EDWARD B. SUTPHIN,
Grievant,
v v.
BOONE COUNTY BOARD
OF EDUCATION,
Respondent.
DECISION
The grievant, Edward B. Sutphin (Sutphin), brought this grievance against his
employer, the Boone County Board of Education (the Board), alleging that he should
have been offered the opportunity to work overtime in connection with construction of a
baseball facility for Van High School and moving bleachers from a Little League field to
Scott High School.
Procedural Background
At Level I, Sutphin complained that less senior people were worked on a[n]
overtime basis not asking regular employees first. Although incorrectly identified in the
statement of grievance, it was agreed that Sutphin was attempting to allege a violation of
West Virginia Code section 18A-4-8b. As relief he asked to be paid for overtime &
overtime be offered to regular employees first. Sutphin prevailed on the substantive issue
at Level I. In a decision dated April 26, 2004, Sutphin was advised that
[s]ubstitute employees will not work in excess of forty hours in any given
week and will not be eligible for overtime unless all regular employees have
been given an opportunity for overtime and have declined. The Level I decision did not address Sutphin's request for a monetary award.
Therefore, Sutphin appealed to Level II on May 6, 2004. A Level II hearing was conducted
on May 19, 2004.
(See footnote 1)
The decision denying this grievance at Level II was dated June 29,
2004. While rejecting Sutphin's argument that there had been a violation of West Virginia
Code section 18A-4-8b, the statute dealing with extra-duty assignments, the Level II
decision denied the grievance on the grounds that Sutphin's appeal to Level II was
untimely.
Proceedings at Level III were waived. Sutphin appealed to Level IV on July 14,
2004. A Level IV evidentiary hearing was conducted on September 20, 2004, in the
hearing room of the West Virginia Education and State Employees Grievance Board ('the
Grievance Board) at Charleston. Grievant appeared in person and by his counsel, John
Roush, Esquire, of the West Virginia School Service Personnel Association. The Board
was represented by counsel, Timothy R. Conaway, Esquire. Upon receipt of post-hearing
submissions from both parties, this grievance matured for decision on October 22, 2004.
After careful review of the entire record, the undersigned finds that the following
facts were proven by a preponderance of the credible and relevant evidence:
Findings of Fact
6 1.
Sutphin is a regular employee of the Board who has been classified as an
Electrician II/Plumber II since 1998.
7 2.
Sutphin erroneously believed that he was classified as general maintenance,
as well.
8 3.
The Board utilized at least one substitute employee, Bruce Bowe (Bowe),
in building a baseball facility for Van High School.
9 4.
The Board employs three masons, all of whom were assigned to the baseball
construction project and all of whom worked there until the project was completed.
10 5.
During the baseball construction project, Bowe worked as a general laborer,
assisting the masons by performing tasks such as carrying block and mixing mortar.
11 6.
Bowe worked overtime a number of days during the baseball construction
project.
12 7.
Initially, Sutphin's grievance also included complaints that compensatory time
had been awarded to substitute employees who worked overtime on a Thursday to move
bleachers. The crane rented for this purpose was late in arriving, causing the project to
extend beyond their normal work hours.
13 8.
Sutphin had previously informed his supervisor, Andrew Dolan, Director of
Maintenance, that he did not want to work overtime on Wednesdays, Thursdays, or
Saturdays unless it was an emergency.
14 9.
The postmark on the Level I decision reflected that it was mailed from
Charleston on April 27, 2004. At Level II, Sutphin postulated that he received the Level I
decision by April 28, 2004. Tr. 39, 40.
15 10.
In correspondence to Steve Pauley, dated July 2, 2004, Sutphin asserted that
he did not receive the Level I decision until on or after the 28th of April.
16 11.
Sutphin filed an appeal to Level II on May 6, 2004.
17 12.
In terms of seniority, Sutphin ranks eighth or ninth in a group of twelve regular
employees in the maintenance department.
Discussion
The Level II decision deemed Sutphin's appeal from Level I to be untimely. The
affirmative defense that a grievance is untimely must be proven by the Board by a
preponderance of the evidence. W. V
A. C
ODE S
T. R. § 156-1-4.21 (2000);
Macri v. Wayne
County Bd. of Educ., Docket No. 04-50-120 (June 29, 2004).
The time for filing a Level II appeal ran from Sutphin's receipt of the Level I decision.
At Level II, Sutphin indicated he was not sure when he received the Level I decision, which
was dated April 26, 2004, but not postmarked until April 27, 2004. Initially, Sutphin
postulated that he might have received it on April 28, 2004. Tr. 39, 40. In correspondence
to Steve Pauley, dated July 2, 2004, Sutphin asserted that he did not receive the Level I
decision until on or after the 28th of April.
(See footnote 2)
The Board did not introduce any evidence to resolve the ambiguity about the date
on which Sutphin received the Level I decision. In the absence of such evidence, it is very
difficult to tell whether filing the Level II appeal on May 6, 2004, satisfied the five-day time
limit set forth in West Virginia Code section 18-29-4(b). (Within five days of receiving the
decision of the immediate supervisor, the grievant may appeal the decision to the chiefadministrator[.]) Accordingly, it cannot be said that the Board met its burden of proving
that the Level II grievance was untimely.
In the underlying proceedings, Sutphin raised a question about the overtime work
performed in connection with moving some bleachers. The Board was correct in its
assertion that Sutphin would not have been available to work overtime on that project
because the bleachers were being moved on a Thursday. Sutphin had previously informed
his supervisor that he did not want to work overtime on certain days, including Thursdays.
In his proposed findings of fact and conclusions of law at Level IV, Sutphin does not
address the bleacher incident. Therefore, it appears that he has abandoned his claim of
entitlement to overtime in connection with the bleacher project.
Even if not abandoned, this argument lacks merit because Sutphin had already told
his supervisor that he was not available to work overtime on Thursdays, absent an
emergency. There is no evidence that the bleacher project was considered an emergency.
To the extent Sutphin seeks any monetary award because he was not offered overtime
work in connection with moving the bleachers, his claim must fail.
As noted, Sutphin prevailed at Level I on his request that the Board offer overtime
to regular employees before allowing substitutes to accrue overtime. Therefore, the only
issue that remains to be addressed is whether Sutphin is entitled to any monetary
compensation arising out of the fact that a substitute, Bowe, earned overtime in connection
with the construction project for the baseball facility for Van High School. This issue does
not involve a disciplinary matter. Therefore, the burden falls to Sutphin to prove his claim
of entitlement by a preponderance of the evidence. W. V
A. C
ODE S
T. R. § 156-1-4.21
(2000);
Howell v. W. Va. Dep't of Health & Human Res., Docket No. 89-DHS-72 (Nov. 29,1990).
The parties have divergent views of whether the overtime Bowe earned while
assisting the masons during construction of the baseball facility was an extra-duty
assignment within the meaning of the following pertinent portion of West Virginia Code
section 18A-4-8b(f):
[D]ecisions affecting service personnel with respect to extra-duty
assignments shall be made in the following manner: An employee with the
greatest length of service time in a particular category of employment shall
be given priority in accepting extra duty assignments, followed by other fellow
employees on a rotating basis according to the length of their service time
until all such employees have had an opportunity to perform similar
assignments. The cycle then shall be repeated[.] For the purpose of this
section, "extra-duty assignments" are defined as irregular jobs that occur
periodically or occasionally such as, but not limited to, field trips, athletic
events, proms, banquets and band festival trips.
Sutphin argues that the overtime performed by Bowe constituted an extra-duty
assignment and, as such, the opportunity to perform the overtime work should have been
offered to regular employees first. In his view, the overtime should have gone to Bowe only
in the event that it was offered to, and declined by, all of the regular employees, including
Sutphin. The Board argues that the masonry construction work performed by Bowe is so
different in character from the statutory examples of extra-duty assignments, as set forth
above, that Bowe's overtime could not properly be considered an extra-duty assignment.
In fact, the Board argues for a change in Grievance Board precedent on the question of
what constitutes an extra-duty assignment.
(See footnote 3)
This grievance may be resolved on much narrower grounds. Sutphin has alreadyreceived the substantive relief he was seeking, in the form of assurances that overtime
would first be offered to all regular employees before being offered to substitute
employees. It fell to Sutphin to prove that he suffered damages as a result of the Board's
failure to employ this practice with respect to the overtime worked by Bowe.
Sutphin is eighth or ninth on the seniority list for maintenance employees.
Therefore, seven or eight more senior employees would have been offered overtime before
it would have been offered to Sutphin. The evidence does not show that it was more likely
than not Sutphin would have been offered an assignment. It is simply too speculative to
assume that all of the more senior employees would have declined the overtime if it had
been offered to them. Further, Sutphin failed to establish that he would have worked any
of the overtime at issue, even if Bowe had not.
The Grievance Board is authorized to provide relief found fair and equitable in
accordance with the provisions of this article[.] W. Va. Code § 18-29-5. It is not
authorized to award speculative monetary damages and has heretofore declined to make
such awards.
Stephenson v. W. Va. Bureau of Employment Programs, Docket No. 92-
DOP-447 (Aug.12, 1993);
Bole v. W. Va. Northern Community College, Docket No. 91-
BOD-194 (Oct. 30, 1992)([T]he damage to which Grievant claims [entitlement] is mainly
unsubstantiated speculation.) Sutphin failed to establish entitlement to monetary
compensation for any of the overtime Bowe worked in connection with the baseball facility
construction project. Accordingly, to the extent he seeks monetary compensation, this
grievance must be denied.
Based upon the foregoing, a review of the applicable law, and the arguments of the
parties, the undersigned hereby concludes as follows:
CONCLUSIONS OF LAW
1 1.
This is not a disciplinary grievance. Therefore, Sutphin bears the burden of
proof. W. VA. CODE ST. R. § 156-1-4.21 (2000); Holly v. Logan County Bd. of Educ., Docket
No. 96-23-174 (Apr. 30, 1997); Hanshaw v. McDowell County Bd. of Educ., Docket No. 33-
88-130 (Aug. 19, 1988).
2 2.
Sutphin must prove his claim by a preponderance of the evidence. W. VA.
CODE ST. R. § 156-1-4.21 (2000). "The preponderance standard generally requires proof
that a reasonable person would accept as sufficient that a contested fact is more likely true
than not." Leichliter v. W. Va. Dep't of Health and Human Res., Docket No. 92-HHR-486
(May 17, 1993).
3 3.
An assertion that a grievance should be dismissed as untimely is an
affirmative defense, which the Board must prove by a preponderance of the evidence.
Macri v. Wayne County Bd. of Educ., Docket No. 04-50-120 (June 29, 2004).
4 4.
The Board failed to meet its burden of proving that Sutphin's appeal to Level
II was untimely.
5 5.
The relief afforded Sutphin at Level I moots his request for a return to the
procedure of offering overtime first to regular employees. Level IV Grievance Statement.
6 6.
Having failed to offer any evidence to support the proposition that some or
all of the overtime would have been available to Sutphin if it had first been offered to
regular employees, Sutphin has failed to meet his burden of proof.
Accordingly, this grievance is
DENIED.
Any party may appeal this decision to the Circuit Court of Kanawha County or to theCircuit Court of Boone County. Any such appeal must be filed within thirty (30) days of
receipt of this decision. W. Va. Code § 18-29-7. Neither the West Virginia Education and
State Employees Grievance Board nor any of its Administrative Law Judges is a party to
such appeal and should not be so named. However, the appealing party is required by
West Virginia Code section 29A-5-4(b) to serve a copy of the appeal petition upon the
Grievance Board. The appealing party must also provide the Board with the civil action
number so that the record can be prepared and properly transmitted to the appropriate
circuit court.
Date: December 21, 2004
______________________________
JACQUELYN I. CUSTER
Administrative Law Judge
Footnote: 1 References to pages in the transcript of the Level II hearing shall appear as Tr.
__.
Footnote: 2 This was the correspondence in which Sutphin requested an appeal to Level III
or, if the Board wanted to waive Level III proceedings, Level IV.
Footnote: 3 In particular, the Board asks the Grievance Board to overrule Broughman v.
Tyler County Bd. of Educ., Docket No. 94-48-068 (Jan. 20, 1995), and its progeny.