DIXIE LANDIS,
Grievant,
v. Docket No. 01-HHR-365
DEPARTMENT OF HEALTH
AND HUMAN RESOURCES/
WILLIAM R. SHARPE, JR., HOSPITAL,
Respondent.
DECISION
Dixie Landis (Grievant) initiated this grievance on May 31, 2001, challenging the
termination of her employment as a health service worker at William R. Sharpe, Jr.,
Hospital (Sharpe Hospital). After numerous continuances granted for good cause shown,
a level four hearing was held in the Grievance Board's office in Elkins, West Virginia, on
October 28, 2002. Grievant was represented by Rob Johnson, union representative, and
Respondent was represented by counsel, Darlene Ratliff-Thomas, Assistant Attorney
General. This matter became mature for consideration upon receipt of the parties' fact/law
proposals on December 6, 2002.
The following findings of fact are made based upon a preponderance of the
evidence of record.
Findings of Fact
1. Grievant was employed by Sharpe Hospital as a health service worker,
beginning April 16, 1998.
2. On January 15, 2001, Grievant's husband committed suicide. 3. Grievant was on approved leave from January 15, 2001, through January 18,
2001, due to her husband's death.
4. Although Grievant had told her supervisor, Janice Woofter, that she wanted
to return to work as soon as possible and was scheduled for work on January 19, Grievant
called Ms. Woofter that day and requested a few days of sick leave, because she had
fallen after her husband's funeral.
5. Grievant was scheduled to return to work on January 24, but did not come
in or call. Ms. Woofter contacted Grievant by telephone on January 26, and Grievant
requested additional time off until January 31 due to family issues.
6. Grievant did not return to work as expected on February 1. Again, Ms.
Woofter reached her by phone, and Grievant stated that her physician wanted her to
remain off work a couple more weeks. Ms. Woofter requested that Grievant provide a
doctor's excuse.
7. Grievant did not return to work on February 16, 2001, and did not contact
Sharpe Hospital. Ms. Woofter reached her by telephone on February 19, and Grievant
indicated she would provide a physician's statement to excuse her continued absence.
Grievant did not provide the physician's excuse.
8. On February 22, after continued requests from Ms. Woofter, Grievant
provided physician's excuses stating she was unable to work due to illness from January
30, 2001, through February 15, 2001. The nature of the illness was unspecified. 9. Grievant was again scheduled to return to work on February 25, but she did
not come in and did not call. Ms. Woofter contacted her by telephone on February 26, and
Grievant indicated she would return to work on March 1.
10. By letter dated February 28, 2001, Debbie Cook, Human Resources Director,
advised Grievant that she had exhausted all her accrued leave as of February 9, 2001,
and was being placed on a medical leave of absence. She also advised Grievant that she
needed to provide medical documentation to justify her absence, and that the employee
assistance program was available to help her cope with her personal difficulties.
11. During her conversations with Grievant in February, Ms. Woofter explained
that physician's statements were crucial for allowing Grievant to remain on unpaid leave.
Grievant was advised that, without the requested physician's excuses, she was on
unauthorized leave. In addition, Ms. Cook provided Grievant with forms to be completed
for continuing medical leave without pay, along with forms to request donated leave.
12. Grievant failed to return to work on March 1, 2001, and did not contact
Sharpe Hospital.
13. On March 15, 2001, Ms. Cook received a physician's statement and a leave
donation form from Dr. April Cotton, who had been treating Grievant. The forms contained
whited-out portions regarding dates of disability, and pertinent portions had not been
completed at all. Ms. Cook provided new forms to Dr. Cotton with a letter dated March 20,
2001, explaining how the forms needed to be completed. Grievant received a copy of this
letter. 14. Ms. Cook spoke with Grievant by telephone on March 19, 2001, explaining
that new forms would be provided to Dr. Cotton.
15. When no further documentation was received from Grievant or her physician,
on April 10, 2001, Ms. Cook notified Grievant that she had been in abandonment of her
position since February 16, 2001, because medical verification had not been provided.
She advised Grievant that she would have until April 18, 2001, to provide documentation
regarding her diagnosis, prognosis, ability to work and anticipated return date. Ms. Cook
also stated that [f]ailure to provide this information by the above date will result in your
dismissal from employment.
16. On April 17, 2001, Sharpe Hospital received a completed physician's
statement from Dr. Cotton, stating that Grievant was released to return to work on March
6, 2001, and that Grievant had been scheduled to see a psychiatrist on that date, who had
taken over her care.
17. On April 19, 2001, Dr. Cotton provided Grievant's most recent medical
records to Ms. Cook. Grievant had last been seen on April 17, 2001, complaining of neck
and shoulder pain, and requested that Dr. Cotton complete disability forms stating Grievant
had presented with the same problems dating back to February. Dr. Cotton refused to do
so, because Grievant had never complained of these problems previously, although a
variety of complaints had been documented. Grievant refused to see a psychiatrist,
although appointments had been scheduled for her, and would not submit to testing
regarding her shoulder and neck pain. Dr. Cotton refused to continue treating Grievant,
advising her of this by letter dated April 18, 2001. 18. By letter dated April 27, 2001, Sharpe Hospital Administrator Jack Clohan
advised Grievant that her employment was terminated, due to job abandonment and her
lengthy unexcused absence.
Discussion
The burden of proof in disciplinary matters rests with the employer, and the
employer must meet that burden by proving the charges against an employee by a
preponderance of the evidence.
W. Va. Code § 29-6A-6;
Ramey v. W. Va. Dep't of
Health, Docket No. H-88-005 (Dec. 6, 1988). "The preponderance standard generally
requires proof that a reasonable person would accept as sufficient that a contested fact
is more likely true than not."
Leichliter v. W. Va. Dep't of Health and Human Resources,
Docket No. 92-HHR-486 (May 17, 1993). Where the evidence equally supports both
sides, the employer has not met its burden.
Id.
The employer must also demonstrate that the misconduct which forms the basis for
the dismissal of a tenured state employee is of a "substantial nature directly affecting rights
and interests of the public."
House v. Civil Serv. Comm'n, 380 S.E.2d 226 (W. Va. 1989).
"The judicial standard in West Virginia requires that 'dismissal of a civil service employee
be for good cause, which means misconduct of a substantial nature directly affecting rights
and interests of the public, rather than upon trivial or inconsequential matters, or mere
technical violations of statute or official duty without wrongful intention.' Syl. Pt. 2,
Buskirk
v. Civil Serv. Comm'n, 332 S.E.2d 579, 581 (W. Va. 1985);
Oakes v. W. Va. Dep't of
Finance and Admin., 264 S.E.2d 151 (W. Va. 1980);
Guine v. Civil Serv. Comm'n, 141S.E.2d 364 (W. Va. 1965)."
Scragg v. Bd. of Directors, W. Va. State College, Docket No.
93-BOD-436 (Dec. 30, 1994).
With regard to unpaid medical leave, the West Virginia Division of Personnel
(DOP) Administrative Rule (2000) provides as follows:
14.8(c) Medical Leave; Notice to Employee
1. An injured or ill permanent employee upon written application to the
appointing authority shall be granted a medical leave of absence without pay
not to exceed six (6) months within a twelve month period provided:
a. The employee (1) has exhausted all sick leave and makes
application no later than fifteen (15) calendar days following the expiration
of all sick leave or (2) has elected not to use sick leave for a personal injury
received in the course of and resulting from covered employment with the
State or its political subdivisions in accordance with W. Va. Code § 23-4-1
and makes application no later than fifteen (15) calendar days following the
date on which the employee filed a claim for Worker's Compensation;
b. The employee's absence is due to an illness or injury which is
verified by a physician/practitioner on the prescribed physician's statement
form stating that the employee is unable to perform his or her duties and
giving a date for the employee's return to work or the date the employee's
medical condition will be re-evaluated;
c. A prescribed physician's statement form is submitted each time the
employee's condition is re-evaluated to confirm the necessity for continued
leave; and,
d. The disability, as verified by a physician/practitioner on the
prescribed physician's statement form, is not of such nature as to render the
employee permanently unable to perform his or her duties.
Respondent contends that, while Grievant's supervisors certainly sympathized with
her tragic situation, it simply could not continue to allow Grievant to remain on
unsubstantiated leave after repeated attempts to get her to cooperate and providenecessary medical information, leaving it no choice but to dismiss her. Grievant contends
that she was on authorized medical leave at the time of her dismissal. Because the DOP
Rule allows up to six months of leave, she believes that her termination was improper.
The undersigned certainly sympathizes with Grievant's devastating personal
situation, which obviously brought on her absences from work. However, it is quite clear
that Grievant repeatedly failed to cooperate with Respondent's requests to provide
information required to substantiate her leave of absence. In fact, she is very fortunate
that her supervisors were kind enough to place her on medical leave without a request
from her and without supporting documentation, which is clearly required under DOP's
provisions. While Grievant contends that she did, in fact, provide the requested
information just prior to her termination, those records unequivocally state that Grievant
was released to return to work on March 6, 2001. Moreover, at no time prior to her
termination did Grievant ever provide an explanation of her illness, prognosis or ability to
work, as is clearly required in order to obtain and continue medical leave without pay.
Employers have the right to expect employees to attend work as required and to
follow orders that do not impinge on their health and safety.
Hatfield v. Dep't of
Corrections, Docket 98-CORR-020 (Apr. 30, 1998);
See Scarberry v. Bureau of
Employment Programs, Docket No. 94-BEP-625 (Jan. 31, 1995);
Smith v. Dep't of
Corrections, Docket No. 93-CORR-538 (May 17, 1994). In
Myers v. West Virginia
Department of Transportation, Docket No. 96-DMV-304 (May 29, 1997), the administrative
law judge noted that when an employer has established that an employee has continuously
abused leave without doctor's excuses, after being asked to comply, the decision toterminate will be upheld.
Morrison v. W. Va. Div of Health, Docket No. 90-H-013 (Apr. 30,
1990). Grievant's supervisors clearly tried to be patient with her situation and give her
every benefit of the doubt. However, her continued failure to substantiate medical leave
with the required documentation appropriately resulted in Respondent's decision to
terminate her employment.
Conclusions of Law
1.
The burden of proof in disciplinary matters rests with the employer, and the
employer must meet that burden by proving the charges against an employee by a
preponderance of the evidence.
W. Va. Code § 29-6A-6;
Ramey v. W. Va. Dep't of
Health, Docket No. H-88-005 (Dec. 6, 1988).
2.
State employees who are in the classified service can only be dismissed for
"good cause", meaning "misconduct of a substantial nature directly affecting the rights and
interest of the public, rather than upon trivial or inconsequential matters, or mere technical
violations of statute or official duty without wrongful intention." Syl. Pt. 2,
Buskirk v. Civil
Serv. Comm'n, 332 S.E.2d 579, 581 (W. Va. 1985);
Oakes v. W. Va. Dep't of Finance and
Admin., 264 S.E.2d 151 (W. Va. 1980);
Guine v. Civil Serv. Comm'n, 149 W. Va. 461, 141
S.E.2d 364 (W. Va. 1965).
3. An employee may obtain a medical leave of absence without pay for up to
six months, upon proper application and with supporting medical documentation of the
need for medical leave. Division of Personnel Administrative Rule § 14.8(c) (2000). 4. When an employer has established that an employee has continuously
abused leave without doctor's excuses, after being asked to comply, the decision to
terminate will be upheld.
Myers v. West Virginia Dep't of Transp., Docket No.
96-DMV-304 (May 29, 1997), citing
Morrison v. W. Va. Div. of Health, Docket No.
90-H-013 (Apr. 30, 1990).
5. Grievant did not apply for medical leave without pay and, despite repeated
requests, did not provide documentation of her medical condition; therefore, her
termination was justified.
Accordingly, this grievance is DENIED.
Any party or the West Virginia Division of Personnel may appeal this decision to the
Circuit Court of Kanawha County or to the circuit court of the county in which the grievance
occurred, and such appeal must be filed within thirty (30) days of receipt of this Decision.
W. Va. Code § 29-6A-7 (1998). Neither the West Virginia Education and State Employees
Grievance Board nor any of its administrative law judges is a party to such appeal and
should not be so named. However, the appealing party is required by W. Va. Code § 29A-
5-4(b) to serve a copy of the appeal petition upon the Grievance Board. The appealing
party must also provide the Board with the civil action number so that the record can be
prepared and properly transmitted to the appropriate circuit court.
Date: January 8, 2003 ___________________________________
DENISE M. SPATAFORE
Administrative Law Judge