ALBERT E. SMITH,
Grievant,
v.
LINCOLN COUNTY BOARD
OF EDUCATION,
Respondent,
and
DANA SNYDER,
Intervenor.
DECISION
This is a non-selection grievance in which the grievant, Albert E. Smith (Smith),
alleges that his employer, respondent Lincoln County Board of Education (BOE), violated
West Virginia Code section 18A-4-7a
(See footnote 1)
by failing to hire the most qualified applicant for the
position of Director of Vocational/Secondary Education/Safe and Drug Free Schools. The
position in question was awarded to the intervenor, Dana Snyder (Intervenor Snyder).
Smith seeks [i]nstatement to the disputed position.
(See footnote 2)
The grievance was filed at Level I on June 14, 2004. After being denied at Level
I, the grievance was appealed to Level II. The Level II hearing was conducted on July 29,
2004.
(See footnote 3)
A decision denying the grievance at Level II was issued on August 27, 2004. Thereafter, on September 3, 2004, a Level IV appeal was brought to the West Virginia
Education and State Employees Grievance Board (Grievance Board).
A Level IV hearing was conducted on November 4, 2004, at the Grievance Board's
Charleston office. Smith was represented by Gary E. Archer of the West Virginia
Education Association. BOE was represented by Gregory W. Bailey, Esquire. Intervenor
Snyder was represented by Anita Mitter of the West Virginia Education Association. This
case matured for decision on December 6, 2004, after both Smith and BOE submitted their
proposed findings of fact and conclusions of law.
(See footnote 4)
After careful review of the entire record, the undersigned finds that the following
facts were proven by a preponderance of the credible and relevant evidence:
Findings of Fact
1 1.
Smith has been employed by BOE, in various positions, for over thirty years.
He currently serves as the principal of Hamlin High School.
2 2.
Prior to receiving the position at issue herein, Intervenor Snyder was
employed by BOE as the principal of Duval High School. He has been a BOE employee
for approximately fourteen years.
3 3.
On April 26, 2004, BOE posted a vacancy for the position of Director of
Vocational/Secondary Education/Safe and Drug Free Schools (hereafter sometimes
Vocational Director). Respondent's Exhibit 1 at Level II.
4 4.
Smith's wife is the president of the Lincoln County Board of Education. She
actively opposes a plan for the consolidation of schools in Lincoln County.
5 5.
The consolidation plan involves the three attendance areas of Guyan Valley,
Hamlin, and Duval. Portions of the Harts area may ultimately be involved, as well. Under
the proposed plan, the consolidated school would be built in Hamlin.
6 6.
The Vocational Director's anticipated role with respect to developing the new,
consolidated high school was identified in the job posting. Specifically, the posting
indicated that the successful applicant was expected to 1) work with the Superintendent
and others in staffing the new high school, 2) work with the vocational and secondary
school staffs to implement the Tech Prep Program, and 3) work with the existing high
school staff and others in building the new high school curriculum. Respondent's Exhibit
1 at Level II, Tr.11.
7 7.
The successful applicant's anticipated role in the school consolidation project
was corroborated by the testimony of William Grizzell, Superintendent of the Lincoln
County Schools (Superintendent Grizzell). According to Superintendent Grizzell, the
Vocational Director will be expected to be a major player in bringing the new, consolidated
school to fruition. Key responsibilities of the successful applicant are expected to include
scheduling of the new high school, working with the communities and the staff here at the
Central Office and with the schools and [sic] staffing that facility and starting the process
of bringing the communities together to form a new high school. Tr.11.
8 8.
Superintendent Grizzell also noted that, due to the opposition to consolidation
in the county, the Vocational Director was going to have to overcome a number of
obstacles in trying to get the four communities together to form a cohesive new high
school. Tr.11. Therefore, he opined that whoever took this job, the perception of their
feeling about this new school was going to be paramount. Tr.12.
9 9.
Superintendent Grizzell acknowledged that he had concerns that, due to
Smith's involvement, either directly or indirectly, with the anti-consolidation group, he is
perceived as being against the consolidation and I think that is a tremendous detriment in
trying to put all this together. Tr.12.
10 10.
Smith and Intervenor Snyder were two of four current BOE employees who
applied for the position. There were a total of eight initial applicants. Two people withdrew
their applications prior to the interview process.
11 11.
Smith's application was not as thorough as it might have been. Respondent's
Exhibit 3 at Level II. He did not include his grade point average, his specialized training,
or information in a number of other areas that would have helped the Interview Committee
develop a matrix to assist in the selection process. Tr.8, 17-19.
12 12.
All six of the remaining applicants were interviewed by a three-member
committee (the Interview Committee). The members of the Interview Committee were
Superintendent Grizzell, Dr. Donna Martin, who is Assistant Superintendent of Lincoln
County Schools, and Greg Gosnay, who is a vocational education teacher.
13 13.
Superintendent Grizzell drafted a list of questions for the Interview Committee
to use as a guideline. Tr.14, Respondent's Exhibit 2 at Level II. It was not intended to be
an exclusive or exhaustive list of the questions to be asked during the interviews. Tr.14.
14 14.
The members of the Interview Committee compared notes and discussed the
applicant at the conclusion of each interview.
15 15.
Smith recalled that, at the outset of his interview for the Vocational Director
position, Superintendent Grizzell asked him why he wanted the position since his wife wasopposing the new school.
(See footnote 5)
This question upset Smith. According to his testimony, he felt
that nobody really knows how I stand on this, they just assume that since my wife is
against the school that I am automatically. Tr.5. According to his testimony at Level IV,
Smith was not able to concentrate on the rest of the interview.
16 16.
The initial question led Smith to believe that he had been pre-judged and
did not have a chance[.]
17 17.
Although there is some dispute over the phrasing of the initial question posed
to Smith during his interview, Superintendent Grizzell admits that he asked Smith a specific
question relating to his ability to do the job in light of Smith's wife's well-known opposition
to consolidation. Tr. 15.
18 18.
Superintendent Grizzell left Smith's interview for short periods of time to
attend to business. One such departure occurred shortly after Smith was asked about his
wife's opposition to the consolidation. This was not unique to Smith's interview.
Superintendent Grizzell was called out of other interviews, as well. Tr.27.
19 19.
Superintendent Grizzell was not concerned about leaving the room during
Smith's interview because he had confidence in the other members of the Interview
Committee and because he was familiar with Smith and his work, having interviewed him
on two or three other occasions.
20 20.
During his interview, Smith was afforded an opportunity to explain what role,
if any, he had played in his wife's efforts to fight the consolidation plan. As to his role,Smith denied having passed out literature in opposition to consolidation or having engaged
in fund-raising for the cause. He explained that he had helped his wife by transporting
items for a rummage sale. In addition, he responded to his wife's request to bring more
hot dogs to the event.
21 21.
All of the local applicants were asked about their views on the consolidation
plan. Tr.12.
22 22.
There is no evidence that any other applicant was questioned about his or
her spouse's views on consolidation or whether those views might impede the applicant's
ability to fill the position successfully.
23 23.
There is no evidence that any other applicant was married to a member of
the Lincoln County School Board.
24 24.
Smith had previously been employed as the principal at Guyan Valley. As
noted, he currently serves as the principal of Hamlin High School.
25 25.
The Interview Committee's first choice was from outside of the Lincoln
County system. John Marra was deemed an excellent choice because he was very
experienced and had previously opened a new school of over 1200 students in Virginia.
However, he declined the position when he found out what the pay would be. Tr.12.
26 26.
The Interview Committee ranked Intervenor Snyder second behind John
Marra. After John Marra declined, the position was offered to, and accepted by, Intervenor
Snyder.
(See footnote 6)
27 27.
Intervenor Snyder distinguished himself during the interview process by his
enthusiasm for the job, his ideas about the new school, his thoughts on scheduling, his
plans for developing the vocational program, and his proposals for working with the
communities involved in the consolidation.
28 28.
Intervenor Snyder was perceived as being a neutral choice in terms of his
connections, or lack thereof, to Hamlin. The consolidated school will be located in the
Hamlin area. Intervenor Snyder's perceived geographical neutrality was important to
Superintendent Grizzell because people in Guyan Valley and Duval were concerned that
Hamlin was going to control the consolidated school.
29 29.
As principal of Hamlin High School, Smith was not considered to be a
geographically neutral candidate.
30 30.
During his interview, Smith did not present himself as supportive of
consolidation. The Interview Committee members noticed that he prefaced his answers
with phrases such as [i]f the new school is built. Tr.20, 24, 25. The conditional nature
of Smith's answers led at least two members of the Interview Committee
(See footnote 7)
to question
whether he was truly committed to consolidation. Tr. 24, 26.
31 31.
At least one member of the Interview Committee found Smith's answers
during his interview to be confusing. Tr. 26, 27.
Discussion
This grievance was brought to challenge the action of BOE in failing to select Smith
to fill the posted position of Vocational Director. This is not a disciplinary grievance. Therefore, the grievant, Smith, bears the burden of proving his allegations by a
preponderance of the evidence. W. V
A. C
ODE S
T. R. § 156-1-4.21 (2000);
Holly v. Logan
County Bd. of Educ., Docket No. 96-23-174 (Apr. 30, 1997);
Hanshaw v. McDowell County
Bd. of Educ., Docket No. 33-88-130 (Aug. 19, 1988).
The preponderance standard generally requires proof that a reasonable person
would accept as sufficient that a contested fact is more likely true than not.
Leichliter v.
W. Va. Dep't of Health & Human Resources, Docket No. 92-HHR-486 (May 17, 1993).
Phrased differently, a preponderance is generally recognized as evidence of greater
weight, or which is more convincing than the evidence which is offered in opposition to it.
Petry v. Kanawha County Bd. of Educ., Docket No. 96-20-380 (Mar. 18, 1997).
Harvey
v. Summers County Bd. of Educ., Docket No. 01-45-360 (Sept. 20, 2001).
Smith argues that BOE violated West Virginia Code section 18A-4-7a by failing to
select the most qualified applicant for the Vocational Director position. As provided in West
Virginia Code section 18A-4-7a(a), [a] county board of education shall make decisions
affecting the hiring of professional personnel other than classroom teachers on the basis
of the applicant with the highest qualifications. In assessing the qualifications of
applicants for a position under the foregoing section, the statute instructs that
consideration shall be given to each of the following:
(1) Appropriate certification, licensure or both;
(2) Amount of experience relevant to the position; or, in the case of a
classroom teaching position, the amount of teaching experience in the
subject area;
(3) The amount of course work, degree level or both in the relevant field and
degree level generally;
(4) Academic achievement;
(5) Relevant specialized training;
(6) Past performance evaluations conducted pursuant to section twelve [§
18A-2-12], article two of this chapter; and
(7) Other measures or indicators upon which the relative qualifications of the
applicant may fairly be judged.
W. Va. Code § 18A-4-7a(c). According to Superintendent Grizzell, [o]ther measures or
indicators was the most important factor utilized by the Interview Committee in the
selection process. The other measures or indicators relied upon by the Interview
Committee related to each applicant's attitude and abilities with respect to the proposed
consolidation.
Smith argues that he did not receive the position because the Interview Committee
relied upon extraneous measures or indicators that were unrelated to the duties of the
position in question.
(See footnote 8)
Specifically, Smith claims he did not receive the position because his
wife was opposed to the consolidation plan. However, Smith never took issue with
Superintendent Grizzell's assertions that the successful applicant for the Vocational
Director slot was going to be integrally involved in effectuating the consolidation plan and
bringing the proposed high school off of the drawing board and into reality.
Superintendent Grizzell took Smith's word for the fact that his wife's opposition to
consolidation would not impede Smith's ability to do the job as Vocational Director. However, even without regard to his wife, the Interview Committee did not find Smith to be
committed to the concept of consolidation. This perception arose from his own answers
and conduct during the interview. For instance, he did not refer to the new school as
something that was a certainty. Instead, he gave conditional responses about what he
thought would happen if the new, consolidated high school were built. In addition to his
apparent unwillingness to embrace the consolidation plan, at least one member of the
Interview Committee found Smith's answers to questions during his interview to be
confusing.
By contrast, Intervenor Snyder was enthusiastic, full of good ideas, and was not
considered by the affected communities of Duval and Guyan Valley to be biased in favor
of Hamlin. This perception that Intervenor Snyder was a geographically neutral candidate
was deemed to be an asset because the successful applicant was going to be called upon
to bring the communities and school populations together in support of the consolidated
school.
It is well-settled that [c]ounty boards of education have substantial discretion in
matters relating to the hiring, assignment, transfer, and promotion of school personnel.
Nevertheless, this discretion must be exercised reasonably, in the best interests of the
schools, and in a manner which is not arbitrary and capricious. Syl. pt. 3,
Dillon v.
Wyoming County Bd. of Educ., 177 W. Va. 145, 351 S.E.2d 58 (1986). An action is
recognized as arbitrary and capricious when it is unreasonable, without consideration, and
in disregard of facts and circumstances of the case.
State ex rel. Eads v. Duncil, 196 W.
Va. 604, 614, 474 S.E.2d 534, 544 (1996) (citing
Arlington Hosp. v. Schneider, 547 F.
Supp. 670 (E.D. Va. 1982)). The arbitrary and capricious standard of review of county board of education
decisions requires a searching and careful inquiry into the facts; however, the scope of
review is narrow, and the undersigned may not substitute her judgment for that of the
board of education.
Owen v. Wood County Bd. of Educ., Docket No. 97-54-537 (May 18,
1998)(citing
Harrison v. Ginsberg, 286 S.E.2d 276 (W. Va. 1982)). The Grievance Board's
decisions are replete with cautions that [a]n administrative law judge cannot perform the
role of a 'super-interviewer' in matters relating to the selection of candidates for vacant
positions.
Harper v. Mingo County Bd. of Educ., Docket No. 93-29-064 (Sept. 27, 1993);
Stover v. Kanawha County Bd. of Educ., Docket No. 89-20-75 (June 26, 1989).
Williamson v. Boone County Bd. of Educ., Docket No. 04-03-355 (Nov. 19, 2004). It is
understood that review in a selection case is limited to an examination of the legal
sufficiency of the selection process, at the time it occurred.
Stover v. Kanawha County Bd.
of Educ., Docket No. 89-20-75 (Jun. 26, 1989).
Wingrove v. W. Va. Univ., Docket No. 04-
HE-230 (Sept. 30, 2004).
Although all of the factors set forth in West Virginia Code section 18A-4-7a must be
considered during the selection process, a board of education is entitled to determine the
weight to be applied to each factor when filling an administrative position, so long as this
does not result in an abuse of discretion.
Elkins v. Boone County Bd. of Educ., Docket No.
95-03-415 (Dec. 28, 1995);
Hughes v. Lincoln County Bd. of Educ., Docket No. 94-22-543
(Jan. 27, 1995);
Blair v. Lincoln County Bd. of Educ., Docket No. 92-22-009 (July 31,
1992).
English v. Logan County Bd. of Educ., Docket No. 03-23-307 (Feb. 27, 2004). A
county board of education may determine that 'other measures or indicators' is the mostimportant factor in selecting the successful applicant for an administrative position.
Bussey v. Jefferson County Bd. of Educ., Docket No. 03-19-359 (July 21, 2004)(citing
Baker v. Lincoln County Bd. of Educ., Docket No. 97-22-482 (Mar. 5, 1998)).
In this case, Superintendent Grizzell acknowledged that the other measures or
indicators portion of the statute was considered to be the most important. This was
because of the significance of the consolidation project and the importance of the
Vocational Director's proposed role in implementing the consolidation plan.
BOE's action in selecting Intervenor Snyder rather than Smith to fill the contested
position cannot be deemed arbitrary and capricious. The Interview Committee relied upon
a standard set of questions as a guideline in conducting the interviews. All of the local
candidates were invited to give their views on the proposed consolidation plan because,
as the Interview Committee recognized, consolidation was going to be a pivotal issue for
the successful applicant. The ability of the various applicants to bridge the differences
between the communities affected by consolidation was also taken into account.
The foregoing are important factors that were given due consideration during the
selection process. Consideration of these factors indicates that BOE's selection process
was not arbitrary and capricious but rather fairly based upon reasonable and appropriate
concerns. BOE selected an applicant who was an enthusiastic supporter of the
consolidation plan, who came to his interview prepared to discuss his ideas for the new
school, and who had already developed ideas for bringing the communities together in
support of the new, consolidated high school. In so doing, BOE clearly acted in the best
interests of the school system, the affected communities, and the students. It is not necessary to address the question of whether BOE could appropriately
consider Smith's wife's open opposition to the planned consolidation in deciding whether
Smith was the best candidate for the Vocational Director position. His own conduct was
sufficient to give the Interview Committee the impression that Smith was not an
enthusiastic proponent of the consolidated high school.
Under similar circumstances, the Supreme Court of Appeals of West Virginia has
previously noted that an applicant's views on consolidation may properly be considered
during the selection process. In an earlier case,
Mr. Jones was not hired into a job that he sought because the
superintendent believed that his stated position on consolidation would
undermine the Board's united front in implementing an admittedly
controversial consolidation plan. Pell v. Board of Educ. of Monroe County,
188 W.Va. 718, 426 S.E.2d 510 (1992). In general, the higher the
governmental position to which a candidate for employment aspires in terms
of its policy-making authority, the more legitimate the candidate's positions
on public issues become as criteria for employment.
Jones v. Monroe County Bd. of Educ., 190 W. Va. 646, 648, 441 S.E.2d 367, 369 (1994)
(footnotes omitted). Smith and the applicant in
Jones are in the same position. As with
Mr. Jones, Smith was not hired to do a job where his whole-hearted and enthusiastic
cooperation in the implementation of a consolidation that had already been decided upon
was, at least, arguably, an essential ingredient.
Jones, 190 W. Va. at 648, 441 S.E.2d at
369.
Based upon the foregoing, a review of the applicable law, and the arguments of the
parties, the undersigned hereby concludes as follows:
Conclusions of Law
1. This is not a disciplinary grievance. Therefore, the grievant, Smith, bears the
burden of proving his allegations by a preponderance of the evidence. W. V
A. C
ODE S
T. R.
§ 156-1-4.21 (2004);
Holly v. Logan County Bd. of Educ., Docket No. 96-23-174 (Apr. 30,
1997);
Hanshaw v. McDowell County Bd. of Educ., Docket No. 33-88-130 (Aug. 19, 1988).
2. The preponderance standard generally requires proof that a reasonable
person would accept as sufficient that a contested fact is more likely true than not.
Leichliter v. W. Va. Dep't of Health & Human Resources, Docket No. 92-HHR-486 (May 17,
1993). Phrased differently, a preponderance is generally recognized as evidence of
greater weight, or which is more convincing than the evidence which is offered in
opposition to it.
Petry v. Kanawha County Bd. of Educ., Docket No. 96-20-380 (Mar. 18,
1997).
Harvey v. Summers County Bd. of Educ., Docket No. 01-45-360 (Sept. 20, 2001).
3. County boards of education have substantial discretion in matters relating
to the hiring, assignment, transfer, and promotion of school personnel. Nevertheless, this
discretion must be exercised reasonably, in the best interests of the schools, and in a
manner which is not arbitrary and capricious. Syl. pt. 3,
Dillon v. Wyoming County Bd. of
Educ., 177 W. Va. 145, 351 S.E.2d 58 (1986).
4. An action is recognized as arbitrary and capricious when it is unreasonable,
without consideration, and in disregard of facts and circumstances of the case.
State ex
rel. Eads v. Duncil, 196 W. Va. 604, 614, 474 S.E.2d 534, 544 (1996) (citing
Arlington
Hosp. v. Schneider, 547 F. Supp. 670 (E.D. Va. 1982)).
5. The arbitrary and capricious standard of review of county board of education
decisions requires a searching and careful inquiry into the facts; however, the scope ofreview is narrow, and the undersigned may not substitute her judgment for that of the
board of education.
See generally, Harrison v. Ginsberg, 286 S.E.2d 276 (W. Va. 1982).
Owen v. Wood County Bd. of Educ., Docket No. 97-54-537 (May 18, 1998).
6. A county board of education may determine that 'other measures or
indicators' is the most important factor in selecting the successful applicant for an
administrative position.
Bussey v. Jefferson County Bd. of Educ., Docket No. 03-19-359
(July 21, 2004)(citing
Baker v. Lincoln County Bd. of Educ., Docket No. 97-22-482 (Mar.
5, 1998)).
7. Each applicant's views on consolidation may properly be considered during
the selection process for an administrative position such as the Director of
Vocational/Secondary Education/Safe and Drug Free Schools, who is expected to play a
major role in implementing the consolidation plan.
Jones v. Monroe County Bd. of Educ.,
190 W. Va. 646, 648, 441 S.E.2d 367, 369 (1994).
8. It cannot be deemed arbitrary and capricious for BOE to have considered
each applicant's attitude and ideas regarding the school consolidation plan in selecting the
successful applicant for the position at issue herein. Nor is it arbitrary and capricious for
BOE to consider whether an applicant is so clearly associated with one of the affected
communities that the other communities involved in the consolidation plan will, justifiably
or not, perceive a bias on the part of such applicant. Such concerns on the part of BOE
are reasonable in the context of this selection process. 9. The grievant, Smith, has failed to meet his burden of proving that the
selection of Intervenor Snyder was arbitrary and capricious or in violation of West Virginia
Code section 18A-4-7a.
Accordingly, this grievance is
DENIED.
Any party may appeal this decision to the Circuit Court of Kanawha County or to the
Circuit Court of Lincoln County. Any such appeal must be filed within thirty (30) days of
receipt of this decision. W. Va. Code § 18-29-7. Neither the West Virginia Education and
State Employees Grievance Board nor any of its Administrative Law Judges is a party to
such appeal, and should not be so named. However, the appealing party is required by
West Virginia Code section 29A-5-4(b) to serve a copy of the appeal petition upon the
Grievance Board. The appealing party must also provide the Board with the civil action
number so that the record can be prepared and properly transmitted to the appropriate
circuit court.
Date:
JACQUELYN I. CUSTER
Administrative Law Judge
Footnote: 1 The Level IV statement of grievance mistakenly refers to West Virginia Code
section 18-4-7a. However, it is clear that Smith intends to rely upon West Virginia Code
section 18A-4-7a.
Footnote: 2 At Level I, Smith sought [p]osition &/or al [sic] benefits. At Level IV he did not ask
for any relief other than being placed in the disputed position.
Footnote: 3 References to pages in the transcript of the Level II hearing shall appear as Tr.__.
Footnote: 4 Intervenor Snyder did not submit proposed findings of fact and conclusions of law.
Footnote: 5 It is clear that this question was posed early in Smith's interview. Therefore, for
ease of discussion, the question relating to Smith's wife's opposition to consolidation will
be referred to herein as the initial question.
Footnote: 6 During the time pertinent to this grievance, the State Board had intervened in the
operation of the Lincoln County school system. Hiring during this intervention period was
subject to approval by the State Board.
Footnote: 7 Dr. Martin did not testify at either Level II or Level IV.
Footnote: 8 In light of the fact that both parties focus their arguments upon other measures or
indicators, the other statutorily-enumerated factors need not be addressed.