggested program of rehabilitation; and, (8) whether the child is so uncooperative or so
ungovernable that no program of rehabilitation will be successful without the coercion
inherent in a secure facility." Syllabus Point 4, State ex rel. D. D. H. v.
Dostert, 165 W. Va. 448, 269 S.E.2d 401 (1980).
Per Curiam:
This case is before this Court upon
appeal of a final order of the Circuit Court of Mercer County entered on February 17,
1998. Pursuant to that order, the appellant, Thomas L.,See footnote 1 1 was placed in the West Virginia
Industrial Home for Youth [hereinafter "Industrial Home"] following a guilty
plea to the charge of delivery of a controlled substance.See footnote 2 2 In this appeal, the appellant contends
that the court erred by placing him in the Industrial Home.
This Court has before it the petition
for appeal, all matters of record, and the briefs of counsel. For the reasons set forth
below, we affirm the final order of the circuit court.
I.
On May 9, 1997, Thomas L., then fifteen
years old, sold two marijuana cigarettes to some friends for ten dollars. Thereafter, the
group of friends, including Thomas L., got into a car and began driving around while
smoking the marijuana. Tragically, the car crashed into a tree when the driver attempted
to reach into the back seat for one of the marijuana cigarettes. Jamie C., a female
juvenile who was also a passenger in the car, was killed. Thomas L. fled the scene and
went to a nearby bowling alley to call his mother for a ride home.
Subsequently, the police learned of
Thomas L.'s involvement in the accident, and he was charged with delivery of a controlled
substance. On October 20, 1997, Thomas L. pleaded guilty to the charge pursuant to a plea
agreement whereby the State agreed not to oppose his motion for probation.
During the dispositional phase of the case, it was learned that Thomas L. has a substance abuse problem relating to both drugs and alcohol. In fact, it was noted that he had been hospitalized for alcohol poisoning on two occasions.See footnote 3 3 During a hearing on December 15, 1997, the circuit court acknowledged that Thomas L. had been attending substance abuse counseling and appeared to be making good progress. Nonetheless, the circuit court ordered the probation officer to investigate the alternatives between probation and placement in the Industrial Home.
A second dispositional hearing was held
on January 12, 1998. The circuit court again noted that Thomas L. was continuing to make
progress in his counseling sessions. The circuit court discussed possibly placing him in a
group home. The case was continued to allow the probation officer to locate a facility
that would provide both punishment and rehabilitation.
At the final hearing on February 17,
1998, the circuit court was informed that Thomas L. had tested positive for marijuana
during a drug screening on January 26, 1998. The circuit court was also informed that
Thomas L. had been suspended from school after he inappropriately touched a female
student. Thereafter, the circuit court denied the motion for probation and ordered Thomas
L. to be placed in the Industrial Home.
II.
Thomas L. contends that he was placed
in the Industrial Home solely because of the of death of Jamie C. He maintains that the
circuit court was influenced by the presence of her parents at the final hearing. Thomas
L. asserts that the circuit court overlooked the overwhelming evidence that he was making
great strides in reforming his behavior. He argues that placement at the Industrial Home
was not the least restrictive alternative in his case.
To the contrary, the State argues that the
circuit court's decision was procedurally sound and well within its discretion.
Recognizing that Thomas L. made some progress in his drug and alcohol treatment plan, the
State points out that he experienced some notable lapses including a positive drug screen
and trouble at school. The State asserts that it is simply unfair to suggest that the
circuit court was influenced by the presence of Jamie C.'s parents at the final hearing.
They did not participate in the hearing, and the court was already aware of their views
concerning the case by virtue of their participation in prior proceedings involving the
driver of the car.
W.Va. Code 49-5-13(b)(5) (1997) authorizes the circuit court to commit a juvenile to an industrial home "upon a finding that the best interests of the juvenile or the welfare of the public require it, and upon an adjudication of delinquency[.]" When a circuit court contemplates commitment to an industrial home, it is required to make a record and set forth its reasons for selecting that dispositional alternative. As we explained in Syllabus Point 4 of State ex rel. D. D. H. v. Dostert, 165 W. Va. 448, 269 S.E.2d 401 (1980):
In a juvenile proceeding it is the
obligation of a trial court to make a record at the dispositional stage when commitment to
an industrial school is contemplated under W.Va. Code, 49-5-13(b)(5) [1978] and where
incarceration is selected as the disposition, the trial court must set forth his reasons
for that conclusion. In this regard the court should specifically address the following:
(1) the danger which the child poses to society; (2) all other less restrictive
alternatives which have been tried either by the court or by other agencies to whom the
child was previously directed to avoid formal juvenile proceedings; (3) the child's
background with particular regard to whether there are pre-determining factors such as
acute poverty, parental abuse, learning disabilities, physical impairments, or any other
discrete, causative factors which can be corrected by the State or other social service
agencies in an environment less restrictive than an industrial school; (4) whether the
child is amenable to rehabilitation outside an industrial school, and if not, why not; (5)
whether the dual goals of deterrence and juvenile responsibility can be achieved in some
setting less restrictive than an industrial school and if not, why not; (6) whether the
child is suffering from no recognizable, treatable determining force and therefore is
entitled to punishment; (7) whether the child appears willing to cooperate with the
suggested program of rehabilitation; and, (8) whether the child is so uncooperative or so
ungovernable that no program of rehabilitation will be successful without the coercion
inherent in a secure facility.
See also Syllabus, In the Matter of Willis Alvin M., 198 W. Va. 210, 479
S.E.2d 871 (1996) (per curiam). In both Dostert and Willis Alvin M., we stressed
that it is important that the circuit court develop a record which "'discloses
conclusively that [it] has considered all relevant factual material and dispositional
theories[.]'" Willis Alvin M., 198 W. Va. at 215, 479 S.E.2d at 876, quoting
Dostert, 165 W. Va. at 471, 269 S.E.2d at 416. We also emphasized that
"'discretionary, dispositional decisions of the trial courts should only be reversed
where they are not supported by the evidence or are wrong as a matter of law." Id.
In this case, the circuit court
conducted not one, but three dispositional hearings in an effort to determine the most
suitable dispositional alternative. It is apparent that the circuit court considered
Thomas L.'s motion for probation and the plea agreement, but determined that other
alternatives needed to be explored given the serious nature of the case and Thomas L.'s
postadjudication behavior lapses. The circuit court acknowledged that although Thomas L.
did not intend to cause the death of Jamie C., he, nonetheless, contributed to it. The
transcripts from the dispositional hearings reveal a searching review and lengthy
discussions by the circuit court with the probation officer regarding what alternatives
were available including home confinement, community service, and group homes. The court
also considered a psychological report from Steve Ferris, MA, and testimony from Thomas
L.'s drug and alcohol counselor.
The circuit court was not unmindful of
the progress Thomas L. had made during his drug and alcohol counseling. However, the court
was concerned that if Thomas L. were placed in a group home in the community he
"would be in the same situation as far as going to school, being able to contact
friends, associates . . . this would not really serve the ends of justice."
Those concerns were very legitimate given the fact that Thomas L. tested positive during a
drug screening shortly before the final dispositional hearing.
After reviewing the record, we find no evidence that the circuit court was unduly influenced by the presence of Jamie C.'s parents at the final hearing. This Court is of the opinion that the circuit court thoroughly explored all the dispositional alternatives in this case and gave appropriate consideration to Thomas L.'s efforts to reform his behavior. The circuit court acted properly within its sound discretion in committing Thomas L. to the Industrial Home. Accordingly, the final order of the Circuit Court of Mercer County is affirmed.
Affirmed.
Footnote: 1
1 Consistent with our past practice in juvenile cases, we do not use the last names of the parties. See In the matter of Jonathan P., 182 W.Va. 302, 303 n.1, 387 S.E.2d 537, 538 n.1 (1989).Footnote: 2
2 The circuit court stayed execution of the commitment pending this appeal.Footnote: 3
3 These incidents occurred in March and May 1997. The record is unclear as to whether the second hospitalization occurred before or after the car accident.