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IN THE SUPREME COURT OF APPEALS OF WEST
VIRGINIA
September 1997 Term
___________
No. 23968
___________
THE BOARD OF EDUCATION OF THE COUNTY
OF WOOD, A WEST VIRGINIA STATUTORY CORPORATION,
Plaintiff Below, Appellee
v.
WILLIAM JOHNSON,
Defendant Below, Appellant
___________________________________________________
Appeal from the Circuit Court of Wood County
Honorable George W. Hill, Judge
Civil Action No. 96-P-68
REVERSED AND REMANDED
___________________________________________________
Submitted: September 10, 1997
Filed: November 21, 1997
John Everett Roush
West Virginia School Service Personnel Association
Charleston, West Virginia
Attorney for the Appellant
Dean A. Furner
Spilman, Thomas & Battle
Parkersburg, West Virginia
Attorney for the Appellee
This Opinion was delivered PER CURIAM.
CHIEF JUSTICE WORKMAN and JUSTICE MAYNARD
dissent and reserve the right to file dissenting opinions.
SYLLABUS BY THE COURT
"A
final order of the hearing examiner for the West Virginia
Educational Employees Grievance Board, made pursuant to W. Va.
Code, 18-29-1, et seq. (1985), and based upon findings of fact,
should not be reversed unless clearly wrong." Syl pt. 1,
Randolph County Board of Education v. Scalia, 182 W. Va. 289, 387
S.E.2d 524 (1989).
Per Curiam:See
footnote 1 1
This case is
before this Court upon an appeal from the final order of the
Circuit Court of Wood County, West Virginia, entered on June 28,
1996. The appellant, William Johnson, a school bus operator with
approximately eighteen years of employment with the appellee, the
Board of Education of the County of Wood, was terminated from his
employment for allegedly smoking a cigarette while transporting
students to school. As reflected in the final order, although the
West Virginia Education and State Employees Grievance Board held
that the charge against the appellant had not been proven, the
circuit court disagreed and upheld the termination.
This Court has
before it the petition for appeal, all matters of record and the
briefs and argument of counsel. We note that, rather than
involving questions of law or procedure, this matter concerns, in
its entirety, a consideration of the evidence submitted at the
administrative level, and, in particular, the testimony adduced
during the level IV hearing before the administrative law judge.
In that context, this Court has conducted a thorough examination
of the record and concludes, for the reasons stated below, that
the
circuit court committed error in reversing the
West Virginia Education and State Employees Grievance Board.
Accordingly, we reverse the final order of June 28, 1996, and
remand this case to the circuit court for reinstatement of the
Grievance Board's decision.
I
The appellant, a
school bus operator, was hired by the appellee in 1977. On
October 11, 1995, Blaine Auvil, the Assistant Transportation
Director for the appellee, received a telephone call from a
motorist stating that she had observed the appellant smoking a
cigarette that morning while the appellant was transporting
students to school. In particular, the motorist indicated that
she had observed the appellant smoking while she and the
appellant were driving their respective vehicles in the same
direction on Grand Central Avenue in the Parkersburg, West
Virginia, area. Following the call, Mr. Auvil inspected the
appellant's bus, which was then parked in a garage maintained by
the appellee, and discovered what appeared to be cigarette ashes
on the floor between the driver's window and the driver's seat.
When confronted by Mr. Auvil and Michael Falck, the
Transportation Director for the appellee, the appellant denied
the allegation.
The incident of
October 11, 1995, occurred during the 1995-1996 school year, and
prior thereto both the State of West Virginia and Wood County had
adopted non- smoking policies applicable to school personnel. The
State policy, reflected in West Virginia State Board of Education
Policy No. 2422.5A, prohibited "the use of tobacco
products" by school personnel. More
specifically, Wood County Board of Education Policy No. 5114.10
stated:
[I]t is the
policy of the Wood County Board of Education to prohibit the use
of all tobacco and tobacco products in all school buildings, on
school grounds, or any motorized vehicle used for school
activities. School personnel are further prohibited from using
tobacco products in the presence of students while engaging in
any school related activity involving students. . . . Employees
who violate this policy shall be subject to discipline as
circumstances warrant, including written /oral reprimands,
notation upon evaluation, suspension or dismissal.
On October 13,
1995, the appellant was suspended from his employment pending an
investigation of the incident, and on October 24, 1995, an
evidentiary hearing was conducted by the appellee. Following the
hearing, the appellee voted to terminate the appellant's
employment. Thereafter, in December 1995, as a part of the
grievance process before the West Virginia Education and State
Employees Grievance Board, W. Va. Code, 18-29-1 [1992], et seq.,
a level IV evidentiary hearing was conducted by an administrative
law judge.
During the level
IV hearing, the motorist, called as a witness by the appellee,
testified that she was certain that she saw the appellant smoking
a cigarette on Grand Central Avenue while the appellant was
transporting students to school. Moreover, the evidence of the
appellee included the fact that, in 1992, the appellant was
disciplined for a similar transgression concerning the
transporting of students. As a result of the 1992
disciplinary action, the appellant was placed
upon a "perpetual improvement plan" by the appellee for
the cessation of smoking.
On the other
hand, during the level IV hearing, as well as during the hearing
of October 24, 1995, the appellant denied smoking on the bus
while transporting students. Rather, the appellant maintained
that, while driving on Grand Central Avenue on October 11, 1995,
he was apparently seen by the motorist with a white ball point
pen in his mouth. According to the appellant, he was making notes
with the pen, at various traffic lights along the route,
concerning evidence of vandalism to the bus he had recently
discovered. With regard to the ashes found by Mr. Auvil, the
appellant stated that he had driven the bus to his residence the
day before, October 10, 1995, and had smoked a cigarette while
cleaning the bus at that location. As the appellant asserted, he
had probably dropped ashes in the bus at that time.See footnote 2 2
In
addition to his own testimony, the appellant, during the level IV
hearing, offered the testimony of two elementary school students
who were on the bus on October 11, 1995. The students
testified that they had never seen the appellant smoking
cigarettes on the bus. No other students were called to testify
by either party.
In a twenty-four
page opinion dated March 28, 1996, the administrative law judge
of the West Virginia Education and State Employees Grievance
Board held that the charge against the appellant had not been
proven. Accordingly, the appellee was directed to reinstate the
appellant to his employment, with lost wages, benefits and
seniority. Specifically, indicating that the motorist had only
"fleeting glimpses" of the appellant on October 11,
1995, and that the motorist "could have understandably
mistaken a white pen in Grievant's mouth for a cigarette,"
the administrative law judge found that the motorist's testimony
was "not entirely reliable." Furthermore, the
administrative law judge found: "Two students who were
aboard the bus on the time and day in question could see Grievant
from their seats. They never saw Grievant smoke on the bus at any
time, and they never smelled cigarette smoke on the bus that day,
or at any other time."
Upon appeal, however, the circuit court reversed the decision of the West Virginia Education and State Employees Grievance Board and upheld the termination of the appellant from his employment. As reflected in the final order of June 28, 1996, the circuit court concluded that the decision of the administrative law judge was (1) clearly wrong "in view of the reliable, probative and substantial evidence on the whole record," (2) arbitrary and capricious and (3) constituted an unwarranted exercise of discretion. No transcript of any proceedings before the circuit court, however, was made a part of the record before this Court. Moreover, the final order of the circuit court did not discuss the evidence submitted at the administrative level with any degree of particularity.See footnote 3 3
II
In Quinn v. West
Virginia Northern Community College, 197 W. Va. 313, 475
S.E.2d 405 (1996), this Court confirmed the principle expressed
in syllabus point 1 of Randolph County Board of Education v.
Scalia, 182 W. Va. 289, 387 S.E.2d 524 (1989), that
"[a] final order of the hearing examiner for the West
Virginia Educational Employees Grievance Board, made pursuant to
W. Va. Code, 18-29-1, et seq. (1985), and based upon findings of
fact, should not be reversed unless clearly wrong." See also
syl. pt. 1, Bolyard v. Kanawha County Board of Education, 194 W.
Va. 134, 459 S.E.2d 411 (1995); syl. pt. 1, Ohio County Board of
Education v. Hopkins, 193 W. Va. 600, 457 S.E.2d 537 (1995); syl.
pt. 3, Lucion v. McDowell County Board of Education, 191
W. Va. 399, 446 S.E.2d 487 (1994); syl. pt. 1, Department of
Natural Resources v. Myers, 191 W. Va. 72, 443 S.E.2d 229 (1994);
syl. pt. 1, Department of Health v. Blankenship, 189 W. Va. 342,
431 S.E.2d 681 (1993); W. Va. Code, 18-29-7 [1985].See footnote 4 4
That
principle is, of course, consistent with our observation that
rulings upon questions of law are reviewed de novo. State v.
Honaker, 193 W. Va. 51, 56, 454 S.E.2d 96, 101 (1994); Adkins v.
Gatson, 192 W. Va. 561, 565, 453 S.E.2d 395, 399 (1994); State v.
Stuart, 192 W. Va. 428, 433, 452 S.E.2d 886, 891 (1994); syl. pt.
3, Committee on Legal Ethics v. McCorkle, 192 W. Va. 286, 452
S.E.2d 377 (1994).
In Hare v.
Randolph County Board of Education, 183 W. Va. 436, 396 S.E.2d
203 (1990), this Court upheld the termination of employment of a
Randolph County school bus operator. The basis of the termination
was the bus operator's negligence with regard to a number of
traffic accidents. The issue before this Court, in Hare, was
procedural and concerned the absence of references to the
accidents in the school board's annual evaluations of the bus
operator. Nevertheless, the bus operator had been informed,
through various letters from the school board, that his
employment was in jeopardy. In upholding the termination, this
Court concluded, in Hare, that the letters constituted
"substantial compliance" with the
evaluation process. 183 W. Va. at 439, 396 S.E.2d at 206.
Unlike the
circumstances in Hare, rather than involving questions of law or
procedure, this case concerns, in its entirety, a consideration
of evidentiary matters. Here, the appellant contends that the
administrative law judge of the West Virginia Education and State
Employees Grievance Board weighed the evidence, properly made
judgments concerning the credibility of the witnesses and
correctly concluded that the charge had not been proven. Thus,
the appellant asserts that the circuit court, in reversing the
decision of the administrative law judge, improperly substituted
its judgment for that of the Grievance Board. On the other hand,
the appellee emphasizes the fact that the motorist was quite
certain that she saw the appellant smoking a cigarette on October
11, 1995, while transporting students, which, according to the
appellee, is consistent with the fact that ashes were found in
the bus. Moreover, the appellee asserts, the motorist was in a
better position than the two students, who were seated toward the
rear of the bus, to observe the appellant.
In discussing the
review of grievance proceedings involving school personnel, this
Court stated in Martin v. Randolph County Board of Education, 195
W. Va. 297, 465 S.E.2d 399 (1995):
In reviewing the
decision of an ALJ following a Level IV grievance hearing, the
circuit court should give deference to . . . [factual] findings.
. . . Further, the ALJ's credibility
determinations are binding unless patently
without basis in the record. Nonetheless, this Court must
determine whether the ALJ's findings were reasoned, i.e., whether
he or she considered the relevant factors and explained the facts
and policy concerns on which he or she relied, and whether those
facts have some basis in the record.
195 W. Va. at 304, 465 S.E.2d at 406.
In this case, as
indicated above, the circuit court was presented with an appeal
from the West Virginia Education and State Employees Grievance
Board solely involving evidentiary matters. Indeed, a review of
the record demonstrates that the facts concerning the charge
against the appellant were directly in conflict. Whereas the
motorist was certain that she saw the appellant smoking a
cigarette on Grand Central Avenue while the appellant was
transporting students to school, the appellant denied the charge
and maintained that the motorist had apparently seen him with a
white ball point pen in his mouth, a pen the appellant asserted
he was using to make notes concerning vandalism to the bus.
Moreover, the appellant stated that the ashes found in the bus
were probably dropped there the day before, while the appellant
was cleaning the bus at his residence. See, n. 2, supra. Finally,
the two elementary students testified that they had never seen
the appellant smoking cigarettes on the bus.
As reflected in
the lengthy opinion of March 28, 1996, the administrative law
judge resolved the conflict in the evidence in the appellant's
favor and concluded that the charge had not been proven. The
circuit court, however, pursuant to a rather abstract final
order, reversed the administrative law judge and
upheld the termination of the appellant from his employment.
Given the lack of particularity in that order, this Court
declines to speculate as to what the concerns of the circuit
court may have been. See, n. 3, supra; Mingo County Board of
Education v. Surber, 195 W. Va. 279, 282, 465 S.E.2d 381, 384
(1995). Instead, this Court is of the opinion that the decision
of the administrative law judge was concrete in its analysis of
the evidence and well reasoned. Consequently, we conclude that
the circuit court committed error in reversing that decision.
Accordingly, upon
all of the above, the final order of the Circuit Court of Wood
County, entered on June 28, 1996, is reversed, and this case is
remanded to that court for reinstatement of the decision of the
West Virginia Education and State Employees Grievance Board.
Reversed and remanded.
Footnote: 1 1 We point out that a per curiam opinion is not legal precedent. See Lieving v. Hadley, 188 W. Va. 197, 201 n. 4, 423 S.E.2d 600, 604 n. 4 (1992) ("Per curiam opinions . . . are used to decide only the specific case before the Court; everything in a per curiam opinion beyond the syllabus point is merely obiter dicta. . . . Other courts, such as many of the United States Circuit Courts of Appeals, have gone to non-published (not- to-be-cited) opinions to deal with similar cases. We do not have such a specific practice, but instead use published per curiam opinions. However, if rules of law or accepted ways of doing things are to be changed, then this Court will do so in a signed opinion, not a per curiam opinion.").
Footnote:
2 2
As the administrative law judge at level IV recognized, the
appellant's statement that he was smoking on October 10, 1995,
while cleaning the bus, and may have dropped cigarette ashes in
the bus at that time, may constitute a violation of the non-
smoking policies reflected in West Virginia State Board of
Education Policy No. 2422.5A and Wood County Board of Education
Policy No. 5114.10.
It
must be emphasized, however, that the appellee did not charge the
appellant with any October 10, 1995, violations. Rather, the sole
charge against the appellant concerns the transporting of
students on October 11, 1995. As the appellee's formal, written
charge against the appellant stated: "On Wednesday, October
11, 1995, you were in direct violation of Wood County Board of
Education Policy 5114.10 and State Board of Education Policy
2422.5A by smoking on a school bus and continuing to smoke on a
school bus while students were present on the bus."
In the level IV decision, the administrative law judge observed: "[I]f WCBE [the appellee] decides to discipline Grievant for the admitted smoking offense of October 10, 1995, given Grievant's . . . history as a WCBE employee, it would not be improper for WCBE to impose some lesser form of discipline than termination under the circumstances."
Footnote:
3 3
The final order of the circuit court was rather attenuated and
stated in pertinent part:
[T]he
hearing examiner's rationale and ruling in her opinion with
regard to the credibility of the witnesses, the straight forward
refusal to consider relevant evidence presented by the
[appellee], and her purely speculative consideration of evidence
not a part of the record to be clearly wrong in view of the
reliable, probative and substantial evidence on the whole record
and that she acted in a manner that was arbitrary and capricious.
The Court further ruled that the hearing examiner's decision was
a clearly unwarranted exercise of discretion.
The final order did not articulate why the administrative law judge's rationale concerning the credibility of the witnesses was clearly wrong or in what manner the administrative law judge failed to consider relevant evidence or, instead, considered evidence not a part of the record. As stated above, no transcript of any proceedings before the circuit court was made a part of the record before this Court. Moreover, the language of the final order, that the decision of the Grievance Board was clearly wrong, arbitrary
and capricious and constituted an unwarranted exercise of discretion, was simply a restatement of the statutory grounds for review of a decision of the Grievance Board found in W. Va. Code, 18-29-7 [1985].
Footnote:
4 4
In this case, the appellee appealed from the West Virginia
Education and State Employees Grievance Board to the circuit
court pursuant to W. Va. Code, 18-29-1 [1992], et seq., and
we thus cite Scalia for its reference to that statutory scheme.
That statutory scheme concerns the "West Virginia
Educational Employees Grievance Board."
As this Court observed in Quinn, however, the procedures of the "West Virginia Education and State Employees Grievance Board" are set forth in chapter 29,
article 6A, of the West Virginia Code. As W. Va. Code, 29-6A-5 [1988], states: "The education employees grievance board, created by virtue of the provisions of section five, article twenty-nine, chapter eighteen of this code, shall be hereafter known and referred to as the education and state employees grievance board [.]" Thus, comparable to syllabus point 1 of Scalia is the syllabus point in Quinn which states: "A final order of the hearing examiner for the West Virginia Education and State Employees Grievance Board, made pursuant to W. Va. Code, 29-6A-1, et seq. [1988], and based upon findings of fact, should not be reversed unless clearly wrong." Although the provisions of W. Va. Code, 18-29-1, et seq., remain as a part of the West Virginia Code, and have been amended from time to time, the March 28, 1996, administrative decision in this case is from the "West Virginia Education and State Employees Grievance Board."