WILLIAM HACKMAN,
Grievant,
v. DOCKET NO. 01-DMV-582
W.VA. DEPARTMENT OF TRANSPORTATION/
DIVISION OF MOTOR VEHICLES,
Respondent.
DECISION
Grievant William Hackman challenges his termination with this grievance filed
directly at Level IV on or about November 20, 2001. At the hearing held on January 11,
2002 at the Grievance Board's Charleston office, Grievant appeared
pro se and
Respondent was represented by Janet James, Esq., Assistant Attorney General. The
parties elected to file their proposed findings of fact and conclusions of law by February 11,
2002, whereupon the matter became mature for decision
(See footnote 1)
.
On November 9, 2001, Grievant was dismissed from his probationary position
(See footnote 2)
as
a customer service representative at Respondent's Kanawha City Mall office. The reasons
for his dismissal were stated in a termination letter from, Stephen A. Edens, Respondent's
Director of Personnel, as follows:
1. On September 27, 2001, a customer found $180.00 cash in the lobby
and turned it in to you. Later that same day, another customer informed you
that he lost his money. He asked you if any had been turned in. Your
response to him was that no money had been given to you. Another
employee witnessed this conversation and confirmed an individual did in fact
ask if any money had been turned in.
When confronted and questioned by management, you admitted to
receiving the money and putting it in a stack of duplicate title applications.
You also admitted that a customer did ask you about the lost money. You
then stated that you could tell by looking at him, that the money was not his.
Your supervisor questioned why you had not turned in the money or
informed someone that it was in your possession. You said you forgot to tell
anyone that you had it.
2. On October 16, 2001, a customer came in to renew his registration.
He explained that he had lost the original plate previously purchased two (2)
months ago. When you sold him the replacement, he questioned what he
should do if the original plate was found. You advised him to sell it to
someone else. When management questioned you about this, you said that
you were just messing with the guy.
3. [On] October 24, 2001, you openly stated to other employees in the
office that you had performed some title work for the Greyhound Race Track
[sic]. You also stated they sent you $100.00 in dinner and gambling
vouchers, which you used the night before and won $700.00. When asked
about this, you said, since it came to your home address, you did not see
why you could not keep it, and you indicated that you had already spent the
money.
4. You have been counseled several times for leaving license plate
decals on top of your cash register while on break or away from your work
area.
5. Customer complaints have been made regarding inappropriate
behavior towards female customers on several occasions. You have been
counseled regarding this behavior.
6. You have been warned about tardiness and leave abuse.
In addition to the specific incidents of misconduct, your overall
performance is considered unsatisfactory and does not meet a reasonable
standard of conduct as an employee of the Division of Motor Vehicles, thus
warranting immediate dismissal. This action is in accordance with West
Virginia Administrative Rule 26-6-10 Section 10.5, Dismissal During
Probation.
The following findings of fact are based on a preponderance of the relevant
evidence adduced at the hearing:
FINDINGS OF FACT
1. Grievant was employed by Respondent as a Customer Service
Representative at its Kanawha City Mall office. He had been employed there for four
months before he was dismissed from employment on November 9, 2001, and was at all
relevant times a probationary employee.
2. Grievant admitted the behaviors cited in Nos. 2 through 4 of the dismissal
letter cited in Finding of Fact No. 2 above.
3. Grievant's flirtatious manner caused two female customers and a female
coworker to complain to his supervisor that Grievant's inappropriate manner made them
uncomfortable. When instructed by his supervisor to attend sexual harassment training,
Grievant willfully left the seminar before it started and went home.
4. Grievant did receive a sum of money that was reported as found in the lobby,
and placed it in a stack of forms. He failed to report the found money to his supervisor
until he was asked about the money.
5. Grievant was not counseled about leave abuse, but displayed a pattern of
tardiness and was counseled about this behavior.
6. Grievant repeatedly failed to follow the required procedure to call the next
customer when he was finished helping a prior customer.
7. Grievant showed a disregard for the customer service representative who
was assigned to train him and would not take notes on procedures and safeguards. 8. Grievant repeatedly left registration stickers unattended at his workstation
within reach of customers, despite specific instructions on safeguarding them.
9. Grievant showed an unprofessional attitude towards the importance of his
work and a general lack of interest in improving.
DISCUSSION
Where a probationary employee is terminated on grounds of unsatisfactory
performance, rather than misconduct, the termination is not disciplinary, and the burden
of proof is upon the employee to establish that his services were satisfactory.
Bonnell v.
W. Va. Dep't of Corrections, Docket No. 89-CORR-163 (Mar. 8, 1990).
Brown v. W. Va.
Dep't of Health and Human Resources, Docket No. 99-HHR-016 (Oct. 28, 1999).
Respondent, however, bears the burden of proving its allegations of misconduct by a
preponderance of the evidence.
See Wolfe v. Dep't of Transp./Div. of Highways, Docket
No. 95-DOH-491 (July 31, 1996);
Nicholson v. W.Va. Dep't of Health and Human
Resources/Bureau for Child Support Enforcement, Docket No. 99-HHR-299 (Aug. 31,
1999). In this matter, however, Respondent expressly stated it would assume the burden
of proof at the beginning of the hearing.
Grievant was a probationary employee of Respondent, and as such was not entitled
to the usual protections enjoyed by a state employee. The probationary period is used by
the employer to ensure that the employee will provide satisfactory service. An employer
may decide to either dismiss the employee or simply not to retain the employee after the
probationary period expires. In this case, Respondent considered a number of factors in
deciding that Grievant should be dismissed for both unsatisfactory performance and formisconduct. His supervisors felt Grievant would make an unsuitable candidate for long-
term employment.
The relevant part of the DOP Administrative Rule, which governs dismissal during
a probationary period, states:
If at any time during the probationary period, the appointing authority
determines that the services of the employee are unsatisfactory, the
appointing authority may dismiss the employee in accordance with
subsection 12.2. of this rule. If the appointing authority gives the fifteen
calendar days notice on or before the last day of the probationary period, but
less than fifteen calendar days in advance of that date, the probationary
period shall be extended fifteen days from the date of the notice and the
employee shall not attain permanent status. This extension shall not apply
to employees serving a twelve month probationary period.
143 C.S.R. 1 § 10.5(a) (July 1, 2000). Thus, although Respondent bears the burden of
proof, in order to support its dismissal of Grievant, it must only prove that his services were
unsatisfactory, a very low threshold to overcome.
While Mr. Edens, who cited the reasons for Grievant's dismissal in his November
9 letter, had no personal knowledge of the events and conduct of Grievant, Respondent
presented the testimony of Grievant's supervisor, Linda Ellis. She testified that many of
Grievant's performance shortfalls were simply part of the learning experience, but that he
did not take seriously attempts to counsel him about his behavior and performance. She
was advised by Mr. Edens to document Grievant's performance, and he made the
determination to dismiss based on her statements.
Grievant admitted the charges listed in the dismissal letter Nos. 2 through 5, but
argued that these incidents were not serious enough to warrant dismissal. This argument
only serves to reinforce Respondent's position that Grievant fails to take the businessconducted at its office seriously, and resists efforts to improve his conduct and
performance.
While the incident described under No. 1 in the dismissal letter was not entirely
disputed by Grievant, his account of the incident does differ somewhat from that stated in
the letter. He admitted that while working at the information/reception desk he received an
amount of cash that a customer reported having found in the lobby. He did place the
money in a stack of forms, and he did fail to immediately report the find to his supervisor.
However, he stated that at the time he was too busy to do so, and that he forgot about it
until asked. He stated that he had never received instruction as to what to do in this type
of case. He also stated that he did not deny having received the money, but instead gave
it to his supervisor as soon as it was asked for.
The directly conflicting accounts as to whether Grievant admitted having received
the money would appear to necessitate a credibility determination. In assessing the
credibility of witnesses, some factors to be considered . . . are the witness's: 1) demeanor;
2) opportunity or capacity to perceive and communicate; 3) reputation for honesty; (4)
attitude toward the action; and 5) admission of untruthfulness. Harold J. Asher and William
C. Jackson,
Representing the Agency before the United States Merit Systems Protection
Board 152-153 (1984). Additionally, the Administrative Law Judge should consider: 1) the
presence or absence of bias, interest, or motive; 2) the consistency of prior statements; (3)
the existence or nonexistence of any fact testified to by the witness; and 4) the plausibility
of the witness's information.
Id.,[citations omitted].
Hill v. W.Va. Dep't of
Administration/General Services Division, Docket No. 01-ADMN-062 (Oct. 30, 2001).
Respondent's version of this event was introduced as hearsay testimony. Grievant'soverall supervisor, Linda Ellis, related the event as described to her by a lower-level
supervisor, Darryl Cunningham. Ms. Ellis had no first-hand knowledge of what happened
when Mr. Cunningham asked Grievant about the money, and the undersigned is unable
to evaluate the original relator's demeanor or attitude. Grievant appeared forthright
regarding other aspects of the incident, but his admitted action of secreting the money
where only he could find it is inconsistent with his testimony that he intended to inform
management about it. If nothing else, the incident exposes a lack of good judgment on
Grievant's part that Respondent reasonable considers unacceptable in an employee.
Grievant also disputed that he was counseled about leave abuse, and the evidence
bears him out. At one point when he had used all his sick leave, it was explained to him
how leave was accrued and how he was using it, but there is no documentation that his
use was characterized as abuse at the time. However, testimony does indicate that he was
reminded on more than one occasion that he needed to be at his workstation on time and
that he should limit his break time to allowable periods.
A number of examples of Grievant's unacceptable performance were not explicitly
cited in the dismissal letter, but were presented at the Level IV hearing. Among these were
Grievant's perceived attitude that certain workplace procedures were not very important.
Grievant, while in training, refused to keep written notes of the advice of his trainer. He
was cautioned more than once about leaving valuable registration stickers unattended and
within reach of customers. He was tardy for work on multiple occasions, and denied
having the duty of being at his station ready to receive customers by his 9:00 a.m. start
time. Instead, he seemed to be arguing that if he was in the office, regardless of whether
he was ready to work, he was not tardy. Grievant also demonstrated on more than one occasion inappropriate flirtatious
behavior with female customers and at least one coworker. He was counseled about this
behavior, yet resisted using a more professional demeanor, resulting in complaints from
female customers. When Grievant was directed to attend sexual harassment training, he
resisted doing so on the ground that he had previously had the training. Despite the
express directive of his supervisor to repeat the training, he admitted that he went to the
seminar and then left before it started. He stated that the person who conducts the training
told him he did not have to go through it again, so he went home. He then called his
supervisor, who told him to report directly to work, but he called personnel to verify whether
he had to go back to work. His behavior in this incident clearly demonstrates a lack of
respect for his supervisor's authority and his penchant for insubordinate behavior.
Respondent presented enough credible evidence to support its reasons for finding
Grievant's work performance unsatisfactory, and that he generally showed an
unwillingness or inability to improve to the level of professionalism expected by
Respondent, warranting his dismissal during his probationary period.
CONCLUSIONS OF LAW
1. Where a probationary employee is terminated on grounds of unsatisfactory
performance, rather than misconduct, the termination is not disciplinary, and the burden
of proof is upon the employee to establish that his services were satisfactory.
Bonnell v.
W. Va. Dep't of Corrections, Docket No. 89-CORR-163 (Mar. 8, 1990).
Brown v. W. Va.
Dep't of Health and Human Resources, Docket No. 99-HHR-016 (Oct. 28, 1999).
Respondent, however, bears the burden of proving its allegations of misconduct by a
preponderance of the evidence.
See Wolfe v. Dep't of Transp./Div. of Highways, DocketNo. 95-DOH-491 (July 31, 1996);
Nicholson v. W.Va. Dep't of Health and Human
Resources/Bureau for Child Support Enforcement, Docket No. 99-HHR-299 (Aug. 31,
1999). Respondent did establish that Grievant both engaged in misconduct and exhibited
unacceptable performance.
2. The DOP Administrative Rule, which states in part,
If at any time during the probationary period, the appointing authority
determines that the services of the employee are unsatisfactory, the
appointing authority may dismiss the employee in accordance with
subsection 12.2. of this rule. If the appointing authority gives the fifteen
calendar days notice on or before the last day of the probationary period, but
less than fifteen calendar days in advance of that date, the probationary
period shall be extended fifteen days from the date of the notice and the
employee shall not attain permanent status. This extension shall not apply
to employees serving a twelve month probationary period.
establishes a low threshold of merely proving that Grievant's performance was
unsatisfactory to it. 143 C.S.R. 1 § 10.5(a) (July 1, 2000).
3. In assessing the credibility of witnesses, some factors to be considered . .
. are the witness's: 1) demeanor; 2) opportunity or capacity to perceive and communicate;
3) reputation for honesty; (4) attitude toward the action; and 5) admission of untruthfulness.
Harold J. Asher and William C. Jackson,
Representing the Agency before the United
States Merit Systems Protection Board 152-153 (1984). Additionally, the Administrative
Law Judge should consider: 1) the presence or absence of bias, interest, or motive; 2) the
consistency of prior statements; (3) the existence or nonexistence of any fact testified to
by the witness; and 4) the plausibility of the witness's information.
Id.,
Rosenau v. Tucker
County Bd. of Educ., Docket No. 99-47-192 (Nov. 1, 1999);
Jarvis v. W. Va. Dept. of Health
and Human Services, Docket No. 97-HHR-318 (July 22, 1999);
Burchell v. Bd. of Trustees,
Marshall Univ., Docket No. 97-BOT-011 (Aug. 29, 1997).
Hill v. W.Va. Dep't ofAdministration/General Services Division, Docket No. 01-ADMN-062 (Oct. 30, 2001).
4. Respondent met its burden of proving its found Grievant's work performance
unsatisfactory, and that he generally showed an unwillingness or inability to improve to the
level of professionalism expected by Respondent, warranting his dismissal during his
probationary period.
Accordingly, this grievance is hereby
DENIED.
Any party may appeal this decision to the Circuit Court of Kanawha County or to the
circuit court of the county in which the grievance occurred. Any such appeal must be filed
within thirty (30) days of receipt of this decision. W.Va. Code §29-6A-7 (1998). Neither
the West Virginia Education and State Employees Grievance Board nor any of its
Administrative Law Judges is a party to such appeal, and should not be so named.
However, the appealing party is required by W. Va. Code §29-5A-4(b) to serve a copy of
the appeal petition upon the Grievance Board. The appealing party must also provide the
Grievance Board with the civil action number so that the record can be prepared and
transmitted to the circuit court.
DATED: February 20, 2002 ___________________________
M. Paul Marteney
Administrative Law Judge
Footnote: 1 Respondent's brief was received by fax on February 11, 2002. No brief was received from
Grievant.
Footnote: 2 Because Grievant was charged with misconduct as well as unsatisfactory performance,
and Respondent did not object to allowing the case to proceed directly to Level IV, Grievant was
allowed to bring the matter directly to Level IV without having been heard at any lower levels.