LOIS BOARD, et al.
Grievants,
v. Docket No. 99-HHR-329
WEST VIRGINIA DEPARTMENT OF HEALTH &
HUMAN RESOURCES, BUREAU FOR BEHAVIORAL
HEALTH & HEALTH FACILITIES, LAKIN HOSPITAL,
Respondent.
D E C I S I O N
On June 9, 1999, Lois Board, Marilyn Bugg, Russell Stover, Brenda Black, Jennifer
Dunn, and Barbara Varian (Grievants), initiated this grievance pursuant to
W. Va. Code
§§ 29-6A-1,
et seq., alleging that Respondent West Virginia Department of Health and
Human Resources, Lakin Hospital (DHHR or Lakin), through their supervisors in the
Dietary Department, had engaged in discrimination, favoritism, unfair scheduling,
incompetency, unprofessional conduct, and harassment, thereby creating undue stress
and hardship in their employment situation. After limited relief was granted at Levels I and
II, Grievants appealed to Level III where an evidentiary hearing was conducted by
Grievance Evaluator M. Paul Marteney on July 26, 1999. On August 2, 1999, Jonathon
Boggs, Commissioner of DHHR's Bureau for Behavioral Health and Health Facilities,
issued a Level III decision granting the following relief:
1. All dietary supervisors and employees will be given in-service
training regarding proper polices and procedures, handling call-ins and
scheduling, and developing better customer service and employee relations;
2. A policy on call-ins will be developed based on the draft policy
outlined in the Level I decision;
3. A comprehensive interdepartmental policy and procedure for
the Dietary Department will be made and placed in the [D]ietary
[D]epartment for reference by all dietary employees and supervisors;
4. Policy L.202-8 will be followed for staffing vacancies on both
shifts; and
5. The remedies granted by the Level I and II decisions
(See footnote 1)
will be
implemented.
On August 9, 1999, Grievants appealed to Level IV alleging that DHHR was in
default for failing to issue the Level III decision within the time limits specified in
W. Va.
Code § 29-6A-3(a). A default hearing was conducted in this Grievance Board's office in
Charleston, West Virginia, on September 15, 1999. Thereafter, on September 24, 1999,
the undersigned issued an Order Denying Default.
On December 21, 1999, a Level IV hearing was held at Lakin Hospital.
(See footnote 2)
At the
conclusion of that hearing, the parties waived written closing arguments. This matterbecame mature for decision on December 23, 1999, upon receipt of the Level III hearing
transcript.
DISCUSSION
As this grievance does not involve a disciplinary matter, Grievants have the burden
of proving their grievance by a preponderance of the evidence. Procedural Rules of the
W. Va. Educ. & State Employees Grievance Bd. 156 C.S.R. 1 § 4.19 (1996);
Payne v.
W. Va. Dep't of Energy, Docket No. ENGY-88-015 (Nov. 2, 1988).
See W. Va. Code § 29-
6A-6. Grievants have alleged a variety of work-related problems, including discrimination,
favoritism, and harassment.
Discrimination is defined in
W. Va. Code § 29-6A-2(d), as "any differences in the
treatment of employees unless such differences are related to the actual job
responsibilities of the employees or agreed to in writing by the employees." This
Grievance Board has determined that grievants, seeking to establish a
prima facie case
(See footnote 3)
of discrimination under
Code § 29-6A-2(d), must demonstrate the following:
(a) that they are similarly situated, in a pertinent way, to one or more other
employee(s);
(b) that they have, to their detriment, been treated by their employer in a
manner that the other employee(s) has/have not, in a significant particular;
(c) that such differences were unrelated to actual job responsibilities of the
grievants and/or the other employee(s) and were not agreed to by the
grievants in writing.
Parsons v. W. Va. Dep't of Transp., Docket No. 91-DOH-246 (Apr. 30, 1992). Once a
grievant establishes a
prima facie case of discrimination, the employer can offer legitimate
reasons to substantiate its actions. Thereafter, the grievants may show that the offered
reasons are pretextual.
Hickman v. W. Va. Dep't of Transp., Docket No. 94-DOH-435
(Feb. 28, 1995).
See Tex. Dep't of Community Affairs v. Burdine, 450 U.S. 248 (1981);
Frank's Shoe Store v. W. Va. Human Rights Comm'n, 178 W. Va. 53, 365 S.E.2d 251
(1986);
Hendricks v. W. Va. Dep't of Tax & Revenue, Docket No. 96-T&R-215 (Sept. 24,
1996);
Runyon v. W. Va. Dep't of Transp., Docket Nos. 94-DOH-376 & 377 (Feb. 23,
1995).
Favoritism is similarly defined by
W. Va. Code § 29-6A-2(h), as unfair treatment
of an employee as demonstrated by preferential, exceptional or advantageous treatment
of another or other employees. In order to establish a
prima facie showing of favoritism,
grievants must establish the following:
(a) that they are similarly situated, in a pertinent way, to one or more other
employee(s);
(b) that the other employee(s) have been given advantage or treated with
preference in a significant manner not similarly afforded them;
(c) that the difference in treatment has caused a substantial inequity to them
and that there is no known or apparent justification for this difference.
Frantz v. W. Va. Dep't of Health & Human Resources, Docket No. 99-HHR-096 (Nov. 18,
1999);
Blake v. W. Va. Dep't of Transp., Docket No. 97-DOH-416 (May 1, 1998).
See
McFarland v. Randolph County Bd. of Educ., Docket No. 96-42-214 (Nov. 15, 1996). Aswith discrimination, if grievants establish a
prima facie case of favoritism, a respondent
may rebut this showing by articulating a legitimate reason for its action. However, the
grievants can still prevail if they can demonstrate that the reason proffered by respondent
was mere pretext.
See Burdine,
supra;
Frank's Shoe Store,
supra;
Prince v. Wayne
County Bd. of Educ., Docket No. 90-50-281 (Jan. 28, 1990).
W. Va. Code § 29-6A-2(l) defines "harassment" as "repeated or continual
disturbance, irritation or annoyance of an employee which would be contrary to the
demeanor expected by law, policy and profession." In order to establish harassment in
violation of
W. Va. Code § 29-6A-2(l), the grievants must show a pattern of conduct, rather
than a single improper act.
See Hall v. W. Va. Dep't of Transp., Docket No. 96-DOH-433
(Sept. 12, 1997);
Phares v. W. Va. Dep't of Public Safety, Docket No. 91-CORR-275 (Dec.
31, 1991).
See also Thompson v. Bd. of Trustees, Docket No. 96-BOT-097 (Dec. 31,
1996).
Grievants are employed in the Dietary Department at Lakin Hospital, where they are
assigned to the afternoon shift. Grievants are variously classified as Cooks or Food
Service Workers. Their immediate supervisor on the afternoon shift is Ginger Vanmeter,
a Food Service Supervisor. Martha Mynes, a Nutritionist II, is the overall supervisor for
the Dietary Department, and serves as Grievants' second-level supervisor. Edna
Patterson, another Food Service Supervisor, supervises the Dietary Department staff on
the morning shift. Because of an overlap between the two shifts, Ms. Patterson also has
supervisory authority over Grievants. In addition, Ms. Patterson and Ms. Vanmeter take
turns preparing the staffing schedule for the Dietary Department. Some of the scheduling problems identified at Level III apparently resulted from this
shared responsibility, inasmuch as Ms. Mynes would approve requested days off for one
or more of Grievants, but this approval was either not communicated to Ms. Patterson or
Ms. Vanmeter, or they overlooked that information when they made out the work schedule,
requiring an employee to choose between working on a day that had been approved as
leave, or forcing his or her fellow employees to work short-handed.
Because a number of remedies were granted to Grievants while this matter was
being pursued through the lower levels of the Grievance Procedure, and another portion
of the grievance was resolved by agreement between the parties prior to the Level IV
hearing, Grievants were asked to clearly indicate at the Level IV hearing what remedies
they were still seeking in this matter.
Grievant Board contended that, despite the remedies previously granted through
Level III, a problem remains with scheduling in the Dietary Department. In support of this
contention, she noted that on September 2, 1999, as a result of vacation and sick leave,
there were four employees available to work on the morning shift, but only three
employees assigned to the evening shift. Rather than find additional workers for the
evening shift, Grievants' supervisors approved the use of paperware, so that it was not
necessary to wash dishes after the evening meal. Grievants Varian and Bugg testified that
the normal practice was to have four employees on each shift. When only three
employees are available, the remaining employees have to perform the work that would
have been done by the fourth employee. Grievants contend this practice creates a
hardship for the three employees who work that shift, and contributes to low morale in theDietary Department. Grievants only established one instance where this situation occurred
since this grievance was filed. Although Grievants asked for equal treatment in
scheduling matters, they did not indicate what specific additional remedy, over and above
the corrective actions ordered at Levels I through III, was required to resolve this issue.
Grievant Varian stated that she was given a job description by Ms. Mynes that was
prepared by another Food Service Worker. In addition, the job description she received
was incomplete, because it did not include instructions for putting away the items on the
salad bar after the evening meal. At Grievant Varian's request, Ms. Mynes clarified the job
description the following day. Although it would obviously be helpful to a new employee
to have something more than a generic job description, none of the Grievants indicated
any policy, rule, or regulation that requires DHHR to provide an employee with a detailed
job description setting forth each element of their daily job duties. Likewise, there was no
explanation as to why a job description could not be prepared by an employee in the
position, and approved by the supervisor, rather than being prepared exclusively by the
supervisor.
Grievant Varian also complained about the manner in which she was spoken to over
the phone by a supervisor that she did not identify, when she was called a God damn
lazy shift worker. She reiterated a complaint from Level III that Ms. Patterson called her
sister a pig, when the sister, also a Lakin employee, was coming through the line for lunch.
Although such comments by a supervisor to Grievant Varian were demeaning and contrary
to the demeanor expected by a professional supervisor, this incident does not equate to
a pattern of improper conduct directed at her by Ms. Patterson.
See Hall,
supra;
Phares,
supra. Even assuming that Grievants established harassment in violation of
W. Va. Code
§ 29-6A-2(l), none of the Grievants indicated what remedy would be more appropriate than
the remedies previously granted at the lower levels to assure that this would not happen
again.
Grievant Varian also complained that there had not been weekly department
meetings, despite statements that regular meetings would be held with the staff. Grievants
did not indicate any rule, policy, or regulation which requires the supervisors to meet with
the staff at any time, although such meetings would appear to be preferable to grievance
hearings for ironing out disagreements between staff and management.
Another complaint involved the way the Grievants' absences were recorded on the
sign-in sheet in the Dietary Department. Initially, it was argued that Grievants were being
treated differently in regard to the use of red and green marks on these attendance
sheets. However, a preponderance of the evidence of record indicates that red indicates
an employee has scheduled leave in advance, while green indicates the employee called
in to take leave, either sick leave or annual leave, shortly before their shift, or they left
during their shift due to illness or some other unexpected development.
The record indicates that these color-coded entries are made to track possible leave
abuse. However, none of the Grievants have ever been counseled or disciplined for leave
abuse, none of the Grievants have had their annual evaluation lowered because of alleged
leave abuse, and none of the Grievants have ever been charged with an unauthorized
absence. One of the Grievants expressed resentment that her green marks (green
indicating an unscheduled absence) were larger than others. It was not shown how thesize of these marks operated to give any other employee any substantial advantage, or
worked to the detriment of any of the Grievants to a significant degree. Moreover, it was
not shown that any particular entry was ever made with regard to the Grievants which was
not in accordance with Lakin Hospital's written policies and procedures regarding leave
and attendance. Indeed, Grievants did not introduce those policies to establish what rules
their supervisors were required to follow.
(See footnote 4)
Grievant Stover complained that he has been asked to work over when the
afternoon shift is understaffed, noting that none of the employees from the morning shift
will agree to work over. Grievant Stover agreed that he voluntarily works over when asked,
because he does not want his fellow workers to be overwhelmed. However, he did not
indicate that he was not properly compensated for the hours he worked, or that any policy,
rule or regulation was being violated in these circumstances.
The jurisdiction of this Grievance Board is limited to the resolution of grievances as
defined in
W. Va. Code § 29-6A-2(i).
Skaff v. Pridemore, 200 W. Va. 700, 490 S.E.2d 787
(1997) (per curiam).
See Vest v. Bd. of Educ., 193 W. Va. 222, 455 S.E.2d 781 (1995).
Grievance is broadly defined in the grievance procedure for state employees to include:
any claim by one or more affected state employees alleging a violation, a
misapplication or a misinterpretation of the statutes, policies, rules,
regulations or written agreements under which such employees work,
including any violation, misapplication or misinterpretation regarding
compensation, hours, terms and conditions of employment, employment
status or discrimination; any discriminatory or otherwise aggrieved
application of unwritten policies or practices of their employer; any
specifically identified incident of harassment or favoritism; or any action,policy, or practice constituting a substantial detriment to or interference with
effective job performance or the health and safety of the employees.
W. Va. Code § 29-6A-2(i).
While this grievance procedure provides state employees with a mechanism to
pursue complaints regarding a variety of terms and conditions of employment, it does not
empower this Grievance Board with authority to simply substitute its judgment for that of
agency management in the day-to-day supervision of its workforce.
See Skaff,
supra.
Grievants did not establish that they were being treated differently from any other
employee, or any group of employees, in a manner which would constitute discrimination
under
W. Va. Code § 29-6A-2(d). Likewise, Grievants did not demonstrate that any other
employee or group of employees was receiving preferred treatment in any significant
matter, so as to establish favoritism in violation of
W. Va. Code § 29-6A-2(h). Further,
there was evidence that certain comments were made to one or more Grievants on various
occasions which were contrary to the demeanor expected from a professional supervisor.
However, Grievants did not demonstrate a pattern of conduct sufficient to establish that
Grievants have been subjected to harassment in violation of
W. Va. Code § 29-6A-2(l).
Therefore, Grievants failed to establish any entitlement to relief beyond those
remedies previously granted in the Level III decision in this matter, or attained as a result
of the partial resolution of this matter at Level IV.
See Hall,
supra.
Consistent with the foregoing discussion, the following Findings of Fact and
Conclusions of Law are made in this matter.
FINDINGS OF FACT
1. Grievants are employed by Respondent Department of Health and Human
Resources (DHHR) in the Dietary Department at Lakin Hospital (Lakin).
2. Grievants are all assigned to the afternoon shift. Their immediate
supervisor is Food Service Supervisor Ginger Vanmeter. Their second-level supervisor
is Nutritionist II Martha Mynes. Because of an overlap of shifts, Grievants also fall under
the supervision of Food Service Supervisor Edna Patterson. Ms. Patterson is primarily
responsible for supervising the morning shift in the Dietary Department.
3. Ms. Patterson and Ms. Vanmeter have been delegated shared responsibility
for preparing the staffing schedule in the Dietary Department.
4. Due to either oversight or a breakdown in communication, one or more
Grievants have been scheduled to work by Ms. Vanmeter or Ms. Patterson on days when
they had received approval from Ms. Mynes to be off.
5. Lakin normally staffs each shift with a minimum of four employees.
6. Grievant Stover has been asked to work beyond his normal shift on one or
more occasions when no employees from the morning shift volunteered to stay over to
cover for an absence on the afternoon shift. In each such case, Grievant Stover voluntarily
agreed to work, despite a personal preference to go home at the end of his scheduled
shift.
7. On at least one occasion in 1999, three Grievants have been required to
complete the duties normally performed by four employees on the afternoon shift, with theonly concession being that paperware was employed to serve and deliver food, so that
less cleanup was required after the evening meal.
8. On one occasion, Grievant Varian was provided a written job description,
prepared by an unidentified co-worker, which did not include all of her job duties. When
this problem was brought to Ms. Mynes' attention by Grievant Varian, the problem was
corrected the following day.
9. On one occasion since her employment at Lakin, Grievant Varian was cursed
over the phone and spoken to in a harsh and unprofessional manner by one of her
supervisors.
10. On one occasion, in Grievant Varian's hearing, Ms. Patterson referred to
Lakin employees going through the food line as pigs. Grievant Varian's sister, who is
also employed at Lakin, was one of the employees in the food line at that time.
11. The Dietary Department does not hold regular meetings with the staff. It was
not established that a meeting with employees from both shifts would be feasible during
normal working hours, given the meal schedule and the duties Grievants must perform.
12. Lakin uses red and green marks to track scheduled and unscheduled
absences by its employees. No adverse actions have been taken against any Grievant
based upon the number of red or green marks appearing on their attendance sheets.
CONCLUSIONS OF LAW
1. In a grievance which does not involve a disciplinary matter, the grievants
have the burden of proving their grievance by a preponderance of the evidence.
Procedural Rules of the W. Va. Educ. & State Employees Grievance Bd. 156 C.S.R. 1§ 4.19 (1996);
Payne v. W. Va. Dep't of Energy, Docket No. ENGY-88-015 (Nov. 2, 1988).
See W. Va. Code § 29-6A-6.
2. "Discrimination" is defined by
W. Va. Code § 29-6A-2(d) as
any differences
in the treatment of employees unless such differences are related to the actual job
responsibilities of the employees or agreed to in writing by the employees.
3.
W. Va. Code § 29-6A-2(h) defines favoritism as unfair treatment of an
employee as demonstrated by preferential, exceptional or advantageous treatment of
another or other employees.
4. In order to establish a
prima facie case of discrimination under
W. Va. Code
§ 29-6A-2(d), grievants must demonstrate the following:
(a) that they are similarly situated, in a pertinent way, to one or more other
employee(s);
(b) that they have, to their detriment, been treated by their employer in a
manner that the other employee(s) has/have not, in a significant particular;
(c) that such differences were unrelated to actual job responsibilities of the
grievants and/or the other employee(s) and were not agreed to by the
grievants in writing.
Parsons v. W. Va. Dep't of Transp., Docket No. 91-DOH-246 (Apr. 30, 1992).
5. In order to establish a
prima facie showing of favoritism, grievants must
establish the following:
(a) that they are similarly situated, in a pertinent way, to one or more other
employee(s);
(b) that the other employee(s) have been given advantage or treated with
preference in a significant manner not similarly afforded them;
(c) that the difference in treatment has caused a substantial inequity to them
and that there is no known or apparent justification for this difference.
Frantz v. W. Va. Dep't of Health & Human Resources, Docket No. 99-HHR-096 (Nov. 18,
1999);
Blake v. W. Va. Dep't of Transp., Docket No. 97-DOH-416 (May 1, 1998).
See
McFarland v. Randolph County Bd. of Educ., Docket No. 96-42-214 (Nov. 15, 1996).
6. If the grievants establish a
prima facie case of discrimination or favoritism,
the employer can offer legitimate reasons to support its actions. Thereafter, the grievants
may show that the offered reasons are pretextual.
Frantz,
supra.
See Tex. Dep't of
Community Affairs v. Burdine, 450 U.S. 248 (1981);
Frank's Shoe Store v. W. Va. Human
Rights Comm'n, 178 W. Va. 53, 365 S.E.2d 251 (1986).
7. Harassment is defined as repeated or continual disturbance, irritation, or
annoyance of an employee which would be contrary to the demeanor expected by law,
policy and profession.
W. Va. Code § 29-6A-2(l).
8. In order to establish harassment in violation of
W. Va. Code § 29-6A-2(l), the
grievants must show a pattern of conduct, rather than a single, isolated improper act.
See
Hall v. W. Va. Dep't of Transp., Docket No. 96-DOH-433 (Sept. 12, 1997);
Phares v.
W. Va. Dep't of Public Safety, Docket No. 91-CORR-275 (Dec. 31, 1991).
9. Grievants failed to demonstrate that their employer engaged in conduct
which constitutes discrimination, favoritism or harassment. 10. Grievants failed to establish that DHHR violated any law, rule, policy,
regulation, or written agreement in regard to Grievant's treatment as employees in the
Dietary Department at Lakin Hospital.
11. This Grievance Board does not have authority to substitute its judgment for
agency management in such matters as determining the work schedule for employees
assigned to a particular department.
See Skaff v. Pridemore, 200 W. Va. 700, 490 S.E.2d
787 (1997) (per curiam).
Accordingly, Respondent, West Virginia Department of Health and Human
Resources, is hereby ORDERED to implement all remedies granted to Grievants at Levels
I through III of the grievance procedure, not later than thirty (30) days from the date of this
Decision. All other relief requested by Grievants is hereby DENIED.
Any party, or the West Virginia Division of Personnel, may appeal this decision to
the Circuit Court of Kanawha County, or to the "circuit court of the county in which the
grievance occurred." Any such appeal must be filed within thirty (30) days of receipt of this
decision. W. Va. Code § 29-6A-7 (1998). Neither the West Virginia Education and State
Employees Grievance Board nor any of its Administrative Law Judges is a party to such
appeal and should not be so named. However, the appealing party is required by W. Va.
Code § 29A-5-4(b) to serve a copy of the appeal petition upon the Grievance Board. The
appealing party must also provide the Board with the civil action number so that the record
can be prepared and properly transmitted to the appropriate circuit court.
LEWIS G. BREWER
ADMINISTRATIVE LAW JUDGE
Dated: February 2, 2000
Footnote: 1 Copies of the Level I and II decisions were not provided to the undersigned by the
parties. Therefore, the record in this matter does not reflect exactly what those remedies
were.
Footnote: 2 DHHR was represented by Assistant Attorney General B. Allen Campbell.
Grievants Lois Board, Marilyn Bugg, Russell Stover, Jennifer Dunn, and Barbara Varian
appeared
pro se. Grievant Brenda Black did not appear for the Level IV hearing, nor did
she withdraw her grievance. Prior to the hearing, the parties reached an agreement that
resolved a portion of Grievants' complaints relating to availability of Lakin Hospital policies
and procedures.
See n. 4,
infra. However, the remainder of Grievants' concerns could not
be resolved, and the parties elected to proceed with the hearing.
Footnote: 3 A
prima facie case generally refers to a set of facts which, if not rebutted or
contradicted by other evidence, would be sufficient to support a ruling in favor of the party
establishing such facts.
See Black's Law Dictionary 1353 (4th ed. 1968).
Footnote: 4 Grievants' complaints regarding access to applicable policies and procedures was
resolved by agreement of the parties immediately prior to the Level IV hearing.