v. Docket No. 04-DOH-310D
On June 6, 2002, Grievant, Warren Shirkey, filed a grievance against his employer,
the Division of Highways ("DOH"). His Statement of Grievance reads, "Did not follow
fedrale [sic] or state guidelines for drug testing." The Relief Sought was "asking for 5 days
with DOH[,]50 hours with quick Del[ivery][;] asking for compensation incured[,] [sic] this is
retaliation do [sic] to geivance [sic] filed[.]" In essence, Grievant asserts the required
guidelines for drug testing, notification of a positive result, and split sample testing were not
followed.
(See footnote 1)
On April 21, 2004, Grievant filed a motion for default with this Grievance Board,
stating his employer had defaulted on this grievance when it failed to issue a Level III
decision within the required time frames. A Level IV default hearing was held June 22,
2004, and default was granted by order dated July 30, 2004. A hearing on whether the
relief requested was contrary to law or clearly wrong was held on September 30, 2004, and
this issue was to become mature for decision on that day, as the parties elected not tosubmit proposals.
(See footnote 2)
However, Grievant contacted the Grievance Board on October 29,
2004, and stated he had changed his mind and did want to submit proposals. By letter
dated November 8, 2004, the undersigned Administrative Law Judge notified the parties
that Grievant's request had been granted, and this grievance would now become mature
for decision on November 29, 2004, after receipt of the parties' proposed findings of fact
and conclusions of law. Neither Grievant nor Respondent submitted these proposals.
Issues and Arguments
At the Level IV default remedy hearing, Grievant addressed the testimony of many
witnesses at the Level III hearing and made numerous assertions of wrongdoing by many
people. Respondent objected to this testimony as not reflecting the actual testimony from
the Level III hearing, and suggested the record, including the transcript and exhibits from
that hearing, be admitted into the record. Grievant agreed.
Upon a review of the lower level record, the undersigned Administrative Law Judge
finds the vast majority of Grievant's assertions are not borne out by the Level III Transcript.
Additionally, as pointed out by the parties, a portion of Dr. Glenn Wright's testimony is
missing due to a recording malfunction. Grievant's assertion that this missing testimony
occurred during direct examination is again not borne by the Level III Transcript. The
missing testimony occurred after both direct and cross examinations had been completed,
and during the redirect portion of the examination. Further, a letter in the Level III recordnotes the parties were asked if they wished to retake the testimony of Dr. Wright, and the
response from both sides was in the negative.
After a detailed review of the entire record, including the information from Level III,
the undersigned Administrative Law Judge makes the following Findings of Fact.
(See footnote 3)
Findings of Fact
1. Grievant is employed as a Transportation Worker 2, with the North
Charleston Headquarters. This is a safety-sensitive position.
2. On May 17, 2002, Grievant was selected for random drug testing as required
by state and federal law. The Code of Federal Regulations, Title 49 C.F.R. § 40 controls
this testing process.
3. Grievant's sample was found positive for cocaine.
(See footnote 4)
Because the drug testing
company did not have Grievant's correct telephone number, attempts to reach him were
unsuccessful. The director of the company that obtained the samples for testing, Jim
Boggs, called DOH for the number and was put through to Grievant at work. Grievant was
informed he had tested positive, and Mr. Boggs set up a telephone appointment time for
Dr. Wright, the Medical Review Officer ("MRO") for Mr. Boggs's company, to call Grievant
to discuss possible reasons for the positive test result.
(See footnote 5)
Grievant was informed shortly
thereafter that he would have to stand down from his safety-sensitive position. Stand-downis "[t]he practice of temporarily removing an employee from the performance of
safety-sensitive functions based only on a report from a laboratory to the MRO of a
confirmed positive test for a drug or drug metabolite, an adulterated test, or a substituted
test, before the MRO has completed verification of the test result." 49 C.F.R. 40.3.
4. Dr. Wright tried to call Grievant at the specified time and numerous times
thereafter to discuss the test results with Grievant and left messages which were not
returned.
(See footnote 6)
Because he could not talk to Grievant about the positive test result after these
numerous attempts, he went ahead and verified a positive result to DOH on or about May
28, 2002.
(See footnote 7)
Resp. No. 7 at Level III, Department of Transportation Drug and Alcohol
Testing Policy.
5. One of the circumstances in which an MRO may verify a result without an
interview is when the MRO has made and documented "all reasonable efforts . . . to
contact the employee within ten days of the date on which the MRO receives the confirmed
test result from the laboratory." 49 C.F.R. 40.133(a)(1).
6. After DOH received the verified test result from Dr. Wright, Grievant was
informed by letter dated May 30, 2002, he was suspended for five days pursuant to the
Department of Transportation's Drug and Alcohol Testing Policy. DOH policy mandates
a five-day suspension for a first offense. Grievant was directed to obtain the required
evaluation by a substance abuse professional and informed he would not be returned to
safety-sensitive work until he had completed the prescribed treatment plan and passedanother drug test. The requirement to see a substance abuse professional is mandated
both by federal law and DOH Policy. See 49 C.F.R. 40.285 & 291.
7. On or about June 3, 2002, Grievant called Jeff Black and requested his
second/split sample be tested.
(See footnote 8)
Contrary to Grievant's assertions, DOH did not refuse to
perform the split test. The first lab sent this sample to the second lab on June 3, 2002.
Dr. Wright received these test results on June 6, 2002, and the results were again positive
for cocaine.
(See footnote 9)
Grievant's assertions that there was no record of his drug tests is incorrect
as demonstrated by many of Respondent's exhibits. Resp. No. 5 at Level III.
8. Contrary to Grievant's assertions, Dr. Wright did not refuse to speak to him,
and on or about June 6, 2002, Dr. Wright and Grievant discussed the drug test results.
Grievant could not provide any medical reason for having tested positive for cocaine. Test.
Wright, Level III Hearing.
9. Grievant also demanded the second sample be given to him to have it tested
at a lab of his choice. This request was not granted, as it is not allowed.
10. Grievant saw a substance abuse professional on June 7, 2002, and Grievant
was required to receive ten hours of education and to have two successive negative drug
tests prior to returning to a safety-sensitive position. Resp. Ex. 9 at Level III. This number
of sessions is somewhat unusual. Test. Black, Level IV Hearing. 11. Grievant stated it took from June 7, 2002, to January 8, 2003, to complete
these ten sessions. Grievant was vague as to why it took this amount of time to have ten
sessions, other than his counselor went on vacation.
12. Grievant remained employed with DOH in a nonsafety-sensitive position at
his regular salary while he completed these sessions with his counselor. Grievant could
not be returned to his safety-sensitive position until he was released by the substance
abuse professional. See 49 C.F.R. 40.285(c) & 49 C.F.R. 40.305.
13. An employer is not required by federal regulations to return the employee to
a safety-sensitive position. See 49 C.F.R. 40.305.
Discussion
W. Va. Code § 29-6A-3, discusses what happens once a default has been found.
The employer may request a hearing for the purpose of showing that the remedy sought
by the grievant would be contrary to law or clearly wrong. W. Va. Code § 29-6A-3 states:
In making a determination regarding the remedy, the hearing examiner shall
presume the employee prevailed on the merits of the grievance and shall
determine whether the remedy is contrary to law or clearly wrong in light of
that presumption. If the examiner finds that the remedy is contrary to law, or
clearly wrong, the examiner may modify the remedy to be granted to comply
with the law and to make the grievant whole.
When determining whether the remedy requested is contrary to law or clearly wrong,
it is presumed the grievant prevailed on the merits of the grievance. This Grievance Board
has placed the burden of proof on the respondent to prove by clear and convincing
evidence that the remedy requested would be contrary to law or clearly wrong. This
standard requires a respondent to produce evidence substantially more than a
preponderance of the evidence, but less than that required to prove the matter beyond areasonable doubt. Lohr v. Div. of Corr., Docket No. 99-CORR-157D (Nov. 15, 1999).
This default remedy case does not fit the usual standard, as it involves the federal
laws that govern drug testing, as well as a long-term DOH policy that follows these federal
rules and regulations. DOH policy mandates what discipline follows a positive drug test,
a five-day suspension.
Pursuant to Federal Regulations, Respondent was required to test its employees
randomly, and Grievant's name was selected. Grievant failed his drug test, as it was
positive for cocaine. The split test performed by another lab gave the same positive result.
When a failed drug test is verified by an MRO, that employee must be removed from his
safety-sensitive position. 49 C.F.R. 40.23. Additionally, this employee must be seen by
a substance abuse professional for the length of time this counselor deems is necessary.
See 49 C.F.R. 40.1 & 40.11. All this is what happened here.
The statutory presumption requires the undersigned Administrative Law Judge to
find Grievant prevailed on the merits. In this case that would mean finding Grievant
established DOH did not follow the federal drug testing regulations and its own policy in
face of overwhelming evidence to the contrary. This finding would be an absurd result, and
would not be in keeping with the purpose and goal of the federal drug testing regulations,
which is to keep employees, co-workers and the public safe.
The undersigned Administrative Law Judge is charged with assessing whether the
remedy sought by Grievant is clearly wrong or contrary to law. This requested relief will be
addressed point by point. First, Grievant requests DOH to compensate him for 50 hours
of work with another employer. Pursuant to Grievant's testimony, his other employer was
going to hold his position open for him, but since he took so long to finish his counseling,this employer finally had to hire someone else for the position. DOH had no control over
how long Grievant took to complete his ten sessions, and Grievant was unable to give a
reasonable explanation for this length of time.
Second, Grievant asserted retaliation. At the Level III hearing, there was no
mention whatsoever of retaliation. Grievant did not testify at Level III, and this assertion is
deemed abandoned.
Third, Grievant asserted for the first time at the Level IV default remedy hearing, that
he wanted to be reimbursed for the cost of his portion of the counseling sessions. Grievant
was required to go to a substance abuse professional pursuant to federal law. Apparently,
this professional believed therapy would be in Grievant's best interest. This type of medical
expense should not be DOH's responsibility.
Fourth, Grievant asserted he should receive overtime because he missed part of the
SRIC season. It would appear Grievant missed SRIC season because he did not complete
his assigned counseling sessions in a timely manner. These sessions began the first of
June, and the undersigned Administrative Law Judge was given no credible reason why
they were not completed sooner. Again, DOH should not be held responsible for
Grievant's failure to attend these ten sessions in a timely manner.
The last issue is the removal of the five-day suspension required by DOH's policy
for a first offense. The undersigned, as an administrative law judge, does not believe she
has the jurisdiction and/or authority to countermand federal regulations and long-standing
DOH policy. It is clear Grievant had a verified, positive result for cocaine, and there was
no testimony to contradict this finding. The undersigned Administrative Law Judge finds
the evidence presented by Respondent is clear and convincing, and the suspension shouldnot be overturned in this case. To rule otherwise would be contrary to law and clearly
wrong.
The above-discussion will be supplemented by the following Conclusions of Law.
Conclusions of Law
1. When determining whether the remedy requested is contrary to law or clearly
wrong, it is presumed the grievant prevailed on the merits of the grievance. W. Va. Code
§ 29-6A-3(a)(2).
2. The Grievance Board has determined a respondent's standard of proof that
the relief sought is clearly wrong or contrary to law, once a default claim is proven, is by
clear and convincing evidence. Lohr v. Div. of Corr., Docket No. 99-CORR-157D (Nov. 15,
1999). See W. Va. Code § 29-6A-3.
3. DOH has proven by clear and convincing evidence that Grievant violated both
federal drug testing regulations and DOH policy when he tested positive for cocaine.
4. To grant the relief sought in this case would be contrary to law and clearly
wrong.
Accordingly, this grievance is DENIED, and Grievant's suspension is upheld.
Any party, or the West Virginia Division of Personnel, may appeal this decision to
the Circuit Court of Kanawha County, or to the "circuit court of the county in which the
grievance occurred." Any such appeal must be filed within thirty (30) days of receipt of this
decision. W. Va. Code § 29-6A-7 (1998). Neither the West Virginia Education and State
Employees Grievance Board nor any of its Administrative Law Judges is a party to such
appeal and should not be so named. However, the appealing party is required by W. Va.Code § 29A-5-4(b) to serve a copy of the appeal petition upon the Grievance Board. The
appealing party must also provide the Board with the civil action number so that the record
can be prepared and properly transmitted to the appropriate circuit court.
__________________________
JANIS I. REYNOLDS
Administrative Law Judge
Dated: February 28, 2005
Footnote: 1