Joseph Mercer, Jr. (Grievant), employed by the Division of Highways (DOH or
Respondent) as a Transportation Worker II in District Six, Wetzel County, filed a level one
grievance on September 14, 2001, in which he alleged:
It is my belief that the choice the State made for the position of
T.C.C. Main (Pine Grove) was wrong. The person chosen did
not meet the minimum qualifications. It is also my belief that
the appointment was politicaly [sic] motivated. I think I had
more experience and qualifications than the person selected.
For relief, Grievant requested instatement and back pay to August 16, 2001.
Randy Rush, Highway Administrator II, lacked authority to resolve the matter at level
one. After the grievance was denied at levels two and three, appeal to level four was made
on December 11, 2001. A hearing was conducted on February 27, 2002, at which time
Grievant appeared pro se, and DOH was represented by Belinda B. Jackson, Esq. The
parties waived the opportunity to file proposed findings of fact and conclusions of law, and
the grievance became mature for decision at the close of the hearing.
The following facts, derived from the record in its entirety, are undisputed.
1. Grievant has been employed by Respondent since November 17, 1997, and
has held the classification of Transportation Worker II - Equipment Operator at all times
pertinent to this grievance. 2. By posting dated January 12, 2001, Respondent advertised a vacancy for a
Transportation Crew Chief (T.C.C.) - Maintenance for the Pine Grove substation in Wetzel
County.
3. Six DOH employees applied for the position, including Grievant and Walter
Fiber, the successful applicant.
4. Mr. Fiber has been employed by DOH since February 2, 1995, and was
classified as a Transportation Worker III - Mechanic in January 2001.
5. Lloyd Adams, Maintenance Engineer, and Mr. Rush conducted interviews
of all six applicants on Friday, July 13, 2001. Following the last interview, they ranked the
candidates in order of preference with Grievant as their top applicant. Mr. Fiber was
ranked fifth.
6. DOH Assistant Commissioner Jack White notified District Engineer Robert
Whipp that Mr. Fiber would be placed as T.C.C.
7. On Monday, July 16, 2001, at 9:45 a.m., Mr. Whipp notified Mr. Adams by
e-mail that he was to complete the necessary paperwork to submit Mr. Fiber for the T.C.C.
position.
At level four, Grievant argues that the selection of Mr. Fiber was predetermined and
politically motivated. Respondent denies any wrongdoing, noting that Mr. Fiber met the
minimum qualifications for the position, and asserts that because Grievant relies upon
rumor and opinions he has failed to meet his burden of proof. In support of his claim, Grievant offered the testimony of Messrs. Rush, Adams, and
Whipp, all of whom stated that Grievant was their first choice for the position, and opined
that Harlan Miller, Chairman of the Wetzel County Democratic Party, had influenced the
decision. While none of the witnesses had direct knowledge of any activity by Mr. Miller
to influence the selection of the successful applicant, all indicated a general understanding
of his participation. Grievant further noted that the directive to place Mr. Fiber in the
position came within a matter of actual work hours from the time the interviews were
concluded, and before the committee's recommendation was even made to Charleston.
Finally, Grievant established that Mr. Fiber had not submitted a fully completed application
prior to his appointment, and was required to complete a beefed up application after his
appointment.
Assistant Commissioner White is no longer employed by Respondent, and Ernest
Larzo, Manager of the DOH Employment and Benefits Section, testified regarding the filling
of the position in question. Mr. Larzo recalled that Mr. White had inquired if a vacancy
existed in Wetzel County, stating that he had received inquiries from concerned
individuals. Mr. Larzo indicated that he was not certain of the identities of these concerned
individuals, but that Mr. White had advised him there might be a predetermined candidate
for a vacancy, that individual being Grievant. Mr. White expressed his desire that there be
a level playing field, and asked for background information on both Grievant and Mr.
Fiber, whom he identified as the two leading candidates. Finding that Mr. Fiber had longer
tenure, was in a higher pay grade, had supervisory experience, and better evaluations than
Grievant during the past two years, Mr. White advised Mr. Whipp that Mr. Fiber was the
best qualified applicant. Consistent with state and federal authority, the Grievance Board has previously
held that employees may not be discharged or have other significant employment actions
taken because of their political affiliations.
W. Va. Code § 29-6-1 mandates that [a]ll
appointments and promotions to positions in the classified service shall be made solely on
the basis of merit and fitness.
W. Va. Code § 29_6-20(a) provides in part that [n]o person
shall be appointed or promoted to . . . any position in the classified service or in any way
favored . . . because of his political . . . affiliations. These provisions of the civil service
law were intended to ensure that political affiliation would not influence employment
decisions.
Frantz and DeVaul v. W. Va. Dep't of Employment Security, Docket No. 89-ES-
050 (July 25, 1989).
The West Virginia Division of Personnel (DOP)Administrative Rule, Section 11.1,
Method of Making Promotions provides, in relevant part:
(a) In filling vacancies, appointing authorities shall make
an effort to achieve a balance between promotion from within
the service and the introduction into the service of qualified
new employees. Whenever practical and in the best interest of
the service, an appointing authority may fill a vacancy by
promotion, after consideration of the eligible permanent
employees in the agency or in the classified service based on
demonstrated capacity and quality and length of service.
The DOP Administrative Rule also prohibits political activities relating to the filling
of positions. Section 16.1 provides:
(a) An appointing authority shall not appoint, promote,
demote, or dismiss any person in the classified service or in
any way favor or discriminate against any person with respect
to such employment because of his or her political or religious
opinion or affiliations or race. . . .
(b) No person shall seek or attempt to use any political
endorsement in connection with any appointment in the
classified service.
(c) No person shall use or promise to use, directly or
indirectly, any official authority or influence, whether possessed
or anticipated, to secure or attempt to secure for any person an
appointment or advantage in appointment to a position in the
classified service, or an increase in pay or other advantage in
employment in any position, for the purpose of influencing the
vote or political action of any person, or for any consideration.
An exception to this general rule exists when the employer can demonstrate that
party affiliation is an appropriate requirement for the effective performance of the public
office involved, or can prove that even if the action was motivated in part by political
considerations, it would have been taken in any event for reasons unrelated to political
affiliations.
In selection cases where political motivation is alleged, Grievant must offer sufficient
evidence to permit a finding that the selection was substantially motivated by political
considerations. The requisite political motivation, as any state of mind, can be proved by
circumstantial evidence as it is commonly the only kind available for this purpose.
(See footnote 1)
The issue then is whether the evidence is sufficient to support a rational finding that
Assistant Commissioner Jack White, for politically-motivated reasons, caused Grievant not
to be selected. Grievant has established that he was the first choice of the County
Superintendent, Assistant District Engineer, and District Engineer, for the T.C.C. position.
He has also established that Assistant Commissioner White directed that Mr. Fiber be
awarded the assignment prior to receiving the recommendation, or any other input, fromthe county administrators. Finally, Grievant provided the incomplete and unsigned
application originally filed by Mr. Fiber, as well as the second application, which is not only
completed, but also includes a copy of his welder qualification card and certificates earned
for the completion of five NAPA Institute of Automotive Technology courses.
Mr. Larzo's testimony that Mr. White had received information that Grievant had
been predetermined to be the successful applicant supports a finding of some activity
outside the usual selection process. Unfortunately, Mr. Larzo provided no insight into what
information Mr. White had received, or from whom, to indicate a preselection of Grievant,
or why the Assistant Commissioner determined Grievant and Mr. Fiber to be the two top
candidates. The selection of Mr. Fiber as a top candidate is particularly interesting since
the interview team had ranked him fifth of six applicants. With no evidence of any
preselection of Grievant, Mr. White's selection of Mr. Fiber for the T.C.C. position, without
benefit of reviewing the remaining applications and interview results, leads to the inference
that someone had intervened on his behalf.
Finally, notwithstanding Respondent's assertion that Mr. Fiber had simply completed
his application after his appointment, the record clearly shows that many additional
certificates and his welder's license were included to support his qualifications. Certainly,
Mr. Larzo has an interest in protecting the integrity of the decision made by Mr. White on
behalf of Respondent. His testimony was forthright and truthful, as evidenced by the fact
that some of the information he provided was beneficial to Grievant. However, his
testimony was seriously impaired in that he lacked specific knowledge of certain facts
known only to Mr. White, and/or did not provide certain information he may have had, such
as how the two top candidates were determined. The foregoing evidence establishes that more likely than not, the recommendation
of the local administrators would have been followed and Grievant would have been
appointed to the position if the Assistant Commissioner had not intervened and made the
selection himself. Although there is no direct evidence of communications between the
Assistant Commissioner and any local politician, and Mr. Larzo stated that the decision had
been made using objective criteria, the totality of the circumstances surrounding the
appointment of Mr. Fiber point to the conclusion that the appointment was improperly made
for political reasons.
1. The preponderance of the evidence establishes that Mr. Fiber was
considered and appointed to the T.C.C. position based upon political considerations and
not on the basis of merit and fitness.
2. Grievant has proven that as the first choice of the county selection team, he
would have been awarded the position but for the intervention of Mr. White.
Accordingly, this grievance is
GRANTED, and DOH is hereby ORDERED to place
Grievant into the T.C.C. position effective August 16, 2001, with all back pay and benefits
to which he is entitled.
Any party or the West Virginia Division of Personnel may appeal this decision to the
Circuit Court of Kanawha County or to the circuit court of the county in which the grievance
occurred. Any such appeal must be filed within thirty (30) days of receipt of this decision.
W.Va. Code §29-6A-7 (1998). Neither the West Virginia Education and State EmployeesGrievance Board nor any of its Administrative Law Judges is a party to such appeal, and
should not be so named. However, the appealing party is required by
W. Va. Code §29-
5A-4(b) to serve a copy of the appeal petition upon the Grievance Board. The appealing
party must also provide the Grievance Board with the civil action number so that the record
can be prepared and transmitted to the circuit court.
Date: March 20, 2002 _______________________________________
Sue Keller
Senior Administrative Law Judge
Footnote: 1