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IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA
September 1994 Term
_________
NO. 22139
_________
STATE OF WEST VIRGINIA,
Plaintiff Below, Appellee
V.
ROBERT RUSSELL FARLEY,
Defendant Below, Appellant
__________________________________________________________
Appeal from the Circuit Court of Marion County
Honorable Fred L. Fox II, Judge
No. 92-F-18-F
AFFIRMED
____________________________________________________________
Submitted: October 4, 1994
Filed: November 18, 1994
Mary B. McLaughlin
Assistant Attorney General
Charleston, West Virginia
Attorney for Appellee
Dana R. Shay
Fairmont, West Virginia
Attorney for Appellant
JUSTICE CLECKLEY delivered the opinion of the Court.
CHIEF JUSTICE BROTHERTON did not participate.
RETIRED JUSTICE MILLER sitting by temporary assignment.
SYLLABUS BY THE COURT
1.
"'"A trial court's decision regarding the voluntariness
of a confession will not be disturbed unless it is plainly wrong
or clearly against the weight of the evidence." Syllabus
Point 3, State v. Vance, 162 W.Va. 467, 250 S.E.2d 146 (1978).'
Syl. pt. 7, State v. Hickman, 175 W.Va. 709, 338 S.E.2d 188
(1985)." Syllabus Point 2, State v. Stewart, 180 W. Va.
173, 375 S.E.2d 805 (1988).
2. This Court is constitutionally
obligated to give plenary, independent, and de novo review to the
ultimate question of whether a particular confession is voluntary
and whether the lower court applied the correct legal standard in
making its determination. The holdings of prior West Virginia
cases suggesting deference in this area continue, but that
deference is limited to factual findings as opposed to legal
conclusions.
3. In
circumstances where a trial court admits a confession without
making specific findings as to the totality of the circumstances,
the admission of the confession will nevertheless be upheld on
appeal, but only if a reasonable review of the evidence clearly
supports voluntariness.
4.
"'Once a person under interrogation has exercised the right
to remain silent guaranteed by W. Va. Const., art. III § 5,
and U.S. Const. amend. V, the police must scrupulously honor that
privilege. The failure to do so renders subsequent statements
inadmissible at trial.' Syllabus Point 3, State v. Rissler, 165
W.Va. 640, 270 S.E.2d 778 (1980)." Syllabus Point 1, State
v. Woodson, 181 W. Va. 325, 382 S.E.2d 519 (1989).
5. To assert the Miranda right to
terminate police interrogation, the words or conduct must be
explicitly clear that the suspect wishes to terminate all
questioning and not merely a desire not to comment on or answer a
particular question.
6. "Misrepresentations made to a
defendant or other deceptive practices by police officers will
not necessarily invalidate a confession unless they are shown to
have affected its voluntariness or reliability." Syllabus
Point 6, State v. Worley, 179 W. Va. 403, 369 S.E.2d 706
(1988).
7. Representations or promises made to a
defendant by one in authority do not necessarily invalidate a
subsequent confession. In determining the voluntariness of a
confession, the trial court must assess the totality of all the
surrounding circumstances. No one factor is determinative. To the
extent that State v. Parsons, 108 W. Va. 705, 152 S.E. 745
(1930), is inconsistent with this standard, it is overruled.
Cleckley, Justice:
The defendant,
Robert Russell Farley, was convicted in February, 1993, by a jury
in the Circuit Court of Marion County of two counts of
first-degree arson, four counts of second-degree arson, one count
of fourth-degree arson, and one count of falsely reporting an
emergency incident. He was sentenced to serve from three to
thirty years.See footnote 1
His primary assignment of error is the admission of his
confession, which he contends was rendered involuntary by
improper police conduct. We find no prejudicial error and affirm
the convictions.
I.
In September and
October, 1991, several suspicious fires occurred in Mannington,
West Virginia. Fires were set in Sandy's Yarn Shop, the Old Bank
Building, Shawn's Playhouse, the Community Hardware, the Masonic
Lodge, the East High Street Methodist Church, and two dwellings.
An arson attempt was committed upon the Old Theater, also known
as the Old Show Building.
On November 3,
1991, a false fire alarm was reported to 9-1-1. Chief of Police
David L. James, who had known the defendant most of his life,
identified the defendant as the caller. Thereafter, Chief James
asked a number of suspects, including the defendant, if they
would come to the police station for questioning and a polygraph
test concerning the fires. On Monday, November 4, 1991, at
approximately 3:00 p.m., the defendant went to the Mannington
Police Department and met with Chief James and Robert Hall, an
investigator for the State Fire Marshal's Office.
After being
advised of his Miranda rightsSee
footnote 2 by the officers present, the defendant stated that
he understood his rights and signed a waiver form. The defendant
was specifically informed that he was not under arrest and could
leave at any time. At this time, a polygraph test was
administered by Sergeant Ronald Lee Catlett.See footnote 3 Sergeant Catlett was the only
person present in the room while the defendant took the test. At
its conclusion, Sergeant Catlett left the room and reviewed the
results with Mr. Hall and Chief James. These three men then
questioned the defendant about the fires in the area. It was at
this time that the defendant was informed that he did not do well
on the polygraph test. At first, he denied involvement with the
fires and the false fire alarm call; however, after the tape
recording of the 9-1-1 call was played to the defendant, he
admitted that he placed the call.
The defendant
subsequently confessed to setting the fires at the Old Bank
Building, the Masonic Lodge, the East High Street Methodist
Church, and to the attempted arson at the Old Theater (Show)
Building.See footnote 4
He denied involvement with any other fire in the area.
When Deputy
Mark E. Fetty from the Marion County Sheriff's Department arrived
at the police department, the defendant was again advised of his
Miranda rights. Immediately after Deputy Fetty began to question
him, the defendant stated that he would not answer any further
questions without an attorney. The interrogation ceased, and the
defendant was arrested and taken into custody.
On March 5,
1992, a hearing was held on the defendant's pretrial motion to
suppress his confession. The defendant did not testify. Sergeant
Catlett, Mr. Hall, Chief James, Officer Cross, and Deputy Fetty
testified that the defendant was properly advised of his Miranda
rights and that his statement was given voluntarily. The police
contended that no promises of leniency were given in exchange for
his confession. The circuit court, without elaboration, found
that the defendant was properly advised of his rights and that
the statement was "freely and voluntarily made," and
was therefore admissible.
At trial, the
defendant recanted his confession. He testified that he made the
statement because the officers repeatedly questioned him,
"kept on promising [him] things," and said "we'll
get you help." However, on cross-examination, the defendant
stated that he was not swayed by these offers.
Following his
convictions, the circuit court denied the defendant's motion for
judgment of acquittal and motion for a new trial. This appeal
ensued.
II.
The defendant
assigns as error the admission of his oral and written
confession, which he contends was rendered involuntary by
improper police conduct. It is axiomatic in West Virginia
jurisprudence that the prosecution must show by "affirmative
evidence" as a condition precedent to its admissibility that
the voluntariness of a confession is established by a
preponderance of the evidence. State v. Zaccario, 100 W. Va.
36, 129 S.E. 763 (1925). A mere prima facie showing is
insufficient. State v. Starr, 158 W. Va. 905, 216 S.E.2d 242
(1975). Once that decision is made, we accord the trial court's
ruling appropriate weight. In Syllabus Point 2 of State v.
Stewart, 180 W. Va. 173, 375 S.E.2d 805 (1988), we stated
our standard of review in these matters:
"'"A
trial court's decision regarding the voluntariness of a
confession will not be disturbed unless it is plainly wrong or
clearly against the weight of the evidence." Syllabus Point
3, State v. Vance, 162 W.Va. 467, 250 S.E.2d 146 (1978).' Syl.
pt. 7, State v. Hickman, 175 W. Va. 709, 338 S.E.2d 188
(1985)."
Although we
give deference to the factual findings of the trial court when
the voluntariness of a confession is in issue, the ultimate
determination of "voluntariness is a legal question
requiring independent [appellate] . . .
determination." Arizona v. Fulminante, 499 U.S. 279, 287,
111 S. Ct. 1246, 1252, 113 L.Ed.2d 302, 316 (1991).See footnote 5 To be
specific, we hold that this Court is constitutionally obligated
to give plenary, independent, and de novo review to the ultimate
question of whether a particular confession is voluntary and
whether the trial court applied the correct legal standard in
making its determination. See State v. Starr, 158 W. Va. at
916, 216 S.E.2d at 249 ("trial court's discretion does not
include applying an improper standard of proof").See footnote 6 The holdings
of prior West Virginia cases suggesting deference in this area
continues, but that deference is limited to factual findings as
opposed to legal conclusions.
Whether police
activity meets constitutional muster in any particular context
depends on the facts which are unique to the situation. In this
regard, the trial court has a superior sense of what actually
transpired during the taking of a confession, by virtue of its
ability to see and hear the witnesses who have firsthand
knowledge of the events. Appellate oversight is therefore
deferential, and we should review the trial court's findings of
fact following a suppression hearing, including mixed fact/law
findings, under the clearly erroneous standard. If the trial
court makes no findings or applies the wrong legal standard,
however, no deference attaches to such an application. Of course,
if the trial court's findings of fact are not clearly erroneous
and the correct legal standard is applied, its ultimate ruling
will be affirmed as a matter of law.
No deference
is required in this case because the trial court made no findings
except to express its ultimate legal conclusion that the
statement was "freely and voluntarily made" and was
therefore admissible. Because the trial court failed to make
specific factual findings, we must first decide whether it is
necessary to remand this case for a new hearing to give the trial
court an opportunity to offer to this Court and the parties the
benefit of its in-court observations and evaluations. Where
findings of fact and conclusions of law are not made as required
by law, this Court has authority to remand for noncompliance. See
Commonwealth Tire Co. v. Tri-State Tire Co., 156 W. Va. 351, 193
S.E.2d 544 (1972); Chandler v. Gore, 170 W. Va. 709, 296 S.E.2d
350 (1982) (cases decided under W.Va.R.Civ.P. 52). Relevant
factors to be considered in making this determination are the
nature of the controversy, the extent of the conflict of
testimony, the centrality of credibility to the issue to be
decided, and the completeness of the transcript of the hearing
below. After reviewing the transcript and carefully reviewing the
briefs of the parties, we believe that any conflict in testimony
is minimal, at least in the most crucial areas. The defendant did
not testify at the hearing on the motion to suppress nor did he
offer any other evidence other than the cross-examination of the
police officers.See footnote
7 More significantly, the defendant does not raise as an
appellate issue the failure of the trial court to make findings.
Rather, the defendant challenges the ruling of the trial court as
a matter of law. Finally, we note that there is ample testimony
to demonstrate the reliability of the confession and the absence
of the trial court's findings on this point is not considered
fatal.See footnote 8 In
circumstances where a trial court admits a confession without
making specific findings as to the totality of the circumstances,
the admission of the confession will nevertheless be upheld on
appeal, but only if a reasonable review of the evidence clearly
supports voluntariness. See United States v. Carter, 569 F.2d 801
(4th Cir. 1977); United States v. Lewis, 528 F.2d 312 (4th Cir.
1975).See footnote 9
A.
The defendant
first contends that he invoked his right under Miranda to remain
silent and the police officers did not honor that right as
required by this Court's decisions.See footnote 10 The State, however, asserts
that the defendant's statement was voluntary and that the
defendant made no request to terminate the interrogation or to
otherwise assert the right to silence. Thus, we deal with the
issues of whether the statement obtained after the suspect
allegedly decided to remain silent is admissible and whether his
right to cut off questioning was scrupulously honored.
In Syllabus
Point 1 of State v. Woodson, 181 W. Va. 325, 382 S.E.2d 519
(1989), we stated that violation of these rights would render a
statement inadmissible:
"'Once
a person under interrogation has exercised the right to remain
silent guaranteed by W.Va. Const., art. III § 5, and U.S. Const.
amend. V, the police must scrupulously honor that privilege. The
failure to do so renders subsequent statements inadmissible at
trial.' Syllabus Point 3, State v. Rissler, 165 W.Va. 640, 270
S.E.2d 778 (1980)."
The transcript
of the tape-recorded confession shows that at one point during
the questioning Mr. Hall asked the defendant if he was having
difficulty talking about the fires. The defendant vaguely stated
that he could not talk about them, but he did not otherwise
indicate that he wanted the interrogation to end nor did he state
that he did not want to answer any further questions. Therefore,
we find that the defendant failed to invoked his right to remain
silent. He merely expressed his reluctance to give specific and
detailed information about the fires.
In an
analogous situation, the United States Supreme Court addressed a
suspect's ambiguous references to counsel in Davis v. United
States, ___ U.S. ___, 114 S. Ct. 2350, 129 L.Ed.2d 362 (1994).
Reviewing its application of the Edwards rule, the Supreme Court
held that the rule comes into play only if a suspect
"unambiguously" requests counsel. In Davis, although
the suspect initially waived his Miranda rights, about an hour
and a half into the interview, he said: "Maybe I should talk
to a lawyer." At this point, according to the uncontradicted
testimony of the agents, "'[We m]ade it very clear that
. . . we weren't going to pursue the matter unless we
have it clarified is he asking for a lawyer or is he just making
a comment about a lawyer, and he said, ["]No, I'm not asking
for a lawyer" and then he continued on, and said, "No,
I don't want a lawyer."'" After a short break, the
agents then reminded Davis of his Miranda rights and the
interview continued for another hour -- until Davis said,
"'I think I want a lawyer before I say anything else.'"
At this point, questioning ceased. ___ U.S. at ___, 114 S. Ct. at
2353, 129 L.Ed.2d at 368-69.
In discussing the
issue, the Supreme Court stated:
"The
rationale underlying Edwards is that the police must respect a
suspect's wishes regarding his right to have an attorney present
during custodial interrogation. But when the officers conducting
the questioning reasonably do not know whether or not the suspect
wants a lawyer, a rule requiring the immediate cessation of
questioning . . . would needlessly prevent the police
from questioning a suspect in the absence of counsel even if the
suspect did not wish to have a lawyer present." ___ U.S. at
___, 114 S. Ct. at 2355-56, 129 L.Ed.2d at 372. (Citation
omitted).
The Court
acknowledged "that requiring a clear assertion of the right
to counsel might disadvantage some suspects who-- because of
fear, intimidation, lack of linguistic skills, or a variety of
other reasons--will not clearly articulate their right to counsel
although they actually want to have a lawyer present." But,
it said, "the primary protection afforded suspects subject
to custodial interrogation is the Miranda warnings
themselves." ___ U.S. at ___, 114 S. Ct. at 2356, 129
L.Ed.2d at 372.
In a
concurring opinion, four Justices expressed the view that the
rule should be that "when a suspect under custodial
interrogation makes an ambiguous statement that might reasonably
be understood as expressing a wish that a lawyer be summoned (and
questioning cease), interrogators' questions should be confined
to verifying whether the individual meant to ask for a
lawyer." ___ U.S. at ___, 114 S. Ct. at 2364, 129 L.Ed.2d at
382. The majority observed that asking such clarifying questions
would "often be good police practice," but made it
clear that it was not required. ___ U.S. at ___, 114 S. Ct. at
2357, 129 L.Ed.2d at 373.
Obviously, the
situation sub judice is not controlled by Edwards. See generally
Michigan v. Mosley, 423 U.S. 96, 96 S. Ct. 321, 46 L.Ed.2d
313 (1975). Rather, the defendant contends that the request here
was to terminate the interrogation in its entirety and that
request was not "scrupulously honored." Interestingly,
the decisions of the United States Supreme Court suggest that a
defendant who requests counsel has a stronger position than a
defendant who merely asserts a right to silence, if he later
gives statements in the course of further discussion with the
police. See Arizona v. Roberson, 486 U.S. 675, 683, 108
S. Ct. 2093, 2099, 100 L.Ed.2d 704, 714 (1988) ("a
suspect's decision to cut off questioning, unlike his request for
counsel, does not raise the presumption that he is unable to
proceed without a lawyer's advice").
We do not find
it necessary to decide under our Constitution and laws whether
the rights protected by Edwards are stronger than those
supposedly invoked by the defendant.See footnote 11 It is clear, however, that
the reasoning of Davis is more applicable to this case, and, in
either context, we agree that "the primary protection
afforded suspects subject to custodial interrogation is the
Miranda warnings themselves." ___ U.S. at ___, 114
S. Ct. at 2356, 129 L.Ed.2d at 372.See footnote 12 We believe that under Davis
insubstantial and trivial doubt, reasonably caused by the
defendant's ambiguous statements as to whether he wants the
interrogation to end, should be resolved in favor of the police
and that under these circumstances further interrogation by the
police does not offend the West Virginia Constitution. See
generally State v. Clawson, 165 W. Va. 588, 270 S.E.2d 659
(1980). Therefore, as suggested by the Fourth Circuit in United
States v. Gordon, 895 F.2d 932, 938 (4th Cir. 1990), we hold that
to assert the Miranda right to terminate police interrogation,
the words or conduct must be explicitly clear that the suspect
wishes to terminate all questioning and not merely a desire not
to comment on or answer a particular question.
Furthermore,
we conclude as the United States Supreme Court stated in Mosley:
"This is not a case, therefore, where the police failed to
honor a decision . . . to cut off questioning, either
by refusing to discontinue the interrogation upon request or by
persisting in repeated efforts to wear down . . . [the
suspect's] resistance and make him change his mind." 423
U.S. at 105-06, 96 S. Ct. at 327, 46 L.Ed.2d at 322.
B.
The defendant
next contends that the police used deceptive practices in
obtaining his confession. Specifically, he argues that he was
informed that he did not do well on the polygraph test. The
problem with the defendant's factual showing on this point is
that there is no evidence in the record showing the results of
the polygraph. In fact, the specific results of the test were not
shown or given to the defendant at the time of the interrogation.
Although of questionable relevancy, the defendant states that he
was not informed that the results of the test could not be used
at trial. Even if we assumed that the results of the polygraph
were misrepresented to the defendant, this misrepresentation
standing alone would be insufficient to render the confession
involuntary.See footnote
13
In State v.
Worley, 179 W. Va. 403, 369 S.E.2d 706 (1988), we stated
that misrepresentations made by police do not automatically
render a confession inadmissible. Syllabus Point 6 of Worley
states:
"Misrepresentations
made to a defendant or other deceptive practices by police
officers will not necessarily invalidate a confession unless they
are shown to have affected its voluntariness or
reliability."See
footnote 14
Because the
defendant has failed to make any showing that there was in fact a
misrepresentation, our discussion of this issue is brief. We find
it significant that the defendant failed to show any causal
connection between alleged misrepresentation and the confession.
The record clearly demonstrates that the defendant did not
confess upon hearing that he had performed poorly on the
polygraph. Rather, it was the 9-1-1 tape, not the polygraph
results, that sparked his confession. Confronting the defendant
with a fact that may affect his trial "does not make his
confession inadmissible." State v. Sparks, 171 W. Va.
320, 327, 298 S.E.2d 857, 864 (1982) (statement of brother who
implicated the defendant in crime); State v. Goldizen, 93
W. Va. 328, 116 S.E. 687 (1923) (accomplice's statement
threw blame on defendant).
Moreover, the
evidence indicates that the confession was reliable. Mr. James
testified that the attempted arson at the Old Theater was not
public knowledge. Also, the defendant detailed the times, dates,
and manner in which the fires were set. For instance, he knew
that the curtains in the Old Theater were flame retardant. This
evidence was corroborated by the fire marshal investigator.
C.
The thrust of the
defendant's involuntariness claim is that his confession was the
product of impermissible promises used to foment the hope of
favorable treatment and, therefore, the confession was
involuntary per se. He relies on the Syllabus of State v.
Parsons, 108 W. Va. 705, 152 S.E. 745 (1930): "When the
representations of one in authority are calculated to foment hope
or despair in the mind of the accused to any material degree, and
a confession ensues, it cannot be deemed voluntary." In
Parsons, we relied upon the standard enunciated by the United
States Supreme Court in Bram v. United States, 168 U.S. 532, 543,
18 S. Ct. 183, 187, 42 L.Ed. 568, 573 (1897)See footnote 15:
"A
confession can never be received in evidence where the prisoner
has been influenced by any threat or promise; for the law cannot
measure the force of the influence used, or decide upon its
effect upon the mind of the prisoner, and therefore excludes the
declaration if any degree of influence has been exerted."
However, as the Supreme Court recognized in Arizona v.
Fulminante, 499 U.S. 279, 285, 111 S. Ct. 1246, 1251, 113
L.Ed.2d 302, 315 (1991), this is no longer the law. "[T]his
passage from Bram . . . under current precedent does
not state the standard for determining the voluntariness of a
confession[.]" The appropriate analysis to determine a
confession's voluntariness is the "totality of the
circumstances" test. 499 U.S. at 286, 111 S. Ct. at 1252,
113 L.Ed.2d at 315.
Accordingly,
we adopt the foregoing standard, and now hold that
representations or promises made to a defendant by one in
authority do not necessarily invalidate a subsequent confession.
In determining the voluntariness of a confession, the trial court
must assess the totality of all the surrounding circumstances. No
one factor is determinative. To the extent that Parsons is
inconsistent with this standard, it is overruled.
In Schneckloth
v. Bustamonte, 412 U.S. 218, 226, 93 S. Ct. 2041, 2047, 36
L.Ed.2d 854, 863 (1973), the Supreme Court explained the
application of this standard:
"In
determining whether a defendant's will was overborne in a
particular case, the Court has assessed the totality of all the
surrounding circumstances--both the characteristics of the
accused and the details of the interrogation. Some of the factors
taken into account have included the youth of the accused, e.g.,
Haley v. Ohio, 332 U.S. 596,[68 S. Ct. 302, 92 L.Ed. 224
(1948)]; his lack of education, e.g., Payne v. Arkansas, 356 U.S.
560, [78 S. Ct. 844, 2 L.Ed.2d 975 (1958)]; or his low
intelligence, e.g., Fikes v. Alabama, 352 U.S. 191, [77
S. Ct. 281, 1 L.Ed.2d 246 (1957)]; the lack of any advice to
the accused of his constitutional rights, e.g., Davis v. North
Carolina, 384 U.S. 737, [86 S. Ct. 1761, 16 L.Ed.2d 895
(1966)]; the length of detention, e.g., Chambers v. Florida,
supra [309 U.S. 227, 60 S. Ct. 472, 84 L.Ed. 716 (1940)];
the repeated and prolonged nature of the questioning, e.g.,
Ashcraft v. Tennessee, 322 U.S. 143, [64 S. Ct. 921, 88
L.Ed. 1192 (1944)]; and the use of physical punishment such as
the deprivation of food or sleep, e.g., Reck v. Pate, 367 U.S.
433, [81 S. Ct. 1541, 6 L.Ed. 2d 948 (1961)]. In all of
these cases, the Court determined the factual circumstances
surrounding the confession, assessed the psychological impact on
the accused, and evaluated the legal significance of how the
accused reacted. Culombe v. Connecticut, supra [367 U.S. 568, 81
S. Ct. 1860, 6 L.Ed.2d 1037 (1961)]."
When we
examine the totality of the surrounding circumstances of the
confession in this case, we find that the confession was given
voluntarily. The defendant was a thirty- eight-year-old man who
operated a game room in Mannington, previously owned a
restaurant, and had worked in the coal mines. He went to the
police department voluntarily, and his confession began a little
over one hour after his arrival. He was properly advised of his
Miranda rights and no physical punishment took place.
The transcript
of the interrogation does reveal that the officers wanted to
"help" the defendant. However, this suggestion of help
does not meet the threshold that is necessary to establish
unlawful inducement as we discussed in State v. Casdorph, 159
W. Va. 909, 230 S.E.2d 476 (1976). In Casdorph, we stated
that the fact that after the defendant had waived his right to
remain silent, a police officer was friendly, encouraged the
defendant to confess, and promised in vague terms that he would
help the defendant, without making any specific promises or
threats, did not render the defendant's confession involuntary.
In the case at
bar, the officers testified that they were referring to
psychiatric treatment, not legal help.See footnote 16 Certainly, no specific
promises of leniency were made in exchange for a confession.
Reviewing the record as a whole, we are satisfied that no
representations "calculated to foment hope or despair"
in the mind of the defendant, nor any promise or threats were
made to induce a confession. See State v. Sparks, supra.
The defendant
finally argues that after he confessed to two of the fires, Mr.
Hall pressured him into confessing to the other two by
insinuating that by doing so his case would be presented to the
court in a more favorable light.See footnote 17 The evidence shows that Mr.
Hall did tell the defendant that he believed he committed more
than two arsons. He urged him to be completely truthful and to
provide the details of the other fires. Undoubtedly, Mr. Hall's
questions were assertive. However, that is the nature of police
interrogation.See footnote
18 A claim of coercion and involuntariness must be
objectively reasonable and must be rooted in specific, concrete
facts. We do not find that Mr. Hall's questions were overly
suggestive or coercive. Furthermore, we are not persuaded that
the defendant's freewill was overborne. In his trial testimony,
the defendant conceded on cross-examination that he was not
swayed by these comments and offers of the police.
For all the
foregoing reasons, the judgment of the Circuit Court of Marion
County is affirmed.
Affirmed.
Footnote: 1
By order dated April 16, 1993, the defendant was sentenced for
first-degree arson (Counts I and V of the indictment) to
concurrent terms of not less than two nor more than twenty years,
with credit for time previously served; for fourth-degree arson
(Count VI), he was sentenced to not less than one nor more than
two years to run concurrently; for second-degree arson (Count
VII), he was sentenced to not less than one nor more than ten
years to run consecutively; and for falsely reporting an
emergency incident (Count VIII), he was sentenced to six months,
to run concurrently.
The defendant contends that his convictions on Counts II, III, and IV violate our rule against multiplicity because these charges arose from the same fire as in Count I. However, the circuit court ordered only one sentence for Counts I, II, III, and IV. It is well established that an accused may be found guilty of all offenses arising out of one transaction, but may be punished only for separate offenses. Missouri v. Hunter, 459 U.S. 359, 103 S. Ct. 673, 74 L.Ed.2d 535 (1983). We find that the sentencing order rendered this issue moot.
Footnote: 2 See Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L.Ed.2d 694 (1966).
Footnote: 3 The polygraph test also was administered to three or four other individuals. The defendant was the only suspect who was questioned following the test.
Footnote: 4
A transcript was prepared from a portion of the tape- recorded
interrogation. During the questioning, Chief James, with help
from the defendant, prepared a written statement of the
confession. The statement was read to the jury. It stated, in
part:
"On
September 27th, 1991, there were people up in the Bank Building
on Market Street, the 106 address, upstairs second floor
apartment. I waited until everyone was gone. At around 2:00 a.m.
I entered the building. I found a lighted cigarette burning on
the floor of the second floor. I placed the burning cigarette in
the wiring of the electrical box so it would look like an
electrical fire. I then went home and went to bed. I was awakened
by Officer Cross at our door evacuating people from our building.
I then watched the fire and felt sad for what I had done. I
didn't mean to burn the other structures, just the Old Bank
Building. . . .
"On
October 20th, 1991, at around 11:00 a.m. I went to the Show
Building. The door was already ajar. I went in and checked. No
one was inside. I saw a yellow bucket with rags in it and put a
match to it in front of the electrical box so it would look like
an electrical fire. But I knew it wouldn't burn because of the
flame retardant fabric in [the] curtains. This was set for a
joke. This wasn't to harm anyone or any other structures.
"At
about 1:00 p.m. on the same date I went to the Masonic Building
and walked through the open stairway door and went upstairs to
the third floor bathroom in the hall and flipped a match in the
wastebasket and walked away. I made sure that no one was in the
building. I only meant to burn the building. . . .
"On
October 25th, 1991, at about 11:00 p.m., after I had been out
walking for about an hour I found the door open on East High
Methodist Church. I walked in and saw the door open to a small
room, a Sunday School
room. I entered the room. I saw a candle and I lit the candle and
set it on the shelf so it would burn down and catch the shelf on
fire. I then left the church knowing no one was in danger, only
the church structure. I turned the lights on to find the candle
because I went to church there for years."
Footnote: 5
Justice O'Connor observed in Miller v. Fenton, 474 U.S. 104, 116,
106 S. Ct. 445, 453, 88 L.Ed.2d 405, 415 (1985) (holding
that the "voluntariness" of a confession is not a
"factual issue," but is a "legal question meriting
independent consideration in a federal habeas proceeding"):
"[T]he hybrid quality of the voluntariness inquiry,
subsuming, as it does, a 'complex of values,' Blackburn v.
Alabama, 361 U.S. [199, 207, 80 S. Ct. 274, 280, 4 L.Ed.2d
242, 248 (1960)], itself militates against treating the question
as one of simple historical fact."
Footnote: 6
In other contexts, appellate courts using the "abuse of
discretion" standard have suggested that the
"deferential review ordinarily inherent in that standard is
modified by a closer review when the appropriate criteria that
are established. . . are in question. See Cooper v.
Dyke, 814 F.2d 941, 950 (4th Cir. 1987) (abuse of discretion
review appropriate if district court follows proper standards);
Daly v. Hill, 790 F.2d 1071, 1085 (4th Cir. 1986) (abuse of
discretion not applicable where district
court applies incorrect criteria)." Rum Creek Coal Sales,
Inc. v. Caperton, 31 F.3d 169, 174 (4th Cir. 1994).
Footnote: 7
The defendant testified at trial regarding the confession, but he
did not renew or otherwise request the trial court to revisit the
suppression issue. Thompson v. Steptoe, 179 W. Va. 199, 366
S.E.2d 647 (1988) (where there is a change in circumstances, the
trial court has discretion to reconsider a pretrial ruling on a
motion to suppress). In order to preserve the issue for appellate
review, a defendant is not required generally to renew a pretrial
motion to suppress when relevant evidence is offered at trial.
See Lawn v. United States, 355 U.S. 339, 78 S. Ct. 311, 2 L. Ed.
2d 321 (1958). It is another proposition, however, whether a
defendant who does not renew the motion to suppress at trial can
use the new and additional evidence offered at trial to appeal
the trial judge's pretrial ruling. Some guidance on this issue is
provided by an earlier decision of the United States Supreme
Court in Goulded v. United States, 255 U.S. 298, 312-13, 41 S.
Ct. 261, 266, 65 L. Ed. 647, 654 (1921):
"Where,
in the progress of a trial, it becomes probable that there has
been an unconstitutional seizure of papers, it is the duty of the
trial court to entertain an objection to their admission or a
motion for their exclusion and to consider and decide the
question as then presented, even where a motion to return the
papers may have been denied before trial." (Emphasis added).
Under Goulded, the trial judge's duty "to consider and decide the question as then presented" is triggered only by a defendant's trial objection or motion. Because the defendant did not renew his motion to suppress at trial and, specifically after he had testified, he is now foreclosed from using trial testimony to challenge the trial court's ruling. See generally Wimer v. Hinkle, 180 W. Va. 660, 379 S.E.2d 383 (1989).
Footnote: 8
Although "reliability [is] the linchpin in determining the
admissibility' of evidence under a standard of fairness that is
required by the Due Process Clause of the Fourteenth
Amendment," State v. Michaels, 642 A.2d 1372, 1380 (N.J.
1994), we do not wish by mentioning it as a relevant factor to
give it undue and disproportionate weight. The decisive factor in
determining the admissibility of a confession is its
voluntariness. All the interrogation rules--Miranda, the prompt
presentment rule, and the due process/voluntariness
test--emphasize fairness, free will, and the voluntary nature of
the defendant's statement. Although reliability is not
irrelevant, at least as a concern under Rule 403 of the West
Virginia Rules of Evidence, see Colorado v. Connelly, 479 U.S.
157, 107 S. Ct. 515, 93 L.Ed.2d 473 (1986) (Constitution
does not address the reliability issue independently of the
voluntariness issue), it is not the primary consideration as in
the identification context, where reliability and the possibility
of misidentification is the major concern. Manson v. Brathwaite,
432 U.S. 98, 114, 97 S. Ct. 2243, 2253, 53 L.Ed.2d 140, 154
(1977). Our constitutional rules in the
confession area are designed to level the playing field by
reducing, at least to some extent, the opportunity for coercion
and overreaching, and to limit the use of out-of-court statements
where this is detected.
Footnote: 9
Concededly, we have vacillated in prior cases regarding the duty
of the trial court to make findings of fact and conclusions of
law, but we have always strongly recommended it. See State v.
Gwinn, 169 W. Va. 456, 288 S.E.2d 533 (1982); State v.
Vance, 162 W. Va. 467, 250 S.E.2d 146 (1978). However, our
most definitive decision has clearly stated that such findings
and conclusions are necessary and mandatory. In State v. Clark,
171 W. Va. 74, 79, 297 S.E.2d 849, 854 (1982), we stated:
"Basing
its decision on the preponderance standard, the trial court must
make findings of fact and conclusions of law regarding the
admissibility of the evidence. When credibility of the witnesses
is determinative on the issue of whether to admit or exclude
evidence, the trial court must clearly indicate why it chose to
believe one witness more than another. Such findings and
conclusions are necessary so that this Court may properly fulfill
its appellate review obligations by ensuring that the state did
or did not meet its burden of proof."
Of course, as we decide in this case, the failure to comply with the Clark mandate is not always fatal. When there are no specific findings, the standard of appellate review must necessarily be de novo and plenary. See State v. Stotler, 168 W. Va. 8, 282 S.E.2d 255 (1981) (this Court made its own findings where trial judge failed to do so).
Footnote: 10
There is a serious question whether the Miranda rights are even
applicable in this case. See State v. George, 185 W. Va.
539, 408 S.E.2d 291 (1991) (Miranda rights are not triggered
unless there is custody); State v. Preece, 181 W. Va. 633,
383 S.E.2d 815 (1989) (no Miranda warnings necessary unless a
reasonable person in the suspect's position would have considered
his or her freedom of movement curtailed to a degree associated
with a formal arrest). The facts indicate that the defendant was
not in custody while the interrogation took place. To the
contrary, he was told by the police that he was free to leave at
any time he chose to do so. Telling a suspect that he/she is not
under arrest and is free to leave usually is sufficient to
prevent a finding of custody and will circumvent a finding of de
facto arrest. See State v. Wyant, 174 W. Va. 567, 328 S.E.2d 174
(1985); State v. Stanley, 168 W. Va. 294, 284 S.E.2d 367 (1981).
Because neither the parties nor the trial court addressed this
issue and because the defendant was actually advised of his
Miranda rights at the time he was questioned, we too will assume
that the full panoply of Miranda rights apply to this
interrogation.
Footnote: 11 The pragmatic difference between Michigan v. Mosley, supra, (assertion of the right to silence), and Edwards v. Arizona, supra, (request for a lawyer), is elusive and often difficult to understand. Despite some theoretical difference ("I don't want to talk about this case" versus "I don't want to deal with the police except with the help of a lawyer"), it is doubtful that most criminal defendants are thinking in these terms. Some are savvy enough to effectively assert their rights, but many are not educated or sophisticated enough to deal with police-initiated interrogation irrespective of the Miranda warnings. Many forms of hesitation indicating either an unwillingness to incriminate one's self or a desire to speak with a lawyer are, in reality, an assertion of rights vindicated by the Miranda decision.
Footnote: 12 By using Davis, supra, as an analytical starting point, we do not mean to infer that we are adopting Davis as part of West Virginia's jurisprudence. As stated in note 8, supra, the primary purpose of our interrogation rules is to level the playing field, to some extent, for the criminal defendant faced with custodial interrogation. Given the coercive atmosphere, police pressure, secrecy, and the lack of sophistication of many criminal defendants, it would seem that an expression of reluctance to cooperate, at least insofar as it relates to an expression of an interest in the assistance of a lawyer, ought to be honored by the police. An approach, more consistent with Miranda itself, would be to follow the practice approved by a number of lower courts and, as urged by the concurring opinion in Davis, to require the interrogating officers to ask clarifying questions in order to clear up any ambiguity surrounding an interest in speaking with a lawyer. We note with interest that it took the Hawaii Supreme Court only three months to reject Davis in favor of the more reasonable stop-and-clarify approach. State v. Hoey, 881 P.2d 504 (Haw. 1994).
Footnote: 13
We do not believe that merely telling the defendant that he did
not do well on a polygraph examination without further
elaboration is likely to encourage an innocent person to confess.
Had the police intentionally fabricated more specific false
results to obtain a confession, our view may very well be
different. This is particularly true if the police had reduced
these fabrications to a written report and disclosed it to the
defendant. We definitely draw a demarcating line between police
deception generally, which does not render a confession
involuntary per se, and the manufacturing of false documents by
the police which "has no place in our criminal justice
system." State v. Cayward, 552 So. 2d 971, 974 (Fla.
App. 1989). In Cayward, the District Court of Appeals stated:
"We think . . . that both the suspect's and the public's expectations concerning the built-in adversariness of police interrogations do not encompass the notion that the police will knowingly fabricate tangible documentation or physical evidence against an individual. . . . [T]he manufacturing of false documents by police officials offends our traditional notions of due process. . . . [M]anufactured documents have the potential of indefinite life and the facial appearance of authenticity." 552 So. 2d at 974.
Footnote: 14 In Worley, applying the "totality of circumstances" test, we found a confession voluntary even though the policy allegedly misrepresented to the defendant that his accomplice had confessed.
Footnote: 15 Bram quoted 3 Russell on Crimes 478 (6th American Ed. 1850).
Footnote: 16 We are indeed troubled by some of the comments made by the police during the interrogation. Police expressions of sympathy or compassion are certainly not prohibited. These expressions, like adjurations to tell the truth, are not likely by themselves to cause an innocent defendant to provide a confession. On the other hand, "any statement which is intended to imply or may reasonably be understood as implying that the suspect will not be prosecuted or punished" is absolutely forbidden. See Phillip Johnson, A Statutory Replacement for the Miranda Doctrine, 24 Am. Crim. L. Rev. 303, 305 (1987). The police in this case came perilously close to that line. A closer example of crossing the line is when the police emphasized that it was appropriate for mentally disturbed murderers to receive "good medical help" rather than punishment. Certainly, the defendant could only believe that he has been promised civil commitment as opposed to jail. Cf. Miller v. Fenton, 796 F.2d 598 (3rd Cir.), cert. denied, 419 U.S. 989, 107 S. Ct. 585, 93 L. Ed. 2d 587 (1986) (The panel of the Third Circuit actually concluded, 2-1, that the defendant's confession was voluntary based upon the facts stated above). In the case at bar, we believe from the totality of the circumstances that a reasonable person would not have concluded that police offers to help were tantamount to a promise of no criminal prosecution or imprisonment.
Footnote: 17
The transcript of the defendant's statement reflects the
following exchange:
"MR.
HALL: You're either completely truthful with me or you're not
truthful with me at all, and that's how I'll make my decision. In
terms of the fires that you set I stand prepared to prove two of
them. I know that you're responsible for more than those and the
whole package of the thing shows a pattern, okay, an erratic
pattern of somebody crying out for help. Therefore, it's
important to you.
"MR.
FARLEY: I said I lit the fire, that I set the first one.
"MR.
HALL: Okay. But you did more than that. Robert, you don't,
apparently, you weren't hearing me before. I know the fear that's
in you right now. I know the anxiety that's in you. But the point
is that in order for me to be able to show what, in fact,
occurred, and it is something that was beyond your control, I'm
going to have to show the full and total, and complete picture.
You can't just walk in and say, okay, I did one, but I didn't do
any of the others because I know differently and you know
differently.
"MR.
FARLEY: Right, I --
"MR. HALL: Please, please be truthful."
Footnote: 18
We reject any view which would directly or indirectly suggest
that it is improper for police to persuade a suspect to
confess and there is nothing in our laws to the contrary. Police
are permitted in this context to take legal advantage of the
vulnerability of particular criminal suspects.