v. Docket No. 00-BEP-382D
WEST VIRGINIA BUREAU OF EMPLOYMENT
PROGRAMS/GOVERNOR'S INVESTMENT OFFICE,
Respondent.
Dated: January 19, 2001
A Level IV hearing on the issue of default was held on January 5, 2000, and this
issue became mature for decision on that date, as the parties elected not to submit
proposed findings of fact and conclusions of law.
(See footnote 1)
After a detailed review of the record in its entirety, the undersigned Administrative
Law Judge makes the following Findings of Fact.
1. This grievance was filed on November 9, 2000.
2. On November 15, 2000, Grievant had a Level II conference with her second
level supervisor, Lisa Wells.
3. Ms. Wells was on approved sick leave on November 17, 20, 21, and 22,
2000. 4. November 23 and 24, 2000 were state holidays.
5. Grievant wrote to Commissioner William Vieweg on November 21, 2000,
requesting default be declared in this grievance. Resp. Ex. No. 6, at Level IV.
6. On November 29, 2000, Ms. Wells issued a Level II Decision. In this
Decision she noted it was issued in a timely manner because she had been on approved
sick leave.
(See footnote 2)
Resp. Ex. No. 8, at Level IV.
7. On December 6, 2000, Grievant wrote this Grievance Board noting she had
received no response from Commissioner Vieweg about her letter of November 21, 2000,
and alleging her Level II Decision was not issued in a timely manner. Resp. Ex. No. 7, at
Level IV.
The issue of default in grievances filed by state employees came within the
jurisdiction of the Grievance Board when the West Virginia Legislature passed House Bill
4314 on March 13, 1998. That legislation, among other things, added a default provision
to the state employees grievance procedure, effective July 1, 1998. More specifically,
W. Va. Code § 29-6A-3(a) was amended, adding the following paragraph relevant to this
matter:
(2) Any assertion by the employer that the filing of the grievance
at level one was untimely shall be asserted by the employer on behalf of the
employer at or before the level two hearing. The grievant prevails by default
if a grievance evaluator required to respond to a grievance at any level fails
to make a required response in the time limits required in this article, unlessprevented from doing so directly as a result of sickness, injury, excusable
neglect, unavoidable cause or fraud. Within five days of the receipt of a
written notice of the default, the employer may request a hearing before a
level four hearing examiner for the purpose of showing that the remedy
received by the prevailing grievant is contrary to law or clearly wrong. In
making a determination regarding the remedy, the hearing examiner shall
presume the employee prevailed on the merits of the grievance and shall
determine whether the remedy is contrary to law or clearly wrong in light of
the presumption. If the examiner finds that the remedy is contrary to law, or
clearly wrong, the examiner may modify the remedy to be granted to comply
with the law and to make the grievant whole.
In addition, House Bill 4314 added the following language to W. Va. Code § 29-6A-
5(a): "[t]he [grievance] board has jurisdiction regarding procedural matters at levels two
and three of the grievance procedure."
Because Grievant is claiming a default occurred under the statute, she bears the
burden of establishing such default by a preponderance of the evidence. Friend v. W. Va.
Dep't of Health & Human Resources, Docket No. 98-HHR-346D (Nov. 25, 1998). A
preponderance of the evidence is generally recognized as evidence of greater weight, or
which is more convincing than the evidence which is offered in opposition to it. Hunt v.
W. Va. Bureau of Employment Programs, Docket No. 97-BEP-412 (Dec. 31, 1997); Petry
v. Kanawha County Bd. of Educ., Docket No. 96-20-380 (Mar. 18, 1997).
If a default occurs, Grievant is presumed to have prevailed, and is entitled to the
relief requested, unless BEP is able to demonstrate that the remedy requested is either
contrary to law or clearly wrong. W. Va. Code § 29-6A-3(a)(2); Carter v. W. Va. Div. of
Corrections, Docket No. 99-CORR-147D (June 4, 1999); Williamson v. W. Va. Dep't of
Tax & Revenue, Docket No. 98-T&R-275D2 (Jan. 6, 1999). If there was no default,Grievant may proceed to the next level of the grievance procedure. BEP denies a default
occurred in this matter, as contemplated under the terms of the statute.
In this matter, after this grievance was advanced to a conference at Level II, BEP
was required to respond in accordance with W. Va. Code § 29-6A-4(b). W. Va. Code §
29-6A-4(b) provides the following directions regarding when Respondent must act at Level
II:
b) Level two.
Within five days of receiving the decision of the immediate supervisor, the
grievant may file a written appeal to the administrator of the grievant's work
location, facility, area office, or other appropriate subdivision of the
department, board, commission or agency. The administrator or his or her
designee shall hold a conference within five days of the receipt of the appeal
and issue a written decision upon the appeal within five days of the
conference.
In counting the time allowed for an action to be accomplished under the state
employee grievance procedure, W. Va. Code § 29-6A-2(c) provides that days means
working days exclusive of Saturday, Sunday or official holidays. Williamson v. W. Va.
Dep't of Tax & Revenue, Docket No. 98-T&R-275D (Sept. 30, 1998). Thus, BEP was
obligated to issue a Level II decision on this grievance not later than Wednesday
November 22, 2000, unless "prevented from doing so as a direct result of sickness, injury,
excusable neglect, unavoidable cause or fraud." W. Va. Code § 29-6A-3(a)(2).
This Decision was not issued until November 29, 2000, but BEP demonstrated Ms.
Wells was on approved sick leave on November 17, 20, 21, and 22, 2000. BEP further
noted November 23 and 24, 2000 were approved holidays, and November 18, 19, 25, and
26 were Saturdays and Sundays. The first day that could be counted was November 16,the second day was November 27, the third day was November 28, and the Decision was
issued on the fourth day, November 29, 2000. Accordingly, this Decision was issued in
a timely manner, when the days of approved sick leave are taken into account, and no
default occurred.
In addition to the foregoing discussion, the following conclusions of law are
appropriate in this matter:
1. "The grievant prevails by default if a grievance evaluator required to respond
to a grievance at any level fails to make a required response in the time limits required in
this article, unless prevented from doing so directly as a result of sickness, injury,
excusable neglect, unavoidable cause or fraud. Within five days of the receipt of a written
notice of the default, the employer may request a hearing before a level four hearing
examiner for the purpose of showing that the remedy received by the prevailing grievant
is contrary to law or clearly wrong." W. Va. Code § 29-6A-3(a). See Huston v. W. Va.
Dep't of Tax and Revenue, Docket No. 99-T&R-469D (Feb. 29, 2000).
2. In counting the time allowed for an action to be accomplished under the state
employee grievance procedure, W. Va. Code § 29-6A-2(c) provides that days means
working days exclusive of Saturday, Sunday or official holidays. Williamson v. W. Va.
Dep't of Tax & Revenue, Docket No. 98-T&R-275D (Sept. 30, 1998).
3. When a grievant asserts his employer is in default in accordance with W. Va.
Code § 29-6A-3(a)(2), the grievant must establish such default by a preponderance of theevidence. Once the grievant establishes a default occurred, the employer may show it was
prevented from responding in a timely manner as a direct result of sickness, injury,
excusable neglect, unavoidable cause, or fraud. See W. Va. Code § 29-6A-3(a)(2);
Friend v. W. Va. Dep't of Health & Human Resources, Docket No. 98-HHR-346D (Nov. 25,
1998), aff'd, Civil Action No. 99-AA-8 (Cir. Ct. of Kanawha County Oct. 12, 1999).
4. When the employer asserts the remedy that would be received is contrary
to law in accordance with W. Va. Code § 29-6A-3(a)(2) because, in fact, no default
occurred, the employer must establish such a defense by a preponderance of the
evidence. Williamson v. W. Va. Dep't of Tax & Revenue, Docket No. 98-T&R-275D (Sept.
30, 1998). See Gruen v. Bd. of Directors, Docket No. 94-BOD-256 (Nov. 30, 1994).
5. BEP proved it was prevented from issuing a Decision in a timely manner as
a direct result of the approved sick leave of the second level supervisor. This is one of the
reasons specified by W. Va. Code § 29-6a-4(b), and establishes no default occurred.
Accordingly, Grievant's request for a determination of default under W. Va. Code
§ 29-6A-3(a)(2), is DENIED. This matter is remanded to Level III for a hearing and
Decision on the merits.
_________________________
JANIS I. REYNOLDS
Administrative Law Judge
Footnote: 1
Footnote: 2