PEGGY FREEMAN,
Grievant,
v v.
FAYETTE COUNTY BOARD OF EDUCATION,
Respondent.
D E C I S I O N
Grievant, Peggy Freeman, filed this grievance against her employer, the Fayette
County Board of Education (Board) on June 28, 2002. She filed the grievance directly
to level four, but the matter was remanded to level three. Thereafter, the case proceeded
again to level four on July 23, 2002.
(See footnote 1)
Grievant protests her termination, effective July 1,
2002, and seeks reinstatement as Associate Superintendent of Schools.
Subsequent to the level four hearing, the parties agreed that the entire transcript of
a previous grievance filed by Grievant could be incorporated into the record.
(See footnote 2)
The level
four hearing was held on August 8, 2002, and this matter became mature for decision on
September 8, 2002, the deadline for the parties' proposed findings of fact and conclusions
of law. Grievant was represented in all proceedings by Jane Moran, Esq., and the Board
was represented by Erwin Conrad, Esq.
SUMMARY OF EVIDENCE
Joint Exhibits
Ex. 1 -
August 6, 2002 subpoena for Charles Garvin.Ex. 2 -
August 6, 2002 letter from Mary Jo Swartz, Administrative Law Judge, to
Jane Moran, Esq. and Erwin Conrad, Esq.
Ex. 3 -
August 1, 2002 Notice of Hearing.
Ex. 4 -
July 16, 2002 letter from Manuel Domingues, Superintendent, to Peggy
Freeman.
Ex. 5 -
July 12, 2002 letter from Valerie D. Rist, Administrative Officer, to Jane
Moran, Esq.
Ex. 6 -
July 10, 2002 letter from Manuel Domingues, Superintendent, to Jane
Moran, Esq.
Ex. 7 -
Grievance form dated June 28, 2002; June 25, 2002 letter from Manuel
Domingues to Peggy Freeman.
Grievant's Exhibits
Ex. 1 -
March 29, 2002 letter from Charles L. Garvin, III, Interim Superintendent, to
Peggy E. Freeman.
Ex. 2 -
April 1, 2002 letter from Peggy E. Freeman to Charles L. Garvin, III.
Ex. 3 -
Not admitted (same as Joint Ex.)
Ex. 4 -
Not admitted (same as Joint Ex.)
Ex. 5 -
July 1, 2002 letter from Manuel Domingues to Peggy Freeman.
Testimony
At level four in the instant proceeding, Grievant testified in her own behalf.
(See footnote 3)
The
testimony incorporated from Freeman I includes Grievant's witnesses, Leon Newman,
Ronald Wood, Nancy Price, Betty Salvatore, Harry E. Hoffer, Sr., William Arthur, and Larry
Coleman. The Board presented the testimony of Danny Wright, Steve Pilato, and Charles
Garvin.
Based upon a careful review of all of the testimony and evidence presented in this
matter, I find the following facts have been proven by a preponderance of the evidence.
FINDINGS OF FACT
1. Grievant was employed by the Board for 27 years, and for the last three
years, she was Associate Superintendent for Curriculum and Instruction. 2. Grievant served as Associate Superintendent under Superintendent Larry
Coleman. Mr. Coleman retired in June 2001, and was replaced by Dr. Harry Hoffer.
Superintendent Hoffer resigned as Superintendent in February 2002, and Charles Garvin
was selected as Interim Superintendent in March 2002.
3. Grievant filed a grievance on March 18, 2002, over Mr. Garvin's selection as
Interim Superintendent.
4. In the meantime, the Board posted the Superintendent vacancy, and Grievant
applied for that position.
5. On April 30, 2002, the Board announced its selection of Manuel Domingues,
Principal of a Fayette County middle school, as the new Superintendent. Mr. Domingues
had no prior Central Office experience.
6. The level four hearing on the non-selection for Interim Superintendent
grievance was held on June 26, 2002.
(See footnote 4)
7. On Thursday, June 27, 2002, Grievant received a letter from Superintendent-
elect Domingues dated June 25, 2002, advising her that, as of midnight June 30, 2002, her
contract as Associate Superintendent with Fayette County Schools would end. Mr.
Domingues had not yet entered into his duties as Superintendent when he wrote this letter.
He wrote this letter to Grievant merely as a courtesy so she would know in advance what
to expect when he entered into the duties of the position on July 1, 2002.
8. At the close of business the next day, Friday, June 28, 2002, Grievant
removed all of her belongings from her office. She went to the office of Superintendent-elect Domingues to advise him she was leaving, and asked him why he did not renew her
contract. He replied he wanted someone he could work with who shared the same
philosophy as he.
9. Grievant filed a grievance over her non-renewal directly to level four on June
28, 2002, which was remanded to the Board because the non-renewal was not disciplinary
in nature.
10. On or about July 6, 2002, Grievant received a letter from Superintendent
Domingues dated July 1, 2002, notifying her that he would recommend her contract not be
renewed to the Board at its meeting on July 15, 2002 commencing at 6:30 p.m. in the
Board office.
11. Neither Grievant nor her counsel appeared at the July 15, 2002, Board
meeting.
12. The Board approved the recommendation of Superintendent Domingues not
to renew Grievant's contract at the July 15, 2002, meeting.
13. On or about July 17, 2002, Grievant received a letter from Superintendent
Domingues dated July 16, 2002, which stated in part:
As you will recall, you were provided an opportunity to appear and be
represented by counsel to make any presentation concerning the June 30,
2002 expiration of your assignment as Associate Superintendent at the July
15, 2002 Board meeting. . .although you did not appear and did not have a
representative to appear before the Board, I wanted you to be aware that the
Board, at said regular meeting simply affirmed the prerogative of the
Superintendent to recognize the expiration of an assignment of Associate
Superintendent without renewing a former assignment pursuant to W. Va.
Code § 18-5-32.
14. Grievant filed a second grievance on July 23, 2002, over her non-renewal
which encompassed the June 28, 2002, filing.
DISCUSSION
This is a non-disciplinary grievance in which Grievant bears the burden of proving
her allegations by a preponderance of the evidence.
W. Va. Code § 18-29-6; 156
W. Va.
C. S. R. 1 § 4.21. Grievant alleges first, that the June 25, 2002 letter from Superintendent-
elect Domingues was outside the scope of his authority, as he had not yet entered in his
position of Superintendent, and that she was denied her statutory due process rights in that
letter. Second, Grievant alleges that she was terminated in retaliation for her previously
filed grievances, that the Board acted in an arbitrary and capricious manner in approving
her termination as Associate Superintendent, and that she was the victim of discrimination
and/or favoritism. The Board denies the allegations, arguing that, as Associate
Superintendent, Grievant acted at the will and pleasure of the Superintendent, and at the
expiration of her contract term, it simply was not renewed.
Grievant's first argument, that she was denied her due process rights by
Superintendent-elect Domingues' letter of June 25, 2002, fails simply because no action
occurred from which her due process rights would naturally flow. By its own terms, the
letter is simply informing Grievant of what Mr. Domingues intended to do
once he became
Superintendent, which, by his own admission, would not occur until July 1, 2002. Mr.
Domingues testified he sent Grievant the letter as a courtesy because the time frame of
events was so short, and he did not want his recommendation to come as a complete
surprise to her. Indeed, the Board selected Mr. Domingues on or about June 25, 2002,
and he was to take office on July 1, 2002, a mere four working days later.
(See footnote 5)
Thus, as noofficial Board action had yet occurred, Grievant was not entitled to any due process at the
time of the June 25, 2002, letter.
Grievant also contends she was denied due process following Superintendent
Domingues' July 1, 2002 letter. She claims she was not advised of her due process rights,
her right to appear before the Board to protest the termination of her contract, and her right
to counsel, and thus, did not appear. This argument, too, must fail.
Superintendent Domingues' letter
clearly informed Grievant of the date he planned
to recommend her contract be terminated to the Board, and the time and place of the
Board meeting. Grievant was a 27-year employee of the Board, six of which had been in
the Central Office as Associate Superintendent, and had recently filed two grievances with
the assistance of counsel, one of which was a due process claim. Her claim that she did
not know of her appeal rights, or that she did not know she was entitled to state her case
before the Board at the time and place indicated by Superintendent Domingues, simply is
not credible. For whatever reason, Grievant and her counsel chose not to attend that
Board meeting. If their reason was to try to entrap the Board into a faulty due process
claim because Superintendent Domingues did not invite her to the Board meeting, they
have failed. The undersigned is not at all convinced by their claim of ignorance in this
matter. Grievant and her counsel knew they were entitled to appear at that Board meeting
on her behalf, and they chose not to. Any fault to be attributed must go to Grievant.
Grievant contends that Superintendent Domingues had no authority to terminate her
contract, and that the action of the Board in accepting his recommendation was arbitrary
and capricious.
W. Va. Code §18-5-32 provides, in pertinent part:
The county board of education, upon the recommendation of the county
superintendent, may employ an assistant whose term of employment shall
be not less than one nor more than four years: Provided, That such term
shall not extend beyond that of the incumbent county superintendent.
Moreover,
W. Va. Code § 18A-2-1 provides, in pertinent part, that:
Professional personnel employed as deputy, associate or assistant
superintendents by the board in offices, departments or divisions at locations
other than a school and who are directly answerable to the superintendent
shall serve at the will and pleasure of the superintendent and may be
removed by the superintendent upon approval of the board. Such
professional personnel shall retain seniority rights only in the area or areas
in which they hold valid certification or licensure.
Reading the above statues
in pari materia, it is clear that an assistant or associate
superintendent serves at the will and pleasure of the superintendent, and any claim by
Grievant that Superintendent Domingues did not have the authority to recommend her
contract not be renewed is meritless. Additionally, it is clear that an assistant or
associate's contract, whether for one or four years, may in no case exceed that of the
incumbent superintendent's. In this case, the incumbent superintendent was Interim
Superintendent Garvin, whose contract expired June 30, 2002, and Grievant had no
entitlement to an extension of her contract past that date, unless the incoming
superintendent wished for her to remain in her position. Obviously, Superintendent
Domingues did not, and so informed her by his two letters.
Grievant served at the will and pleasure of the Superintendent.
W. Va. Code § 18A-
2-1. As an at-will employee, Grievant can be terminated for good reason, no reason, or
bad reason, provided that she is not terminated for a reason that violates a substantial
public policy.
Roach,
supra;
Williams v. Brown, 190 W. Va. 202, 437 S.E.2d 775 (1993).
See Williams v. Precision Coil, Inc., 194 W. Va. 52, 459 S.E.2d 329 (1995);
Harless v. FirstNat'l Bank, 162 W. Va. 116, 246 S.E.2d 270 (1978). In this regard, our Supreme Court of
Appeals has declared:
The rule that an employer has an absolute right to discharge an at will
employee must be tempered by the principle that where the employer's
motivation for the discharge is to contravene some substantial public policy
principle, then the employer may be liable to the employee for damages
occasioned by this discharge.
Syllabus,
Harless v. First Nat'l Bank, 169 W. Va. 673, 246 S.E.2d 270 (1978).
Subsequently, in
Birthisel v. Tri-Cities Health Services, 188 W. Va. 371, 424 S.E.2d
606 (1992), the Court identified sources of public policy as follows:
To identify the sources of public policy for purposes of determining whether
a retaliatory discharge has occurred, we look to established precepts in our
constitution, legislative enactments, legislatively approved regulations, and
judicial opinions. Inherent in the term "substantial public policy" is the
concept that the policy will provide specific guidance to a reasonable person.
West Virginia courts have recognized such conduct as submitting a claim for back
wages under the Veterans Reemployment Rights Act [
Mace v. Charleston Area Medical
Ctr. Found., 188 W. Va. 57, 422 S.E.2d 624 (1992)], refusing to operate a motor vehicle
with unsafe brakes contrary to various safety statutes and regulations [
Lilly v. Overnight
Transp. Co., 188 W. Va. 538, 425 S.E.2d 214 (1992)], refusing to conceal alleged
environmental violations committed by the employer [
Bell v. Ashland Petroleum, Inc., 812
F. Supp. 639 (S.D. W. Va. 1993)], filing a workers' compensation claim [
Shanholtz v.
Monongahela Power Co., 165 W. Va. 305, 270 S.E.2d 178 (1980)], attempting to enforce
warranty rights granted under the West Virginia Consumer Protection and Credit Act [
Reed
v. Sears, Roebuck & Co., 188 W. Va. 747, 426 S.E.2d 539 (1992)], and testifying as a
witness in a civil action against the employer [
Page v. Columbia Natural Resources, Inc.,
198 W. Va. 378, 480 S.E.2d 817 (1996)], as involving substantial public policy interests. Similarly, this Grievance Board has applied a
Harless-type analysis to dismissal of an at-
will public employee when the employee presents credible evidence that he or she was
dismissed for reporting alleged violations of the West Virginia Governmental Ethics Act
[
Graley v. W. Va. Parkways Economic Development & Tourism Auth., Docket No. 91-
PEDTA-225 (Dec. 23, 1991)], or the termination decision was based on a prohibited
consideration such as the employee's sex [
Bellinger v. W. Va. Dept. of Pub. Safety, Docket
No. 95-DPS-119 (Aug. 15, 1995)], or national origin [
Hendricks v. W. Va. Dept. of Tax &
Revenue, Docket No. 96-T&R-215 (Sept. 24, 1996)].
Grievant has alleged her contract was not renewed in retaliation for filing previous
grievances, which is prohibited by statute, and if proven, would constitute a substantial
public policy violation.
W. Va. Code § 18-29-2(p) defines reprisal as the retaliation of an employer or
agent toward a grievant or any other participant in the grievance procedure either for an
alleged injury itself or any lawful attempt to redress it. A grievant claiming retaliation may
establish a
prima facie case of reprisal by establishing:
(1) that she engaged in protected activity,
e.g., filing a grievance;
(2) that she was subsequently treated in an adverse manner by the employer or
an agent;
(3) that the employer's official or agent had actual or constructive knowledge that
the employee engaged in the protected activity; and
(4) that there was a causal connection (consisting of an inference of a retaliatory
motive) between the protected activity and the adverse treatment.
Conner v. Barbour County Bd. of Educ., Docket Nos. 93-01-543/544 (Jan. 31, 1995). See
Frank's Shoe Store v. W. Va. Human Rights Comm'n, 179 W. Va. 53, 365 S.E.2d 251(1986); Fareydoon-Nezhad v. W. Va. Bd. of Trustees/Marshall Univ., Docket No. 94-BOT-
088 (Sept. 19, 1994); Webb v. Mason County Bd. of Educ., Docket No. 89-26-56 (Sept.
29, 1989). If a grievant establishes a prima facie case of reprisal, the employer may rebut
the presumption of retaliation raised thereby by offering legitimate, nonretaliatory reasons
for its actions. See Mace v. Pizza Hut, Inc., 180 W. Va. 469, 377 S.E.2d 461 (1988);
Shepherdstown Vol. Fire Dept. v. W. Va. Human Rights Comm'n, 172 W. Va. 627, 309
S.E.2d 342 (1983); Webb, supra.
Grievant has established a prima facie case of retaliation. She filed a grievance with
the Board over the selection of Charles Garvin for Interim Superintendent in or around
March 2002, which was still moving through the grievance procedure when the Board
selected Mr. Domingues to the permanent Superintendent position in or about June 2002.
Shortly thereafter, Mr. Domingues informed Grievant he was going to recommend to the
Board that her contract not be renewed.
Mr. Domingues testified he had no knowledge of the other grievances when he was
hired as Superintendent, and when he decided not to renew Grievant's contract.
Obviously, the Board was aware of the previous grievances when it approved his
recommendation, but the fact remains that at the time he made his initial decision, Mr.
Domingues did not know of the grievances. Therefore, that cannot have been the basis
of his decision not to renew Grievant's contract. The Board has demonstrated a legitimate,
nonretaliatory reason for Grievant's non-renewal, which is that a new Superintendent was
hired who wanted someone whose philosophy was closer to his.
Finally, Grievant also claimed she was the victim of discrimination and favoritism.
However, she produced no evidence of others similarly situated who had been receiveddifferent treatment. Grievant was the only Associate Superintendent in the county. No one
else was in a position to be treated any differently. Therefore, these allegations need not
be discussed any further.
CONCLUSIONS OF LAW
1. In a non-disciplinary grievance, the grievant bears the burden of proving her
allegations by a preponderance of the evidence.
W. Va. Code § 18-29-6; 156
W. Va. C.
S. R. 1 § 4.21.
2. The term of an assistant county superintendent of schools cannot extend
beyond that of the incumbent superintendent.
W. Va. Code § 18-5-32. In this case,
Grievant's term ended as a matter of law on June 30, 2002, when Interim Superintendent
Garvin's term expired.
McCann v. Lincoln County Bd. of Educ., Docket No. 22-88-202
(June 12, 1989).
3. Grievant has not established any denial of due process per
W. Va. Code §
18A-2-7 or any other authority. No adverse action was taken against her, and the Board,
through Mr. Domingues, made every reasonable attempt to keep her informed of her
status.
4. An assistant superintendent serves at the will and pleasure of the
superintendent and may be removed by the superintendent upon approval by the board
of education.
W. Va. Code § 18A-2-1.
5. As an at-will employee, Grievant could be terminated for good reason, no
reason, or bad reason, provided that she was not terminated for a reason that violates a
substantial public policy.
Roach,
supra;
Williams v. Brown, 190 W. Va. 202, 437 S.E.2d775 (1993).
See Williams v. Precision Coil, Inc., 194 W. Va. 52, 459 S.E.2d 329 (1995);
Harless v. First Nat'l Bank, 162 W. Va. 116, 246 S.E.2d 270 (1978).
6. Retaliation for filing a grievance under the grievance procedure set forth in
W. Va. Code § 18-29-1,
et seq., constitutes a substantial public policy violation.
7.
W. Va. Code § 18-29-2(p) defines reprisal as the retaliation of an employer
or agent toward a grievant or any other participant in the grievance procedure either for an
alleged injury itself or any lawful attempt to redress it. A grievant claiming retaliation may
establish a
prima facie case of reprisal by establishing:
(1) that she engaged in protected activity,
e.g., filing a grievance;
(2) that she was subsequently treated in an adverse manner by the employer or
an agent;
(3) that the employer's official or agent had actual or constructive knowledge that
the employee engaged in the protected activity; and
(4) that there was a causal connection (consisting of an inference of a retaliatory
motive) between the protected activity and the adverse treatment.
Conner v. Barbour County Bd. of Educ., Docket Nos. 93-01-543/544 (Jan. 31, 1995). See
Frank's Shoe Store v. W. Va. Human Rights Comm'n, 179 W. Va. 53, 365 S.E.2d 251
(1986); Fareydoon-Nezhad v. W. Va. Bd. of Trustees/Marshall Univ., Docket No. 94-BOT-
088 (Sept. 19, 1994); Webb v. Mason County Bd. of Educ., Docket No. 89-26-56 (Sept.
29, 1989).
8. Grievant successfully established a prima facie case of reprisal.
9. If a grievant establishes a prima facie case of reprisal, the employer may
rebut the presumption of retaliation raised thereby by offering legitimate, nonretaliatory
reasons for its actions. See Mace v. Pizza Hut, Inc., 180 W. Va. 469, 377 S.E.2d 461(1988); Shepherdstown Vol. Fire Dept. v. W. Va. Human Rights Comm'n, 172 W. Va. 627,
309 S.E.2d 342 (1983); Webb, supra.
10. The Board demonstrated a legitimate, nonretaliatory reason for the
termination of Grievant's contract of employment, in that she served at the will and
pleasure of the superintendent, and had no entitlement to the continuation of her contract
past the expiration of the incumbent superintendent's term of employment, in this case,
June 30, 2002, and there was no evidence Superintendent Domingues was aware of her
previous grievances when he made his decision not to renew her contract.
Accordingly, this grievance is DENIED.
Any party may appeal this decision to the Circuit Court of Kanawha County or to the
Circuit Court of Fayette County. Any such appeal must be filed within thirty (30) days of
receipt of this decision. W. Va. Code § 18-29-7. Neither the West Virginia Education and
State Employees Grievance Board nor any of its Administrative Law Judges is a party to
such appeal, and should not be so named. However, the appealing party is required by
W. Va. Code § 29A-5-4(b) to serve a copy of the appeal petition upon the Grievance
Board. The appealing party must also provide the Board with the civil action number so
that the record can be prepared and properly transmitted to the appropriate circuit court.
__________________________________ MARY JO SWARTZ
Administrative Law Judge
Dated: October 2, 2002
Footnote: 1