RAYMOND HOPKINS,
Grievant,
v.
DOCKET NO. 00-41-206
RALEIGH COUNTY BOARD OF EDUCATION,
Respondent.
D E C I S I O N
Grievant, Raymond Hopkins, filed this grievance against his employer, the Raleigh
County Board of Education (Board), on April 24, 2000, alleging:
This grievance is filed pursuant to violations, misrepresentations or
misinterpretation of West Virginia Code 18-29-2(g)-(sic) & West Virginia
Code 18-29-3(a)-(v) & West Virginia Code 18A-4-8 through 18A-4-8(g) by
the Raleigh County Board of Education & any other violations of the
reduction process and grievance procedure rights of employees under the
West Virginia law.
The grievance was denied at level one by Gilbert Pennington, Director of
Maintenance, on May 3, 2000. In that denial, Mr. Pennington advised Grievant he needed
to state a more specific claim before any relief could be awarded. Grievant submitted an
amended grievance detailing his complaints to Superintendent Dwight Dials on May 12,
2000, along with his appeal to level two. A level two hearing was held on May 18, 2000,
and a level two decision denying the grievance was issued by Grievance Evaluator Kathryn
R. Bayless, on May 25, 2000. The Board waived the appeal at level three, and Grievantproceeded to level four on June 19, 2000. A level four hearing was held in the Grievance
Board's Beckley, West Virginia office, on April 4 and 12, 2001, before Administrative Law
Judge Andrew Maier. This matter became mature for decision on May 15, 2001. Grievant
was represented by Benny G. Jones, Esq., and the Board was represented by Erwin L.
Conrad, Esq., Conrad Law Offices.
(See footnote 1)
SUMMARY OF EVIDENCE
LII Grievant's Exhibits
Ex. 1 -
Ex. 2 -
Foreman Seniority List, updated February 1, 2000.
Ex. 3 -
March 31, 2000 letter from Dwight D. Dials to Benny G. Jones.
Ex. 4 -
January 31, 2000 memorandum from Racine O. Thompson to Raymond
Hopkins.
LII Board Exhibits
Ex. 1 -
Transcript of March 20, 2000 Personnel Hearing.
Ex. 2 -
March 29, 2000 letter from Dwight D. Dials to Raymond E. Hopkins.
Ex. 3 -
April 7, 1997 Vacancy List.
Ex. 4 -
August 9, 1995 letter from Pravin G. Sangani, P.E. to Raymond Adkins, with
attached Water Pollution Control Permit.
Ex. 5 -
Ex. 6 -
April 14, 2000 letter from Gilbert Pennington to Raymond Hopkins, with
attached grievance procedure forms.
LIV Grievant's Exhibits
Ex. 1 -
March 31, 2000 letter from Dwight D. Dials to Benny G. Jones (same as LII
Ex. 3).
Ex. 2 -
Miscellaneous correspondence of Racine O. Thompson, Jr.
Ex. 3 -
Foreman Seniority List, updated February 1, 2000 (same as LII G. Ex. 2).
Ex. 4 -
January 31, 2000 memorandum from Racine O. Thompson, Jr. to Raymond
Hopkins (same as LII G. Ex. 4).Ex. 5 -
Transcript and Tape Recording of meeting on April 12, 2000.
Ex. 1 (Day2)- Board of Health Legislative Rule 16-1, Series IV, Section 4.8.
LIV Board Exhibits
Ex. 1 (Day 1)-Packet of Request for Personal Leave Documents.
Ex. 1 (Day 2)-August 9, 1999 letter from Pravin G. Sangani, P.E. to Raymond Adkins, with
attached Water Pollution Control Permit (same as LII Board Ex. 4).
Ex. 2 -
January 28, 1993 recommendations to the Board for 1992-93 school year;
January 27, 1993 memorandum from Racine O. Thompson, Jr. to Dwight D.
Dials.
Ex. 3 -
August 23, 2000 letters from Dwight D. Dials to Joseph W. Diclaro, Jack O.
Keen, Dwight W. Reggi, and Arlie Porter, with attached Independent
Contractor Agreements.
Ex. 4 -
Charts depicting Water Use by Month, 1999-2000 and Water Cost by Month,
1999-2000.
Ex. 5 -
Sanitation Plant Supply Expenses 1999-00.
Ex. 6 -
Actual PSD Costs Based on Water Use For 1999-00.
Ex. 7 -
Transcript of March 20, 2000 Personnel Hearings (same as LII Board Ex. 1).
Testimony (LII and LIV)
Grievant testified in his own behalf, and presented the testimony of Dwight Dials,
Racine Thompson, Gilbert Pennington, and Larry Robertson. The Board presented the
testimony of Gilbert Pennington, Danny Kidwell, and Racine Thompson.
PROCEDURAL BACKGROUND
Grievant, Raymond Hopkins, was, at the time of the reduction in force decision of
the Board on March 28, 2000, effective June 30, 2000, multi-classified as a Sanitation
Plant Operator/Foreman.
Grievant filed a previous grievance concerning a reduction in force taken by the
Board in 1996. A Level IV Grievance Board decision was issued in that matter on February
26, 1998, denying the grievance.
(See footnote 2)
A subsequent appeal to the Circuit Court of RaleighCounty resulted in an order reinstating Grievant to his former position with the Board and
was based upon the employer having defaulted at the Level II stage of the grievance. The
Circuit Court's Order did not address the substantive merits of the grievance.
(See footnote 3)
Pursuant
to the Order, Grievant was returned to his position with the Board on February 1, 2000.
After a careful review of all of the testimony and evidence presented, I find the
following facts have been proven by a preponderance of the evidence.
FINDINGS OF FACT
1. At all times pertinent herein, Grievant was employed by the Board as a
Sanitation Plant Operator/Foreman. The Board took action on March 28, 2000, which
resulted in the reduction-in-force of Grievant, effective June 30, 2000.
2. Grievant had filed a previous grievance concerning a reduction-in-force action
taken by the Board in 1996. The Level IV Grievance Board decision in that matter (Docket
No. 96-41-432) denied the grievance. The Circuit Court of Raleigh County reinstated
Grievant to his former position based upon the employer having defaulted at Level II.
3. Hearings were conducted before the Circuit Court on the issue of
appropriate back pay. At the time of the appropriate back pay hearings before the
Circuit Court, Grievant was serving as an independent contractor with the Board,performing the same duties which he provided as Sanitation Plant Operator prior to the
1996 reduction-in-force.
4. Grievant was given the option to elect between continuing as an independent
contractor, or, pursuant to Court Order, returning to his former position on February 1,
2000. Prior to any decision being made, Grievant was informed that his position might be
considered again for elimination for the 2000-2001 school year. Grievant chose to return
to his employment with the Board, and the independent contract for services was rescinded
at that time.
5. When Grievant's position was reduced-in-force in 1996, he supervised
another employee, Normal Pannell, who was classified as a Sanitation Plant Operator.
Prior to the time Mr. Pannell was hired, Grievant was not classified as a Foreman.
Grievant's reclassification as a Foreman resulted directly from his supervision over Mr.
Pannell. The 1996 RIF affected both of them and effectively eliminated sanitation plant
operation and maintenance from the duties assigned to service personnel. After the 1996
RIF, the Board contracted out the operation and maintenance of the sanitation plants and
water treatment facilities located at various schools throughout the county. For the 1999-
2000 school year and the two previous school years, Grievant was the independent
contractor responsible for the operation and maintenance of the sanitation and water
plants.
6. When Grievant grieved the 1996 RIF, he suggested the Board had acted in
an arbitrary and capricious manner by eliminating his job, and then contracting out the
duties he had previously performed to an independent contractor who received minimalassistance from a custodian employed by the Board. The Grievance Board rejected these
assertions.
7. When Grievant returned to his former position on February 1, 2000, he
returned to his duties as a Sanitation Plant Operator. He did not return to his duties as a
Foreman because there was no employee assigned to work under his supervision as a
Sanitation Plant Operator. As noted above, Mr. Pannell had also been RIF'd in 1996, and
did not return to employment with the Board as a Sanitation Plant Operator. Nevertheless,
Grievant still retained his multi-classification as Sanitation Plant Operator/Foreman.
8. Since the time of his return to employment, Grievant has worked as a
Sanitation Plant Operator. He has received assistance from Gilbert Pennington, Assistant
Director of Maintenance, and Danny Kidwell, Maintenance Coordinator. Neither of those
employees are classified as Sanitation Plant Operators, and each has volunteered to work
out of classification to some extent in order to keep the plants operating and properly
inspected.
9. By letter dated March 9, 2000, Superintendent Dwight Dials informed
Grievant he would recommend his position be terminated for lack of need resulting from
loss of student enrollment and the number of service positions to be funded under the state
aid formula. Grievant requested and was offered a hearing on the proposed reduction-in-
force by the Board on March 20, 2000. Subsequent to that hearing, the Board approved
the recommendation of Superintendent Dials that the position held by Grievant be
eliminated for the upcoming school year. 10. Grievant concedes there were no procedural irregularities concerning the
reduction-in-force, but grieved the action taken by the Board, asserting that a less senior
Foreman was retained, and that his reduction-in-force constituted reprisal, harassment, or
favoritism.
11. The less senior employee whom Grievant believes should have been
subjected to a reduction-in-force is Calvin Daniel. Mr. Daniel is listed as a shop foreman
on the Foreman seniority list and is shown as having a seniority date of April 2, 1997. Mr.
Daniel is assigned to the Transportation Department.
12. The posting for the job now held by Mr. Daniel refers to the position as shop
mechanic foreman, and the job description lists several requirements, including at least
ten year's experience in repair and maintenance of heavy and medium duty equipment,
and possession of a valid commercial driver's license.
13. The Board believes that contracting services concerning the operation and
maintenance of its sewage and water plants results in a cost savings as compared to the
expense it would incur if those duties were assigned to employees. Superintendent Dials
does not believe one employee can handle all duties associated with the plants.
Previously, before the 1996 RIF, two employees were assigned full-time to those duties,
and since February 1, 2000, when Grievant returned to work, other employees have been
providing assistance to Grievant. Essentially, the Board believes it would be necessary to
hire another employee to assist Grievant if the Board continues to operate and maintain
all of its plants. 14. Furthermore, the Board believes that it should get out of the business of
operating sewage and water plants, both due to cost and liability concerns, and it is the
intention of the Board to turn over certain of the plants to local public service districts
willing to accept the plants and, for the remaining plants, to enter into contracts with local
public service districts (PSDs) for the operation and maintenance of the plants. The
Board has been working for several years in an effort to get local PSD's to accept the
various plants. As of the time of the Level II hearing, it was anticipated that at least two of
the plants would be accepted by local PSD's and contracts with local PSD's regarding the
remaining plants were in the process of being drafted; the Board anticipated that those
contracts would be finalized prior to the end of June 2000. After completion of the Level
II hearing and between the Level II and LIV hearings,
all sanitation plants had been
accepted by publically owned treatment works (either municipalities or PSD's) pursuant to
contracts entered into evidence.
See R. Ex. 3-Day 2, Level IV.
15. There is no evidence to support Grievant's assertion that he supervised any
Board employees other than Mr. Pannell. A custodian for the Board takes water samples
at one of the plants under the licensure held by Grievant, but there was no showing that
Grievant supervised that employee.
16. Immediately prior to his return to work, Grievant was mailed a memorandum
from Assistant Superintendent Racine O. Thompson, Jr., which memorialized matters
discussed in a conference held between Mr. Thompson and Grievant on February 1, 2000.
The memo advised Grievant that he would be working under the supervision of Mr.
Pennington, Director of Maintenance. The memo provided some detail as to theresponsibilities assigned to Grievant, and advised him the job would basically be the same
as it had been during the three previous years when he provided contracted services.
17. Because it had been approximately four (4) years since Grievant's prior
employment with the Board, some administrative changes had been made. For instance,
the Board began utilizing Crew Leaders during this time, and the Maintenance Department
had developed inventory lists for each employee to keep track of tools and equipment.
The memorandum provided by Mr. Thompson to Grievant indicated that he would be
required to keep an inventory list of tools provided to him for the performance of his job.
The memorandum also advised Grievant that if he needed any additional materials, he was
to tell the Crew Leaders, and they would get the necessary supplies for him. Finally, the
memorandum directed Grievant that he was to call Mr. Thompson before 6:30 a.m. if he
was going to be absent on any given day.
18. After returning to work on February 1, 2000, Grievant reported for a few days,
and then was essentially on leave of absence for one reason or another for the remainder
of the 2000-2001 school year. During that time, he only called Mr. Thompson before 6:30
a.m. once to report his absence, and no action was taken against him by Mr. Thompson.
The Board does not dispute that all of Grievant's absences were valid and authorized. The
same reporting requirement was imposed by Mr. Thompson on secondary school
principals and, for a period of time, on Maintenance Director Pennington.
19. The permit issued to the Board by the West Virginia Department of
Environmental Protection (DEP) required the Board to perform routine examinations of
the waste water treatment facilities at least three times per week and also required theBoard to connect to a municipal or public service district sewage collection system when
one became available. R. Ex. 1, Day 2-Level IV. The permit was issued in 1995 and was
due to expire August 7, 2000.
20. DEP Inspector Larry Robertson, responsible for inspection of the Board's
sewage and water facilities, would not commit to the Board that two sanitation plant
operators were required, but opined that, under the requirements of the permit, thirty-nine
(39) visits per week to the thirteen plants would be required, and that would be simply for
routine examinations if no maintenance or adjustments or other work was required. The
39 visits alone would take approximately forty hours per week without anything else being
done. Based on those requirements, Superintendent Dials believed that two sanitation
plant operators were needed for proper operation and maintenance of the plants.
21. On April 12, 2000, Grievant and Gilbert Pennington, Director of Maintenance,
had an exchange in which both of them used profanity.
DISCUSSION
Grievant has the burden of proving his grievance by a preponderance of the
evidence. Procedural Rules of the W. Va. Educ. & State Employees Grievance Bd. 156
C.S.R. 1 § 4.21 (2000);
Holly v. Logan County Bd. of Educ., Docket No. 96-23-174 (Apr.
30, 1997);
Hanshaw v. McDowell County Bd. of Educ., Docket No. 33-88-130 (Aug. 19,
1988).
See W. Va. Code § 18-29-6. Grievant alleges that his reduction-in-force in June
2000 was arbitrary and capricious, and demonstrated reprisal, harassment, and favoritism
on the part of the Board. The Board contends that its decision to RIF Grievant was based on careful
considerations of cost and liability, and its ultimate determination to turn over the
sanitation and water plants to municipalities or public service districts was in the best
interests of the schools.
Grievant first challenges the RIF on the basis that he holds the multi-classification
title of Sanitation Plant Operator/Foreman, and there was a less senior Foreman retained
by the Board. Grievant contends he should have had the opportunity to bump that
individual before being reduced.
(See footnote 4)
Concerning reductions-in-force,
W. Va. Code § 18A-4-8b
provides, in pertinent part:
If a county board is required to reduce the number of employees
within a particular job classification, the employee with the least amount of
seniority within that classification or grades of classification shall be properly
released and employed in a different grade of that classification if there is a
job vacancy: Provided, That if there is no job vacancy for employment within
the classification or grades of classification, he or she shall be employed in
any other job classification which he or she previously held with the county
board if there is a vacancy and shall retain any seniority accrued in the job
classification or grade of classification.
W. Va. Code § 18A-4-8g [1993] discusses multi-classification titles, and clarifies how
they are to be treated in a reduction-in-force situation. It states:
[s]chool service personnel who hold multi-classification titles shall accrue
seniority in each classification category of employment which said employee
holds and shall be considered an employee of each classification category
contained within his multi-classification title. Multi-classified employees shall
be subject to reduction in force in any category of employment contained
within their multi-classification title based on the seniority accumulated within
said category of employment: Provided, That if a multi-classified employeeis reduced in force in one classification category, said employee shall retain
employment in any of the other classification categories that he holds within
his multi-classification title.
W. Va. Code § 18A-4-8 defines Foremen as skilled persons employed for
supervision of personnel who work in the areas of repair and maintenance of school
property and equipment.
W. Va. Code § 18A-4-8 defines Sanitation plant operator as
personnel employed to operate and maintain a water or sewage treatment plant to ensure
consumption or environmental protection.
W. Va. Code § 18A-4-8 defines Multi-
classification as personnel employed to perform tasks that involve the combination of two
or more class titles in this section. There is no dispute that Grievant has held the multi-
classification title Foreman/Sanitation Plant Operator since 1992, or that Calvin Daniel was
classified as a Foreman in 1997. LIV G. Ex. 3.
The Board argues that Grievant was reduced-in-force in June 2000 as a Sanitation
Plant Operator. As Grievant was the only Sanitation Plant Operator employed by the
Board, there was no least senior employee in that classification to bump. In addition, the
Board argues that Grievant was not performing any supervisory duties at the time of the
June 2000 RIF, and was thus, not employed as a Foreman at that time. Finally, as there
were no Foreman vacancies for Grievant to move into, it was proper to RIF Grievant.
I agree with the Board that Grievant was not employed in his capacity as Foreman
at the time of the June 2000 RIF, and that the position that was reduced-in-force was his
position as Sanitation Plant Operator. Thus, Grievant was not entitled to bump Mr. Daniel
from his Foreman position in the Transportation Department. Grievant's next argument is that the decision to eliminate the Sanitation Plant
Operator position was arbitrary and capricious, and the Board's stated reason, lack of
need, is not supported by the evidence. The Board responds that it intended to, and
indeed has, turned over all of its sanitation and water plants to municipalities or public
service districts, and get out of the business of operating and maintaining these facilities.
Therefore, there simply is no need to employ a Sanitation Plant Operator.
County boards of education have broad discretion in personnel matters, including
making job assignments and transfers, but must exercise that discretion in a manner which
is not arbitrary or capricious.
Dillon v. Wyoming County Bd. of Educ., 351 S.E.2d 58 (W.
Va. 1986);
Conrad v. Nicholas County Bd. of Educ., Docket No. 97-34-388 (Jan. 12, 1998);
Mullins v. Logan County Bd. of Educ., Docket No. 94-23-283 (Sept. 25, 1995);
Dodson v.
McDowell County Bd. of Educ., Docket No. 93-33-243 (Feb. 15, 1994).
Generally, an action is considered arbitrary and capricious if the agency did not rely
on criteria intended to be considered, explained or reached the decision in a manner
contrary to the evidence before it, or reached a decision that was so implausible that it
cannot be ascribed to a difference of opinion.
See Bedford County Memorial Hosp. v.
Health and Human Serv., 769 F.2d1017 (4th Cir. 1985);
Yokum v. W. Va. Schools for the
Deaf and the Blind, Docket No. 96-DOE-081 (Oct. 16., 1996). While a searching inquiry
into the facts is required to determine if an action is arbitrary and capricious, the scope of
review is narrow, and an administrative law judge may not simply substitute her judgment
for that of the board of education.
See generally Harrison v. Ginsberg, 169 W. Va. 162,
286 S.E.2d 276, 283 (1982). The evidence and testimony made it quite clear that cost factors and liability
concerns were tantamount to the decisions of the Board to turn over the plants to publically
owned treatment works (POTW). Indeed, the liability has now been completely assumed
by the POTWs. Grievant attempted to show that a sole Sanitation Plant Operator could
handle the operation and maintenance of all of the plants, and that the cost savings to the
Board was nonexistent or insignificant. The bottom line, however, is that the Board
engaged in discussions and negotiations with the municipalities and public service districts
for approximately five years, and ultimately relinquished control of the plants. The
undersigned finds no evidence that this decision was entered into lightly, or that the
Board's stated reasons, cost and liability, were fictional. The undersigned finds no
evidence that the Board's decision to turn over its sanitation and water plants to POTWs
was arbitrary or capricious, even if Grievant alone could have satisfactorily operated and
maintained the plants.
Finally, Grievant alleges the actions taken by the Board in reducing him in June
2000 were the result of reprisal, harassment, and favoritism.
W. Va. Code § 18-29-2(p)
defines reprisal as the retaliation of an employer or agent toward a grievant or any other
participant in the grievance procedure either for an alleged injury itself or any lawful attempt
to redress it. A grievant claiming retaliation may establish a
prima facie case of reprisal
by establishing:
(1) that he engaged in protected activity, e.g., filing a grievance;
(2) that he was subsequently treated in an adverse manner by the
employer or an agent;
(3) that the employer's official or agent had actual or constructive
knowledge that the employee engaged in the protected activity; and
(4) that there was a causal connection (consisting of an inference of a
retaliatory motive) between the protected activity and the adverse treatment.
Conner v. Barbour County Bd. of Educ., Docket Nos. 93-01-543/544 (Jan. 31, 1995).
See
Frank's Shoe Store v. W. Va. Human Rights Comm'n, 365 S.E.2d 251 (W. Va. 1986);
Fareydoon-Nezhad v. W. Va. Bd. of Trustees/Marshall Univ., Docket No. 94-BOT-088
(Sept. 19, 1994);
Webb v. Mason County Bd. of Educ., Docket No. 89-26-56 (Sept. 29,
1989). If a grievant establishes a
prima facie case of reprisal, the employer may rebut the
presumption of retaliation raised thereby by offering legitimate, nonretailatory reasons for
its actions.
See Mace v. Pizza Hut, Inc., 377 S.E.2d 461 (W. Va. 1988);
Shepherdstown
Vol. Fire Dept. v. W. Va. Human Rights Comm'n, 309 S.E.2d 342 (W. Va. 1983);
Webb,
supra.
Grievant has made a
prima facie case of reprisal. He filed a grievance over his RIF
in 1996, which ultimately resulted in him being reinstated on February 1, 2000, to his
former position with the Board, with all back pay and benefits to which he was entitled.
Subsequently, approximately one month later, the Board took action to reduce Grievant's
position again effective June 30, 2000. Clearly, the Board had knowledge of the prior
grievance, and its action to RIF him again followed close in time to his reinstatement.
However, as discussed above, the Board has articulated legitimate business reasons for
its decision to turn over all of its sanitation and water plants to the POTWs. Having done
that, there simply is no need for the Board to employ a Sanitation Plant Operator, and its
decision to RIF Grievant was not retaliatory.
W. Va. Code § 18-29-2(n) defines harassment as repeated or continued
disturbance, irritation, or annoyance of an employee which would be contrary to the
demeanor expected by law, policy and profession. Grievant alleges he was harassed by
his superiors, specifically Assistant Superintendent Thompson, upon his return to
employment in February 2000, culminating with his reduction-in-force in June 2000.
Grievant points to the memorandum Mr. Thompson gave him when he returned to work,
detailing his job responsibilities and Mr. Thompson's expectations. While Grievant may
have been irritated or annoyed by this memorandum, Grievant has failed to prove that
the memorandum was issued with the intent to harass Grievant. Further, other than this
memorandum, Grievant pointed to no other specific incident, save the reduction-in-force,
which would constitute harassment. The undersigned finds Grievant has failed to establish
a case of harassment.
Favoritism is defined by
W. Va. Code § 29-6A-2(h), as unfair treatment of an
employee as demonstrated by preferential, exceptional or advantageous treatment of
another or other employees. In order to establish a
prima facie case of favoritism,
Grievant must establish the following:
(a)
that he is similarly situated, in a pertinent way, to one or more other
employee(s);
(b)
that the other employee(s) have been given advantage or treated with
preference in a significant manner not similarly afforded him;
and,
(c)
that the difference in treatment has caused a substantial inequity to him and
that there is no known or apparent justification for this difference.
Frantz v. W. Va. Dept. of Health and Human Resources, Docket No. 99-HHR-096 (Nov.
18, 1999);
Blake v. W. Va. Dept. of Transp., Docket No. 97-DOH-416 (May 1, 1998).
See
McFarland v. Randolph County Bd. of Educ., Docket No. 96-42-214 (Nov. 15, 1996). If
Grievant establishes a
prima facie case of favoritism, the Board may rebut this showing by
articulating a legitimate reason for its action. However, Grievant can still prevail if he can
demonstrate that the reason proffered by the Board was mere pretext.
See Tex. Dept. of
Community Affairs v. Burdine, 450 U.S. 248 (1981);
Frank's Shoe Store v. W. Va. Human
Rights Comm'n, 178 W. Va. 53, 365 S.E.2d 251 (1986);
Prince v. Wayne County Bd. of
Educ., Docket No. 90-50-281 (Jan. 28, 1990).
Grievant has failed to establish a
prima facie case of favoritism, simply because he
has failed to identify any other employee similarly situated to him who was treated in a
preferential manner. As noted above, Grievant was reduced-in-force from his employment
as a Foreman, but as a Sanitation Plant Operator. He was the only Sanitation Plant
Operator employed by the Board, and was not eligible for any other position with the
Board. Therefore, Grievant's allegation of favoritism must fail.
CONCLUSIONS OF LAW
1. Grievant has the burden of proving each element of his grievance by a
preponderance of the evidence. Procedural Rules of the W. Va. Educ. & State Employees
Grievance Bd. 156 C.S.R. 1 § 4.19 (1996);
Holly v. Logan County Bd. of Educ., Docket No.
96-23-174 (Apr. 30, 1997);
Hanshaw v. McDowell County Bd. of Educ., Docket No. 33-88-
130 (Aug. 19, 1988).
See W. Va. Code § 18-29-6. 2. County boards of education have substantial discretion on matters related
to the hiring, assignment, transfer, and promotion of school personnel. Nevertheless, this
discretion must be exercised reasonably, in the best interests of the schools, and in a
manner which is not arbitrary or capricious.
Dillon v. Board of Education, 177 W. Va. 145,
351 S.E.2d 58 (1986). Consistent with
Dillon, county boards have discretion to determine
the number of positions it will fill and the employment terms of such positions provided that
the requirements of
W. Va. Code § 18A-4-8 are met.
Lucion v. McDowell County Board
of Education, 191 W. Va. 399, 466 S.E.2d 487 (1994).
3.
W. Va. Code § 18A-4-8 provides authority for a county board to conduct a
reduction in force, specifically providing that the employee with the least amount of
seniority within a classification shall be properly released. Pursuant to
W. Va. Code §18A-
4-8g, service employees who are multi-classified accrue seniority in each classification title
they hold and a classified employee reduced in force in one classification category shall
retain employment in any of the other classification categories that he holds within his
multi-classification title.
4. Because of the employer's default in a prior grievance concerning the
reduction in force of Grievant's position in 1996, the Grievant was returned to work on
February 1, 2000, with the classification title of Sanitation Plant Operator/Foreman. The
Court required that Grievant be returned to the position that he held at the time of the 1996
RIF. The other sanitation plant operator, Norman Pannell, was also RIF'd in 1996, but did
not challenge his RIF. 5. Since Mr. Pannell was also RIF'd in 1996, when Grievant was returned to
work in February 2000, there was no subordinate employee for him to supervise, and
Grievant was no longer working as a Foreman. The position that was RIF'd in June 2000,
was the position of Sanitation Plant Operator. There were no vacant Foreman positions
which Grievant could be placed into, and thus the Board correctly acted to RIF Grievant
effective June 2000.
6. County boards of education have broad discretion in personnel matters,
including making job assignments and transfers, but must exercise that discretion in a
manner which is not arbitrary or capricious.
Dillon v. Wyoming County Bd. of Educ., 351
S.E.2d 58 (W. Va. 1986);
Conrad v. Nicholas County Bd. of Educ., Docket No. 97-34-388
(Jan. 12, 1998);
Mullins v. Logan County Bd. of Educ., Docket No. 94-23-283 (Sept. 25,
1995);
Dodson v. McDowell County Bd. of Educ., Docket No. 93-33-243 (Feb. 15, 1994).
7. Generally, an action is considered arbitrary and capricious if the agency did
not rely on criteria intended to be considered, explained or reached the decision in a
manner contrary to the evidence before it, or reached a decision that was so implausible
that it cannot be ascribed to a difference of opinion.
See Bedford County Memorial Hosp.
v. Health and Human Serv., 769 F.2d1017 (4th Cir. 1985);
Yokum v. W. Va. Schools for
the Deaf and the Blind, Docket No. 96-DOE-081 (Oct. 16., 1996). While a searching
inquiry into the facts is required to determine if an action is arbitrary and capricious, the
scope of review is narrow, and an administrative law judge may not simply substitute her
judgment for that of the board of education.
See generally Harrison v. Ginsberg, 169 W.
Va. 162, 286 S.E.2d 276, 283 (1982). 8. The Board's decision to turn over all of its sanitation and water plants to
POTWs or PSDs was not arbitrary or capricious. Thus, the decision to eliminate the
position of Sanitation Plant Operator was likewise not arbitrary or capricious.
9.
W. Va. Code § 18-29-2(p) defines reprisal as the retaliation of an employer
or agent toward a grievant or any other participant in the grievance procedure either for an
alleged injury itself or any lawful attempt to redress it. A grievant claiming retaliation may
establish a
prima facie case of reprisal by establishing:
(1) that he engaged in protected activity, e.g., filing a grievance;
(2) that he was subsequently treated in an adverse manner by the employer or
an agent;
(3) that the employer's official or agent had actual or constructive
knowledge that the employee engaged in the protected activity; and
(4) that there was a causal connection (consisting of an inference of a
retaliatory motive) between the protected activity and the adverse treatment.
Conner v. Barbour County Bd. of Educ., Docket Nos. 93-01-543/544 (Jan. 31, 1995).
See
Frank's Shoe Store v. W. Va. Human Rights Comm'n, 365 S.E.2d 251 (W. Va. 1986);
Fareydoon-Nezhad v. W. Va. Bd. of Trustees/Marshall Univ., Docket No. 94-BOT-088
(Sept. 19, 1994);
Webb v. Mason County Bd. of Educ., Docket No. 89-26-56 (Sept. 29,
1989). If a grievant establishes a
prima facie case of reprisal, the employer may rebut the
presumption of retaliation raised thereby by offering legitimate, non-retaliatory reasons for
its actions.
See Mace v. Pizza Hut, Inc., 377 S.E.2d 461 (W. Va. 1988);
Shepherdstown
Vol. Fire Dept. v. W. Va. Human Rights Comm'n, 309 S.E.2d 342 (W. Va. 1983);
Webb,
supra. 10. Grievant established a
prima facie case of reprisal. However, the Board
articulated legitimate, non-retaliatory reasons for its decision to eliminate the position of
Sanitation Plant Operator.
11.
W. Va. Code § 18-29-2(n) defines harassment as repeated or continued
disturbance, irritation, or annoyance of an employee which would be contrary to the
demeanor expected by law, policy and profession.
12. Grievant failed to prove by a preponderance of the evidence the Board
engaged in harassment of him from February 1, 2000, to the effective date of his RIF, June
30, 2000.
13. Favoritism is defined by
W. Va. Code § 29-6A-2(h), as unfair treatment of
an employee as demonstrated by preferential, exceptional or advantageous treatment of
another or other employees. In order to establish a
prima facie case of favoritism, a
grievant must establish the following:
(a)
that he is similarly situated, in a pertinent way, to one or more other
employee(s);
(b)
that the other employee(s) have been given advantage or treated with
preference in a significant manner not similarly afforded him;
and,
(c)
that the difference in treatment has caused a substantial inequity to him and
that there is no known or apparent justification for this difference.
Frantz v. W. Va. Dept. of Health and Human Resources, Docket No. 99-HHR-096 (Nov.
18, 1999);
Blake v. W. Va. Dept. of Transp., Docket No. 97-DOH-416 (May 1, 1998).
See
McFarland v. Randolph County Bd. of Educ., Docket No. 96-42-214 (Nov. 15, 1996). As
with discrimination, if a grievant establishes a
prima facie case of favoritism, a respondentmay rebut this showing by articulating a legitimate reason for its action. However, the
grievant can still prevail if they can demonstrate that the reason proffered by respondent
was mere pretext.
See Tex. Dept. of Community Affairs v. Burdine, 450 U.S. 248 (1981);
Frank's Shoe Store v. W. Va. Human Rights Comm'n, 178 W. Va. 53, 365 S.E.2d 251
(1986);
Prince v. Wayne County Bd. of Educ., Docket No. 90-50-281 (Jan. 28, 1990).
14.
Grievant failed to establish a prima facie case of favoritism.
Accordingly, this grievance is
DENIED.
Any party may appeal this decision to the Circuit Court of Kanawha County or to the
Circuit Court of Raleigh County. Any such appeal must be filed within thirty (30) days of
receipt of this decision. W. Va. Code § 18-29-7. Neither the West Virginia Education and
State Employees Grievance Board nor any of its Administrative Law Judges is a party to
such appeal, and should not be so named. However, the appealing party is required by
W. Va. Code § 29A-5-4(b) to serve a copy of the appeal petition upon the Grievance
Board. The appealing party must also provide the Board with the civil action number so
that the record can be prepared and properly transmitted to the appropriate circuit court.
__________________________________
MARY JO SWARTZ
Administrative Law Judge
Dated: July 9, 2001
Footnote: 1