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IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 1998 Term
__________
No. 25172
__________
STATE OF WEST VIRGINIA,
Appellee
v.
ROBERT HAGER,
Appellant
__________________________________________________________________
Appeal from the Circuit Court of Mingo County
Honorable Michael Thornsbury, Judge
Civil Action No. J96-F4
AFFIRMED
__________________________________________________________________
Submitted: November 12, 1998
Filed: December 10, 1998
Cecil C. Varney,
Esq.
Darrell V. McGraw, Jr.,
Esq.
Varney Law
Office
Attorney General
Williamson, West
Virginia
Scott E. Johnson, Esq.
Attorney for
Appellant
Senior Assistant Attorney General
Charleston,
West Virginia
Attorneys
for Appellee
The Opinion of the Court was delivered PER CURIAM.
JUSTICE MAYNARD, deeming himself disqualified, did not
participate in the decision in this case.
JUDGE DANIEL O'HANLON sitting by special assignment.
JUSTICE MCGRAW did not participate.
SYLLABUS BY THE COURT
1. "When offering evidence under
Rule 404(b) of the West Virginia Rules of Evidence, the prosecution is required to
identify the specific purpose for which the evidence is being offered and the jury must be
instructed to limit its consideration of the evidence to only that purpose. It is not
sufficient for the prosecution or the trial court merely to cite or mention the litany of
possible uses listed in Rule 404(b). The specific and precise purpose for which the
evidence is offered must clearly be shown from the record and that purpose alone must be
told to the jury in the trial court's instruction." Syl. Pt. 1, State v. McGinnis,
193 W. Va. 147, 455 S.E.2d 516 (1994).
2. "Where an offer of evidence is
made under Rule 404(b) of the West Virginia Rules of Evidence, the trial court, pursuant
to Rule 104(a) of the West Virginia Rules of Evidence, is to determine its admissibility.
Before admitting the evidence, the trial court should conduct an in camera hearing as
stated in State v. Dolin, 176 W. Va. 688, 347 S.E.2d 208 (1986). After hearing the
evidence and arguments of counsel, the trial court must be satisfied by a preponderance of
the evidence that the acts or conduct occurred and that the defendant committed the acts.
If the trial court does not find by a preponderance of the evidence that the acts or
conduct was committed or that the defendant was the actor, the evidence should be excluded
under Rule 404(b). If a sufficient showing has been made, the trial court must then
determine the relevancy of the evidence under Rules 401 and 402 of the West Virginia Rules
of Evidence and conduct the balancing required under Rule 403 of the West Virginia Rules
of Evidence. If the trial court is then satisfied that the Rule 404(b) evidence is
admissible, it should instruct the jury on the limited purpose for which such evidence has
been admitted. A limiting instruction should be given at the time the evidence is offered,
and we recommend that it be repeated in the trial court's general charge to the jury at
the conclusion of the evidence." Syl. Pt. 2, State v. McGinnis, 193 W. Va. 147, 455
S.E.2d 516 (1994).
3. "Evidence of other crimes,
wrongs, or acts is not admissible to prove the character of a person in order to show that
he acted in conformity therewith. It may, however, be admissible for other purposes, such
as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident. W.Va.R.Evid. 404(b)." Syl. Pt. 1, State v. Edward
Charles L., 183 W. Va. 641, 398 S.E.2d 123 (1990).
4. "Other criminal act evidence
admissible as part of the res gestae or same transaction introduced for the purpose of
explaining the crime charged must be confined to that which is reasonably necessary to
accomplish such purpose." Syl. Pt. 1, State v. Spicer, 162 W. Va. 127, 245 S.E.2d 922
(1978).
5. "A defendant who is being held
for custodial interrogation must be advised, in addition to the Miranda rights, that
counsel has been retained or appointed to represent him where the law enforcement
officials involved have knowledge of the attorney's retention or appointment. This rule is
based on the theory that without this information, a defendant cannot be said to have
voluntarily and intelligently waived his right to counsel." Syl. Pt. 1, State v.
Hickman, 175 W. Va. 709, 338 S.E.2d 188 (1985).
6. "When this Court reviews
challenges to the findings and conclusion of the circuit court, a two-prong deferential
standard of review is applied. We review the final order and the ultimate disposition
under an abuse of discretion standard, and we review the circuit court's underlying
factual findings under a clearly erroneous standard." Syl. Pt. 1, McCormick v.
Allstate Insurance Co., 197 W. Va. 415, 475 S.E.2d 507 (1996).
7. "On appeal, legal conclusions made
with regard to suppression determinations are reviewed de novo. Factual determinations
upon which these legal conclusions are based are reviewed under the clearly erroneous
standard. In addition, factual findings based, at least in part, on determinations of
witness credibility are accorded great deference." Syl. Pt. 3, State v. Stuart, 192
W. Va. 428, 452 S.E.2d 886 (1994).
8. "'Under the Due Process Clause
of the West Virginia Constitution, Article III, Section 10, and the presumption of
innocence embodied therein, and Article III, Section 5, relating to the right against
self-incrimination, it is reversible error for the prosecutor to cross-examine a defendant
in regard to his pre-trial silence or to comment on the same to the jury.' Syl. Pt. 1,
State v. Boyd, 160 W. Va. 234, 233 S.E.2d 710 (1977)." Syl. Pt. 1, State v. Oxier,
175 W. Va. 760, 338 S.E.2d 360 (1985).
9. "Four factors are taken into
account in determining whether improper prosecutorial comment is so damaging as to require
reversal: (1) the degree to which the prosecutor's remarks have a tendency to mislead the
jury and to prejudice the accused; (2) whether the remarks were isolated or extensive; (3)
absent the remarks, the strength of competent proof introduced to establish the guilt of
the accused; and (4) whether the comments were deliberately placed before the jury to
divert attention to extraneous matters." Syl. Pt. 6, State v. Sugg, 193 W. Va. 388,
456 S.E.2d 469 (1995).
10. " 'Where objections were not
shown to have been made in the trial court, and the matters concerned were not
jurisdictional in character, such objections will not be considered on appeal.' Syllabus
Point 1, State Road Commission v. Ferguson, 148 W. Va. 742, 137 S.E.2d 206 (1964)."
Syl. Pt. 3, O'Neal v. Peake Operating Co., 185 W. Va. 28, 404 S.E.2d 420 (1991).
Per Curiam:
Mr. Robert Hager (hereinafter "Mr. Hager" or "Appellant) appeals his first- degree murder conviction and his sentence of life without mercy in the Circuit Court of Mingo County. Mr. Hager alleges that the lower court erred in admitting his confession and in admitting evidence of other crimes. He also asserts prosecutorial misconduct and improper cross-examination by the prosecutor. We affirm the decision of the lower court.
I. Facts
On September 23, 1995, seventeen year-old Ms. Della Jean Lacy was murdered. Mr. Hager surrendered himself to Kermit City Police on September 26, 1995, and the police questioned him regarding the murder of Ms. Lacy and the murder of Mr. Sherman Cisco. Subsequent to the reading of Mr. Hager's Miranda rights, Mr. Hager confessed to killing both Ms. Lacy and Mr. Cisco.See footnote 1 1
In Mr. Hager's September 26, 1995,
confession, he stated that he and Ms. Lacy had argued, that she had begun kicking him and
smacking him, that she had thrown a rock at him, and that he shot her. Mr. Hager confessed
that after he shot Ms. Lacy, he went home to drink beer. When Mr. Phelps and Mr. Cisco
arrived at Mr. Hager's home, Mr. Hager confessed that he gabbed the barrel of Mr. Cisco's
shotgun and shot Mr. Cisco.
During the September 26, 1995,
interrogation in which Mr. Hager's confession was obtained, the police did not inform Mr.
Hager that his family had hired a lawyer, Mr. Bernard Spaulding, to represent Mr. Hager.
The police contend that they had no knowledge of the hiring of a lawyer, but Mr. Hager
maintained that his family had contacted the officers and informed them that the attorney
had been hired. The attorney, Mr. Spaulding, was apparently waiting for Mr. Hager at
Williamson, having assumed that the police would transport Mr. Hager there for
interrogation. A suppression hearing was held on February 21, 1997, and Mr. Hager
maintained that the police were aware that Mr. Spaulding had been hired as an attorney for
Mr. Hager. Trooper David Michael Nelson testified at the suppression hearing regarding the
confession given by Mr. Hager and Trooper Nelson's lack of knowledge during the
interrogation that an attorney had been hired for Mr. Hager. Deputy Sheriff of Mingo
County, Johnny Milum, also testified regarding the confession and the voluntariness of Mr.
Hager's statements. Deputy Sheriff Milum also testified that he did not recall any mention
of an attorney having been hired for Mr. Hager. Bernard Spaulding also testified that Mr.
Hager's sister, Lucille Burton, had contacted him with regard to possibly representing Mr.
Hager. Mr. Spaulding testified that he had spoken with a trooper regarding his
representation of Mr. Hager, but he could not recall the exact time that call was placed.
By order dated May 23, 1997, the lower court denied the motion to suppress, finding that
counsel had not been retained for Mr. Hager. The lower court also noted
"inconsistencies and discrepancies in the testimony" regarding the alleged
hiring of an attorney and found that Mr. Hager did not have legal counsel at the time he
signed a written confession and orally confessed. The lower court further found that the
confession was voluntary and was "given after Robert Hager knowingly, intelligently,
voluntarily and understandably waived his right to counsel. . . ."
On May 22, 1997, the prosecution hand-delivered to defense counsel notice of the State's intention to use West Virginia Rule of Evidence 404(b) other bad acts evidence.See footnote 2 2
Defense counsel moved to exclude the 404(b) evidence offered by the State, and the
lower court took the motion under advisement. Prior to ruling on the defense motions, the
lower court noted on the record the requirements of Rule 404(b) enumerated by this Court
in State v. McGinnis, 193 W. Va. 147, 455 S.E.2d 516 (1994), concerning the proffer of
evidence and a determination of what specific evidence the prosecution intends to
introduce. The lower court explained that while it did "not intend to conduct a trial
within a trial. . ." it did wish to hear limited testimony on the 404(b) proffers
prior to presentation of such evidence to the jury. After conducting such hearing on May
28, 1997, the lower court informed the parties that the offered evidence would be admitted
under Rule 404(b).
In his trial testimony,See footnote 3 3 Mr. Hager recanted his
confession regarding the murder of Ms. Lacy and blamed Mr. William Ace Phelps for the Ms.
Lacy's murder. Mr. Hager testified that on the day of the murder, he had departed his
trailer with Ms. Lacy, intending to take her home. According to Mr. Hager, he and Ms. Lacy
picked up acquaintance Mr. Phelps as they drove toward Ms. Lacy's home. Mr. Hager
testified that he exited the truck briefly, and as he returned to the truck, he observed
Mr. Phelps holding a pistol. Mr. Hager opined that Ms. Lacy apparently flailed at Mr.
Phelps, hitting his hand and causing the gun to discharge and kill Ms. Lacy. Mr. Hager and
Mr. Phelps allegedly moved Ms. Lacy's body away from the road and drove away. According to
Mr. Hager, Mr. Phelps threatened that he would harm Mr. Hager's family if Mr. Hager did
not take the blame for the shooting. Mr. Hager went home alone and took "as many
as" 10 Valiums, followed by orange juice, vodka, and beer. Later that evening, Mr.
Phelps and Mr. Sherman Cisco arrived at Mr. Hager's home. Mr. Hager testified that Mr.
Cisco pointed a gun at Mr. Hager and that he therefore grabbed the gun and killed Mr.
Cisco in self-defense.
According to Mr. Hager's trial
testimony, he, Mr. Phelps, and two other individuals then drove to the location of Ms.
Lacy's body. Mr. Hager testified that, in order to pacify Mr. Phelps, Mr. Hager informed
the other individuals that he had shot Ms. Lacy. Mr. Hager then proceeded to a friend's
home. While Mr. Hager was away from his own trailer, Mr. Hager testified that Mr. Phelps
burned the trailer with Mr. Cisco's body still in it.
Mr. Phelps' version of the evening's
events is extremely different. He testified at trial that he had received a telephone call
from Mr. Hager on the evening of September 23, 1995. Mr. Hager allegedly informed Mr.
Phelps that he had "some bad trouble coming down," and Mr. Phelps volunteered to
go to Mr. Hager's trailer with Mr. Sherman Cisco. When Mr. Phelps and Mr. Cisco arrived at
Mr. Hager's trailer, Mr. Hager allegedly grabbed Mr. Cisco's shotgun and shot him in the
fact, exclaiming, "I told you not to f--- with me." After Mr. Hager shot Mr.
Cisco, he admitted to Mr. Phelps that he had killed Ms. Lacy earlier that evening. Mr.
Phelps also testified that he, Mr. Hager, Sheila Brewer, and David Wilson traveled to the
location of Ms. Lacy's body that night. Mr. Phelps stated that Mr. Hager forced Ms. Brewer
to look at Ms. Lacy's body, saying, "Look, or you'll be laying there with her."
Mr. Phelps also indicated that Mr. Hager's trailer was burned by Mr. Wilson and Mr. Hager.
Mr. David Wilson, having visited with
Ms. Lacy and Mr. Hager in Mr. Hager's trailer on the day of the murder, testified that he
had passed out, and when he awoke, he was alone. Mr. Wilson further testified that Mr.
Hager later returned to the trailer with blood on his pants and told Mr. Wilson that he
had killed Ms. Lacy because he was "tired of being f--- ed with."
The jury found Mr. Hager guilty of
murder in the first degree without a recommendation of mercy. Mr. Hager was sentenced to
life in prison without the possibility of parole on July 7, 1997.
II. Rule 404(b)
Mr. Hager contends that the lower court
erred in admitting evidence improperly under Rule 404(b). In the alternative, Mr. Hager
maintains that the lower court erred in failing to grant the defense motion for a
continuance when it decided to admit certain evidence under Rule 404(b) delivered to
defense counsel five days prior to trial.See footnote
4 4 Mr. Hager argues that (1) prior domestic violence between Mr. Hager
and Ms. Lacy and (2) evidence regarding the murder of Mr. Cisco should not have been
admitted.
Rule 404(b) provides as follows:
(b) Other Crimes,
Wrongs, or Acts. Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show that he or she acted in conformity therewith. It
may, however, be admissible for other purposes, such as proof of motive, opportunity,
intent, preparation, plan, knowledge, identity, or absence of mistake or accident,
provided that upon request by the accused, the prosecution in a criminal case shall
provide reasonable notice in advance of trial, or during trial if the court excuses
pretrial notice on good cause shown, of the general nature of any such evidence it intends
to introduce at trial.
In syllabus point one of McGinnis, this
Court instructed:
When offering
evidence under Rule 404(b) of the West Virginia Rules of Evidence, the prosecution is
required to identify the specific purpose for which the evidence is being offered and the
jury must be instructed to limit its consideration of the evidence to only that purpose.
It is not sufficient for the prosecution or the trial court merely to cite or mention the
litany of possible uses listed in Rule 404(b). The specific and precise purpose for which
the evidence is offered must clearly be shown from the record and that purpose alone must
be told to the jury in the trial court's instruction.
Syllabus point two of McGinnis continues:
Where an offer
of evidence is made under Rule 404(b) of the West Virginia Rules of Evidence, the trial
court, pursuant to Rule 104(a) of the West Virginia Rules of Evidence, is to determine its
admissibility. Before admitting the evidence, the trial court should conduct an in camera
hearing as stated in State v. Dolin, 176 W. Va. 688, 347 S.E.2d 208 (1986). After hearing
the evidence and arguments of counsel, the trial court must be satisfied by a
preponderance of the evidence that the acts or conduct occurred and that the defendant
committed the acts. If the trial court does not find by a preponderance of the evidence
that the acts or conduct was committed or that the defendant was the actor, the evidence
should be excluded under Rule 404(b). If a sufficient showing has been made, the trial
court must then determine the relevancy of the evidence under Rules 401 and 402 of the
West Virginia Rules of Evidence and conduct the balancing required under Rule 403 of the
West Virginia Rules of Evidence. If the trial court is then satisfied that the Rule 404(b)
evidence is admissible, it should instruct the jury on the limited purpose for which such
evidence has been admitted. A limiting instruction should be given at the time the
evidence is offered, and we recommend that it be repeated in the trial court's general
charge to the jury at the conclusion of the evidence.
Subsequent to objections by the defense to the introduction of Rule 404(b) evidence,
the lower court held an in camera hearing on the Rule 404(b) issue, as discussed above.
The testimony of Sherry Waller, as well as the other individuals offering Rule 404(b)
evidence, was presented to the lower court in the in camera hearing, indicating the
tumultuous nature of the relationship between Mr. Hager and Ms. Lacy and demonstrating the
numerous threats Mr. Hager had made to the life of Ms. Lacy. The lower court evaluated the
requirements of McGinnis and concluded that Ms. Waller's testimony was admissible under
the analysis of McGinnis. The lower court conducted that evaluation for every witness
offered by the State for Rule 404(b) testimony and concluded that such evidence was
admissible under McGinnis.
Again on post-trial motions, the lower
court found that the jury was provided with a limiting instruction, cautioning it about
the limited use of the 404(b) material, and that the basis for admission under the Rule
404(b) was to demonstrate jealousy, to show past threats and acts of violence, and to
demonstrate the elements of premeditation, deliberation, and malice. The lower court ruled
that "[i]t is clear that the prosecuting attorney has introduced several different
reasons as to why this evidence is highly relevant, including lack of accident, motive,
and all the elements of murder that it is incumbent upon the State of West Virginia to
prove beyond a reasonable doubt." These are, as is required by Rule 404(b), specific
rationales, rather than general lists of other crimes.
This Court reviews a lower court's
determination regarding the introduction of Rule 404(b) other crimes evidence under an
abuse of discretion standard. McGinnis, 193 W. Va. at 159, 455 S.E.2d at 528. We have
emphasized that a circuit court abuses its discretion in admitting Rule 404(b) evidence
only where the court acts in an "arbitrary and irrational" manner. Id.
The lower court was exceedingly
meticulous in its analysis of the State's proffer of 404(b) evidence, narrowing its
approach to the precise parameters of this Court's instruction in McGinnis. This Court
explained in State v. Smith, 178 W. Va. 104, 358 S.E.2d 188 (1987): "As to the
relevancy of other violent acts between a defendant and a deceased, courts have generally
permitted such evidence to show ill will or hostility as bearing upon intent, malice and
motive for the homicide." 178 W. Va. at 108 n.2, 358 S.E.2d at 192 n.2.
In State v. LaRock, 196 W. Va. 294, 470 S.E.2d 613 (1996), addressing a father's
conviction for the murder of his infant son, we explained as follows:
Evidence of the prior attacks and beatings
not only demonstrated the motive and setup of the crime but also was necessary to place
the child's death in context and to complete the story of the charged crime. We hold that
historical evidence of uncharged prior acts which is inextricably intertwined with the
charged crime is admissible over a Rule 403 objection.
196 W. Va. at 313, 470 S.E.2d at 632.
We find no abuse of discretion by the
lower court, and we affirm the lower court's decision to permit evidence of the prior
tumultuous relationship between Mr. Hager and Ms. Lacy.
With regard to the Cisco murder, the
lower court again followed the mandates of McGinnis by hearing sufficient evidence and
arguments of counsel to convince the lower court, by a preponderance of evidence, that the
act occurred and that the defendant committed the act. The lower court thereafter
specified that the Cisco murder was relevant under Rules 401 and 402 and admissible under
the Rule 403 balancing test.See footnote 5 5
The lower court found that the evidence of Mr. Cisco's murder was appropriate for
introduction to provide the jury with an understanding of the return to the body of Ms.
Lacy after the killing of Mr. Cisco and to address Mr. Hager's state of mind and lack of
accident. The lower court stated:
To understand the admission that three
individuals after the Cisco matter were taken to the scene where the body of Della Jean
Lacy lay. I think it is clear that this relates to a material issue. There must be a
substantial need for the probative value of the evidence and I think there clearly is
based upon what happened related to Della Jean Lacy's murder and evidence after the Cisco
murder. It's all part of one complete story.
In our prior excursions through the intricacies of the Rule 404(b) analysis, we have
recognized that Rule 404(b) is an inclusive rule through which all relevant evidence of
other crimes or acts is admitted unless the sole purpose of the evidence is to demonstrate
criminal disposition. State v. Edward Charles L., 183 W. Va. 641, 647, 398 S.E.2d 123, 129
(1990). In U. S. v. Masters, 622 F.2d 83 (4th Cir.1980), the Fourth Circuit Court of
Appeals explained:
[O]ne of the accepted bases for the
admissibility of evidence of other crimes arises when such evidence, "furnishes part
of the context of the crime" or is necessary to a "full presentation" of
the case, or is so intimately connected with and explanatory of the crime charged against
the defendant and is so much a part of the setting of the case and its
"environment" that its proof is appropriate in order "to complete the story
of the crime on trial by proving its immediate context...."
622 F.2d at 86 (citing U. S. v. Smith, 446 F.2d 200, 204 (4th Cir. 1971)). Syllabus
point one of Edward Charles L., provides:
Evidence of other
crimes, wrongs, or acts is not admissible to prove the character of a person in order to
show that he acted in conformity therewith. It may, however, be admissible for other
purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge,
identity, or absence of mistake or accident. W.Va.R.Evid. 404(b).
"Based on this reasoning we permit evidence of other crimes in order 'to complete
the story' or to show 'the context of the crime.'" State v. McGhee, 193 W. Va. 164,
167, 455 S.E.2d 533, 536 (1995).
In his book, Handbook of Evidence for
West Virginia Lawyers, Justice Cleckley noted that the complete story principle,
"though not mentioned in Rule 404(b), continues to be a viable 'other purpose' for
admitting evidence of other wrongs as long as the conduct is truly illustrative of the
context of the offense and has independent relevance to a material issue in the
lawsuit." Franklin D. Cleckley, Handbook on Evidence for West Virginia Lawyers Sec.
4-5(B)(4)(i), Vol I at 357 (3d ed. 1994).
In State v. Spicer, 162 W. Va. 127, 245
S.E.2d 922 (1978), we noted that evidence of other criminal acts is confined to what is
necessary to accomplish its legitimate purpose. Syllabus point one of Spicer explains that
"[o]ther criminal act evidence admissible as part of the res gestae or same
transaction introduced for the purpose of explaining the crime charged must be confined to
that which is reasonably necessary to accomplish such purpose."
As the Supreme Court of Virginia noted
in Scott v. Commonwealth, 323 S.E.2d 572 (1984),
Where a course of
criminal conduct is continuous and interwoven, consisting of a series of related crimes,
the perpetrator has no right to have the evidence "sanitized" so as to deny the
jury knowledge of all but the immediate crime for which he is on trial. The fact-finder is
entitled to all of the relevant and connected facts, including those which followed the
commission of the crime on trial, as well as those which preceded it; even though they may
show the defendant guilty of other offenses.
323 S.E.2d at 577 (citations omitted.)
Our review of this matter does not indicate any abuse of discretion by the lower court, and we do not find that the lower court acted in an arbitrary or irrational manner. We consequently affirm on this ground.
III. Admission of Confession
Mr. Hager also contends that the lower
court erred in admitting his confession. He maintains that the confession should have been
suppressed because police failed to inform him that his family had retained counsel. In
syllabus point one of State v. Hickman, 175 W. Va. 709, 338 S.E.2d 188 (1985), we
explained:
A defendant who is
being held for custodial interrogation must be advised, in addition to the Miranda rights,
that counsel has been retained or appointed to represent him where the law enforcement
officials involved have knowledge of the attorney's retention or appointment. This rule is
based on the theory that without this information, a defendant cannot be said to have
voluntarily and intelligently waived his right to counsel.
In Moran v. Burbine, 475 U.S. 412 (1986), however, the United States Supreme Court
affirmed a lower court's determination that a confession was valid, holding that two
distinct dimensions exist in a proper waiver of a defendant's constitutional rights.
First, the relinquishment of the right to counsel must have been voluntary; second,
"the waiver must have been made with full awareness of both the nature of the right
being abandoned and the consequences of the decision to abandon it." Moran, 475 U.S.
at 421. In addressing the issue of whether the police officers' failure to inform the
defendant that an attorney had been hired for him invalidated the confession, the Supreme
Court stated that the waiver is valid where the decision was uncoerced, the defendant was
aware of his right to request a lawyer, and the defendant was aware of the State's
intention to use the confession. Id. The Supreme Court explained that "events
occurring outside of the presence of the suspect and entirely unknown to him surely can
have no bearing on the capacity to comprehend and knowingly relinquish a constitutional
right." Id. at 422. The police officers' failure to inform the defendant of an
attorney's telephone call had no bearing on the validity of the waiver, and the officers'
state of mind was determined to be irrelevant to the question of the waiver. Id.
The Supreme Court in Moran specifically
discussed a suggested expansion of Miranda to include a requirement that police officers
inform a suspect of an attorney's efforts to reach him. Rejecting such augmentation of
Miranda, the Supreme Court explained that "while such a rule might add marginally to
Miranda's goal of dispelling the compulsion inherent in custodial interrogation,
overriding practical considerations counsel against its adoption." 475 U.S. at 425.
Thus, it is the defendant's state of mind, not the officers' knowledge, that is the
dispositive element in determining the voluntariness of a statement.
At a February 21, 1997, suppression
hearing, evidence was introduced indicating that Mr. Hager's sister had informed police
officers that an attorney had been retained to represent Mr. Hager. As discussed above,
the attorney also testified, but the lower court stated in its May 23, 1997, order that it
found "inconsistencies and discrepancies" in the testimony of the defense
witnesses regarding the contacts with counsel. The lower court concluded that counsel had
not "been retained for or on behalf of Robert Hager by members of his family."
The lower court further concluded that the confession was voluntarily made and admissible
at trial. Mr. Hager has never maintained that the confession was not knowingly and
voluntarily made. He simply suggests that the police had knowledge of appointment of
counsel and that such knowledge, since not conveyed to Mr. Hager, invalidates that
confession.
As a two-fold analysis, we are first
presented with the lower court's finding that no legal counsel had been retained and that
therefore no obligation to inform Mr. Hager existed. We review this factual finding under
a clearly erroneous standard. In syllabus point one of McCormick v. Allstate Insurance
Co., 197 W. Va. 415, 475 S.E.2d 507 (1996), we stated:
When this Court
reviews challenges to the findings and conclusion of the circuit court, a two-prong
deferential standard of review is applied. We review the final order and the ultimate
disposition under an abuse of discretion standard, and we review the circuit court's
underlying factual findings under a clearly erroneous standard.
With specific regard to findings on a motion to suppress, we explained in State v.
Sugg, 193 W. Va. 388, 456 S.E.2d 469 (1995), that "this Court will not overturn the
factual findings of a trial court on a motion to suppress unless they are clearly
erroneous." 193 W. Va. at 399, 456 S.E.2d at 480. In syllabus point three of State v.
Stuart, 192 W. Va. 428, 452 S.E.2d 886 (1994), we explained:
On appeal, legal
conclusions made with regard to suppression determinations are reviewed de novo. Factual
determinations upon which these legal conclusions are based are reviewed under the clearly
erroneous standard. In addition, factual findings based, at least in part, on
determinations of witness credibility are accorded great deference.
Our review of the record compels that conclusion that the lower court, having the
opportunity to observe the credibility of the witnesses, was not clearly erroneous in its
conclusion regarding the retention of counsel for or on behalf of Mr. Hager. We therefore
affirm in this regard.
Secondly, even if we declined to accept
that finding by the lower court, the Supreme Court's Moran decision would compel an
evaluation of whether the police had an obligation to inform Mr. Hager of legal
representation if such representation existed and the police had knowledge thereof.
Because we resolve this matter through an affirmance of the lower court's factual finding
that legal counsel had not been retained, we do not squarely address that hypothetical. We
do note, however, the significance of the Moran decision and its guidance should such
situation arise.
IV. Prosecutor's Cross-Examination
Mr. Hager argues that the lower court
erred in permitting the prosecutor to question Mr. Hager concerning his failure to
disclose his exculpatory explanation, that Mr. Phelps killed Ms. Lacy, prior to trial.
Syllabus point one of State v. Oxier,
175 W. Va. 760, 338 S.E.2d 360 (1985) provides:
"Under the Due Process Clause of the
West Virginia Constitution, Article III, Section 10, and the presumption of innocence
embodied therein, and Article III, Section 5, relating to the right against
self-incrimination, it is reversible error for the prosecutor to cross-examine a defendant
in regard to his pre-trial silence or to comment on the same to the jury." Syllabus
Point 1, State v. Boyd, 160 W. Va. 234, 233 S.E.2d 710 (1977).
Mr. Hager contends that because a defendant has the right to remain silent, he had no
duty to explain the reasons for his initial silence.
The State maintains that the
cross-examination of Mr. Hager regarding his recantation of the confession was not a
comment on his silence; it was instead a comment on his change of story and his prior
inconsistent statement. This is not, the State contends, a utilization of pre-trial
"silence." In the United States Supreme Court examination of pretrial silence in
Doyle v. Ohio, 426 U.S. 610 (1976), the Court found cross-examination regarding pretrial
silence impermissible. 426 U.S. at 612-13. However, in elaborating on that Doyle standard
in Anderson v. Charles, 447 U.S. 404 (1980), the Court specified that the Doyle standard
did "not apply to cross-examination that merely inquires into prior inconsistent
statements. Such questioning makes no unfair use of silence, because a defendant who
voluntarily speaks after receiving Miranda warnings has not been induced to remain silent.
As to the subject matter of his statements, the defendant has not remained silent at
all." 447 U.S. at 408.
We conclude that the State's inquiry regarding Mr. Hager's prior inconsistent statements was proper and we affirm on that ground.
V. Prosecutorial Misconduct
Mr. Hager also alleges the prosecution
attempted to inflame the jury against Mr. Hager by referencing Mr. Hager's sexual acts
with younger women on two specific occasions. First, the prosecutor asked if Mr. Hager had
slept with Ms. Sheila Dawn Brewer, a witness for the State. Counsel for Mr. Hager
objected, the objection was sustained, and the jury was told to disregard. Second, the
prosecutor emphasized Mr. Hager's alleged sexual acts with younger women in the closing
statement. Mr. Hager maintains that the prosecutor's references to his sexual activity
with younger women was designed to inflame the jury against him.
Defense counsel objected to the
prosecutor's question regarding Mr. Hager's sexual activity with Ms. Brewer. The objection
was sustained, the jury was told to disregard, and no further curative instructions were
requested. This Court has had numerous opportunities to address allegedly prejudicial
remarks of prosecutors. While we have recognized that a "prosecuting attorney
occupies a quasi-judicial position in the trial of a criminal case[,]" and should
"set a tone of fairness and impartiality,"See
footnote 6 6 we have also sought to achieve a balanced result by
emphasizing that not every questionable remark by a prosecutor will result in a reversal
of a conviction. In pursuing that goal, we enunciated the following in syllabus point six
of Sugg:
Four factors are taken into account in
determining whether improper prosecutorial comment is so damaging as to require reversal:
(1) the degree to which the prosecutor's remarks have a tendency to mislead the jury and
to prejudice the accused; (2) whether the remarks were isolated or extensive; (3) absent
the remarks, the strength of competent proof introduced to establish the guilt of the
accused; and (4) whether the comments were deliberately placed before the jury to divert
attention to extraneous matters.
193 W. Va. at 393, 456 S.E.2d at 474.
Our evaluation of the allegedly
improper remarks by the prosecution and the potential effects of those remarks upon the
jury, we find that the comments do not warrant reversal.
With regard to the closing arguments
statements to which defense counsel did not object, we find that the absence of an
objection at trial waives the right to complain on appeal. In State v. Garrett, 195 W. Va.
630, 466 S.E.2d 481 (1995), this Court explained that "counsel failed to object . . .
to the State's closing argument, thereby failing to preserve the error, if it was error,
for appellate review." 195 W. Va. at 643 n.22, 466 S.E.2d at 497 n.22. In syllabus
point three of O'Neal v. Peake Operating Co., 185 W. Va. 28, 404 S.E.2d 420 (1991), we
explained that " '[w]here objections were not shown to have been made in the trial
court, and the matters concerned were not jurisdictional in character, such objections
will not be considered on appeal.' Syllabus Point 1, State Road Commission v. Ferguson,
148 W. Va.
742, 137 S.E.2d 206 (1964)." We consequently find that any objection to the
statements made in closing argument were waived.
Based upon the foregoing, we affirm the
decision of the lower court in all respects.
Affirmed.
Footnote: 1
1 Mr. Hager and Ms. Lacy had apparently been dating for approximately four to five years prior to Ms. Lacy's death. The evidence at trial indicated a jealous relationship in which Mr. Hager became angry if Ms. Lacy attempted to see other men. Mr. Hager had hit Ms. Lacy and had fired a .357 over her head, as witnessed by Ms. Polly Mae Messer. Mr. Hager had also informed Ms. Lacy's niece, Sherry Waller, that he would kill Ms. Lacy before her would permit her to have a relationship with another man. During a fight in 1993, Mr. Hager allegedly grabbed Ms. Lacy by the hair, pointed a .38 toward her head, and cocked the trigger. Our review of the record reflects that no motive for the Sherman Cisco murder was discovered.Footnote: 2
2 In a notice dated May 16, 1997, t he State noted its intention to introduce the following 404(b) evidence at trial: David Wilson - Bo Hager, a lot of
times, threatened to beat up Della Jean because she was going out on him.
David Wilson - Bo Hager whipped Della
Jean in his trailer, sometime after Hager moved in his trailer in 1994. They were arguing.
Argument usually about her seeing other people.
William Phelps - Around 1993, Bo Hager
put a gun to Della Jean's head. Bo pulled the hammer back on the gun. They
(continued...)
(continued...)
were arguing. Bo said something to the effect, "better not f---
with me Della Jean or quit f---ing with me Della Jean."
Polly Mae Messer - On the day Della
Jean was shot, I saw her and Bo Hager at Dorothy's Drive-Inn in the evening. They were
arguing. He smacked her and she smacked him back. They kept hitting each other. Bo Hager
acted like he was very angry at me also.
Polly Mae Messer - In July of 1995, I
went to Bo Hager's to get Della Jean. When Della Jean came out of the trailer and got in
my car, Bo Hager came out with a gun, shot it in the air, and said "don't take my
woman."
In a notice dated May 22, 1997, the State noted its intention to use other 404(b)
evidence, as follows:
The defendant's killing of Sherman
Cisco in his trailer laterthe same night on which Della Jean Lacy had been killed. This
evidence would be provided by the testimony of David Wilson, William Phelps and Sheila
Dawn Brewer. This evidence is relevant to the Lacy killing to show the absence of
accident, the State of mind of the defendant, intent, premeditation and deliberation, and
the complete story.
The defendant's threats to Sheila Dawn
Brewer after the killing of Sherman Cisco. This will be testified to by Sheila Dawn
Brewer, David Wilson, and William Phelps. This evidence is relevant to the Lacy killing to
complete the story, to prove lack of accident, intent, and malice.
The defendant threatening David Wilson after the killing of Sherman Cisco at the Della Jean lacy murder scene. This will be testified to by David Wilson and William Phelps. It is relevant to complete the story, to show the defendant's state of mind, to prove lack of accident, intent, and malice.
In a final notice dated May 22, 1997, the State noted it intention to use the following
404(b) evidence:
Sherry Waller - Last part of summer of
1994 at Ruby and Leo Williams, Bo said, that before I let Della Jean take another man,
I'll kill her.
Sherry Waller - In 1994 after Della
Jean's birthday in October at Bo Hager's trailer, I saw Bo smack Della Jean and grab herby
the head of the hair. she started to leave and Bo yelled, "I'll kill you."
Footnote: 3
3 Trials of the two murders were severed, although the original indictment joined the two murders. Mr. Hager filed a motion to sever the counts, and the lower court granted that motion. The lower court reasoned that information regarding the Cisco(continued...)
(continued...)
murder was not inadmissible in the Lacy murder trial, even though the two murders were to
be tried separately. The lower court explained its reasoning during post-trial proceedings
by asserting that a joinder of the counts would have precluded Mr. Hager from offering
limiting instructions regarding evidence of the two murders. Separating the trials would
permit introduction of evidence regarding the other murder, but would protect Mr. Hager to
the extent that limiting instructions could be offered. Such limiting instructions were
provided, in accordance with State v. McGinnis, 193 W. Va. 147, 455 S.E.2d 516 (1994).
Footnote: 4
4 The Appellant's brief mentions an approach discussed in U. S. v. Hernandez, 975 F.2d 1035 (4th Cir. 1992), through which some interpretations of Rule 404(b) have excluded evidence of other crimes based exclusively upon the defendant's unequivocal denial of responsibility for those other crimes. 975 F.2d at 1040. As the State's brief correctly notes, the Fourth Circuit referenced that approach for discussion purposes, but did not adopt that precept. Id.Footnote: 5
5 Rule 403 provides: "Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence."Footnote: 6
6 Syllabus point three of State v. Boyd, 160 W. Va. 234, 233 S.E.2d 710 (1977), provides as follows:The prosecuting attorney occupies a quasi-judicial position in the trial of a criminal case. In keeping with this position, he is required to avoid the role of a partisan, eager to convict, and must deal fairly with the accused as well as the other participants in the trial. It is the prosecutor's duty to set a tone of fairness and impartiality, and while he may and should vigorously pursue the State's case, in so doing he must not abandon the quasi-judicial role with which he is cloaked under the law.