DONNA SHULL,
Grievant,
v v.
DEPARTMENT OF HEALTH AND HUMAN RESOURCES/
HUNTINGTON HOSPITAL,
Respondent.
DECISION
Donna Shull (Grievant) grieves her non-selection for a Payroll Assistant position at
Huntington Hospital. The grievance was waived at Level I; was denied at Level II; and was again
denied at Level III, after a hearing in which Grievant also alleged favoritism in the selection process.
After advancing the grievance to Level IV, Grievant and the Department of Health and Human
Resources/Huntington Hospital (Respondent) agreed to submit the matter for decision based upon
the record developed below.
(See footnote 1)
The grievance became mature for decision on January 15, 1998, the
deadline for the parties' submissions of proposed findings of fact and conclusions of law. For
reasons appearing below, the grievance must be denied.
FINDINGS OF FACT
1 1.
Grievant is employed with Respondent as an Office Assistant III at Huntington Hospital.
Grievant has approximately eighteen years' experience in timekeeping. She has
approximately ten years' experience working in the Personnel Department, with one year of
Payroll Assistant experience. She was backup for the Payroll Assistant position at issue
here for approximately three and one-half years. Grievant is a very good employee. (Tr. pp.
23-24, and 25-30; Grievant's Exhibit 1, sub-part 1.)
2 2.
In December of 1996, Respondent posted the position of Payroll Assistant in the Fiscal
Services Department. The position had been vacated through retirement of the incumbent.
Todd Deal, Director of Fiscal Services, was responsible for selecting an applicant.
(See footnote 2)
(Tr. pp.
4-5.)
3 3.
Mr. Deal was seeking a candidate who would be very assertive and would work
independently and follow up on tasks completely. (Tr. pp. 5-6.)
4 4.
Several persons applied for the position. Mr. Deal chose to interview only qualified
applicants from within State employment, and interviewed four applicants, including
Grievant and the successful applicant, Robin Darby. (Tr. pp. 6-7.)
5 5.
Most of the interviews lasted ten to fifteen minutes, and Mr. Deal posed the same or similar
questions to candidates. He explained the position briefly, went over the applicant's
qualifications, and asked if the applicant had any questions.
6 6.
Mr. Deal asked Grievant if she becomes nervous working to meet deadlines, if she can work
independently, if she could operate a computer, and what her strengths were. One applicant,
Wilma Harris, could not remember being asked about computer experience or payroll
experience, specifically, but recalled discussing information on her application and her job
experience up to that point. (Tr. pp. 6-7, 14-15, and 24.)
7 7.
Mr. Deal discussed filling the position with Michelle Runkle, Director of Health Information
Management. Mr. Deal informed Ms. Runkle he was going to select Ms. Darby for the
position, a couple of weeks before it was officially announced. Ms. Runkle did not knowwhether this was prior to interviews being conducted or not. Mr. Deal told Ms. Runkle that
he did not want to select Grievant because of her association with Kieth Ann Dressler,
Director of Human Resources. He thought that Grievant would report back to Ms. Dressler
about what went on in Fiscal Services, if she were hired for the position. (Tr. pp. 20-22.)
8 8.
Grievant's supervisor, Ms. Dressler, informed Mr. Deal that Grievant was qualified for the
Payroll Assistant position, and that she had been cross-trained to perform it while Ms.
Dressler was supervising the Payroll Assistant position. Grievant would, in Ms. Dressler's
opinion, be able to perform the duties of the Payroll Assistant position without any further
training. Ms. Dressler also informed Mr. Deal that Grievant had excellent attendance. Mr.
Deal asked Ms. Dressler whether Grievant's overtime would be a reason he could use to not
hire her. Ms. Dressler informed Mr. Deal that the overtime Grievant had worked was due
to extra projects, not to Grievant's inability to get her regular tasks done in an efficient
manner. (Tr. pp. 25-30.)
9 9.
Mr. Deal was familiar with Grievant and her work only in an indirect manner, as Grievant
worked in another department. Ms. Darby was employed under Mr. Deal's supervision, prior
to being selected for the Payroll Assistant position at issue here. (Tr. pp. 8-10.)
10 10.
Like Grievant, Ms. Darby met the minimum qualifications for the Payroll Assistant position.
She had a good basic clerical background, excellent computer skills, and an assertive
personality, in Mr. Deal's opinion. (Tr. pp. 7-8.)
11 11.
Mr. Deal selected Ms. Darby for the position, following interviews. (Tr. p. 10.)
12 12.
Mr. Deal did not notify Grievant by mail that she was not the successful applicant. Rather,
he unsuccessfully attempted to contact Grievant by telephone, and Grievant actuallydiscovered she had not been selected through the normal course of her work as an Office
Assistant III. At least one other applicant was notified through a telephone call from Mr.
Deal that she had not been selected for the position. (Tr. pp. 7 and 16.)
13 13.
Mr. Deal had not previously conducted employment interviews. He did not review materials
available to him regarding the interview process, or Huntington Hospital's standard interview
procedures, prior to conducting interviews for this position.
14 14.
Ms. Darby's Application for Examination form for the Payroll Assistant position is dated
February 7, 1997. (Tr. pp. 8-10; Grievant's Exhibit 1, sub-part 20.)
DISCUSSION
In a non-disciplinary grievance such as this, Grievant bears the burden of proving all of the
allegations of her grievance by a preponderance of the evidence.
Unrue v. W. Va. Div. of Highways,
Docket No. 95-DOH-287 (Jan. 22, 1996);
Tucci v. W. Va. Dept. of Transp., Docket No. 94-DOH-
592 (Feb. 28, 1995).
See W. Va. Code §29-6A-6, paragraph 5. If the grievant can demonstrate that
the selection process was so significantly flawed that he or she might reasonably have been the
successful applicant if the process had been conducted in a proper fashion, this Board will require
the employer to review the qualifications of the grievant versus the successful applicant.
Jones v.
Bd. of Trustees/W. Va. University, Docket No. 90-BOT-283 (Mar. 28, 1991).
However, the grievance procedure in
W. Va. Code §§29-6A-1,
et seq., is not intended to be
a "super interview" for unsuccessful job applicants. In this context, it only allows review of the legal
sufficiency of the selection process.
Thibault v. Div. of Rehab. Services, Docket No. 93-HRS-489
(July 29, 1994).
Accord,
Stover v. Kanawha County Bd. of Educ., Docket No. 89-20-75 (June 26,
1989). Unless proven arbitrary or capricious or clearly wrong, a State agency's decision made byappropriate personnel as to which candidate is most qualified for selection or promotion will be
upheld.
Ashley v. W. Va. Dept. of Health and Human Resources, Docket No. 94-HHR-070 (June
2, 1995);
Thibault,
supra;
Sloan v. W. Va. Univ., Docket No. BOR-88-109 (Sept. 30, 1988).
Generally, an agency's action is arbitrary and capricious if the agency did not rely on the factors that
were intended to be considered, entirely ignored important aspects of the problem, explained its
decision in a manner contrary to evidence before it, or reached a decision that is so implausible that
it cannot be ascribed to a difference of view.
Sheppard and Gregory v. W. Va. Dept. of Health and
Human Resources, Docket No. 97-HHR-186/187 (Dec. 29, 1997);
Thibault,
supra.
Here, Grievant showed that she was well-qualified for the posted position, having performed
at least some of the tasks of the position previously. She also proved that she is a good employee
generally, and would likely have been successful in the position. However, the fact that a candidate
has the most experience or the most seniority does not necessarily entitle that candidate to a position.
Lunau v. Div. of Corr., Docket No. 95-CORR-002 (May 31, 1995).
The successful applicant, Ms. Darby, was also qualified for the position. Mr. Deal explained
his choice by stating he believed Ms. Darby to be the most assertive applicant, and he felt she would
work independently to obtain information and follow up on tasks which required the involvement
of other parts of the hospital. Nothing in the policies cited by the parties prohibits an interviewer
from taking such subjective factors into consideration, and indeed subjective determinations
regarding an applicant's personality and other qualities are a vital part of the selection process.
DHHR's Policy Memorandum 2106, §B(6) clearly recognizes the importance of the interviewer's
discretionary judgments, and states that selection decisions should be based upon such judgments.
Mr. Deal explained his choice in a manner which related directly to job duties of the position. Itcannot be said as a matter of law that Mr. Deal's choice was clearly wrong, or arbitrary and
capricious.
Grievant alleged favoritism in Mr. Deal's selection of Ms. Darby.
W. Va. Code § 29-6A-2(h)
defines favoritism as unfair treatment of an employee as demonstrated by preferential, exceptional
or advantageous treatment of another or other employees.
In order to make a
prima facie showing of favoritism, Grievant must establish:
(a)
that she is similarly situated, in a pertinent way, to one or more other
employee(s);
(b)
that she has, to her detriment, been treated by her employer in a
manner that the other employee(s) have not, in a significant
particular; and
(c)
that such differences were unrelated [to the] actual job responsibilities
of the grievant and/or the other employee, and were not agreed to by
the grievant in writing.
Lunau,
supra; citing
Steele v. Wayne County Bd. of Educ., Docket No. 89-50-260 (Oct. 19, 1989).
Grievant and Ms. Darby were similary situated as qualified, in-house applicants for the
position. Mr. Deal knew Ms. Darby and her work performance, which influenced his decision-
making. He also knew Grievant, although they had much less, and more indirect, contact. However,
there is no logical or legal reason to prohibit basing hiring decisions, in part, on personal knowledge
of the applicants, so long as the considerations are not arbitrary or capricious.
Both employees' applications were considered and both were granted interviews. That one
employee was chosen while another was not, does not constitute detrimental treatment in a selection
case, unless the choice is unrelated to job responsibilities, is otherwise arbitrary and capricious, or
is otherwise contrary to law. Mr. Deal gave a rational explanation for selecting one of severalqualified applicants, and no favoritism is found under the circumstances here.
Integrally related to her claims, Grievant has consistently alleged that Mr. Deal had pre-
selected Ms. Darby, prior to interviewing the applicants.
(See footnote 3)
Mr. Deal specifically denied selecting Ms.
Darby prior to conducting the interviews. However, other witnesses gave testimony which calls his
denial into question.
Ms. Runkle testified that she knew Ms. Darby would be selected approximately two weeks
before the selection was officially announced. Assuming that the official announcement date was
the date upon which Grievant was notified of his decision, around February the 10
th (Tr. pp. 23-
24), the selection decision was made somewhere around January 28, 1997. However, the inexact
language used by Ms. Runkle, and Grievant's somewhat vague estimation of when she was notified,
mean that just a few days' discrepancy makes a vital difference. Such does not provide a convincing
basis for declaring that Mr. Deal made his selection prior to interviewing Grievant on January 31,
1997. Moreover, Ms. Runkle specifically refused to say Mr. Deal had made his selection prior to
conducting interviews.
Ms. Dressler's testimony regarding Grievant's overtime implied that Mr. Deal was searching
for justifications for not selecting Grievant.
(See footnote 4)
However, Ms. Dressler failed to indicate when theconversation about Grievant's overtime took place, and it cannot be assumed that Mr. Deal called
Ms. Dressler prior to conducting the interviews. This evidence is insufficient to carry Grievant's
burden of proving that Ms. Darby had actually and finally been selected prior to Grievant's
interview.
Grievant further implied that some violation was evidenced by the fact that Ms. Darby's
Division of Personnel application form was submitted after the interviews had been conducted.
However, Grievant did not cite any statute, rule, regulation, policy or other source defining an
application for a vacancy as the Application for Examination form, or requiring an applicant,
who already is a State employee in the agency, to submit this form prior to being considered for a
vacancy. Respondent asserts that there is no such provision, and that it is perfectly acceptable for
an applicant to be interviewed prior to submitting such a form.
An applicant's likelihood of meeting minimum qualifications may be generally deduced from
resumes or other information typically submitted with an application, or from one's personal
knowledge of an applicant's qualifications.
(See footnote 5)
It may be within the interviewer's discretion whether
to interview and even recommend for hire a person who has not previously been determined by the
Division of Personnel to meet minimum qualifications. After all, if a recommended applicant is notminimally qualified, the Division of Personnel will undoubtedly so inform the agency, and, at worst,
the posting and interview process may have to be repeated. Such a post-selection review by the
Division of Personnel appears to be contemplated, as DHHR Policy Memorandum 2106, §IX(A)
states that, [w]hen it is unclear whether or not an applicant meets the minimum requirements,
clarification may be obtained from the Division of Personnel... At any rate, I am unaware of any
legal requirement which supports Grievant's argument, and cannot find that the selection process
here was fatally flawed by allowing submission of the form after the posting and interviewing had
been completed. Grievant's claim on this point must fail.
Grievant did prove that Mr. Deal failed to follow departmental policy, in notifying
unsuccessful applicants by telephone. DHHR Policy Memorandum 2106 states that unsuccessful
applicants must be informed in writing that they have not been selected. However, Grievant did
receive notification, and there was no harm suffered as a result of Mr. Deal's deviation from policy.
Most importantly, the selection decision would not have been altered had Mr. Deal followed the
notification procedure. In other words, had this flaw been eliminated, the outcome would have been
the same. Consequently, relief based upon this minor irregularity would be inappropriate.
See e.g.,
Bell v. W.Va. Div. of Corr., Docket No. 89-CORR-670 (Oct. 31, 1990) (relief not granted when
requested relief not reasonably related to harm done).
CONCLUSIONS OF LAW
1 1.
In a non-disciplinary grievance such as this, Grievant bears the burden of proving all of the
allegations of her grievance by a preponderance of the evidence. Unrue v. W. Va. Div. of
Highways, Docket No. 95-DOH-287 (Jan. 22, 1996); Tucci v. W. Va. Dept. of Transp.,
Docket No. 94-DOH-592 (Feb. 28, 1995). See W. Va. Code §29-6A-6, paragraph 5.
2 2.
If the grievant can demonstrate that the selection process was so significantly flawed that he
or she might reasonably have been the successful applicant if the process had been conducted
in a proper fashion, this Board will require the employer to review the qualifications of the
grievant versus the successful applicant. Jones v. Bd. of Trustees/W. Va. Univ., Docket No.
90-BOT-283 (Mar. 28, 1991).
3 3.
The grievance procedure in W. Va. Code §§29-6A-1, et seq., is not intended to be a "super
interview" for unsuccessful job applicants, rather, in this context it allows review of the legal
sufficiency of the selection process. Thibault v. Div. of Rehab. Serv., Docket No. 93-HRS-
489 (July 29, 1994). Accord, Stover v. Kanawha County Bd. of Educ., Docket No. 89-20-75
(June 26, 1989).
4 4.
Unless proven arbitrary or capricious or clearly wrong, an agency decision made by
appropriate personnel as to which candidate is most qualified for selection or promotion will
be upheld. Ashley v. W. Va. Dept. of Health and Human Resources, Docket No. 94-HHR-
070 (June 2, 1995); Thibault, supra; Sloan v. W. Va. Univ., Docket No. BOR-88-109 (Sept.
30, 1988).
5 5.
Generally, an agency's action is arbitrary and capricious if the agency did not rely on the
factors that were intended to be considered, entirely ignored important aspects of the
problem, explained its decision in a manner contrary to evidence before it, or reached a
decision that is so implausible that it cannot be ascribed to a difference of view. Sheppard
and Gregory v. W. Va. Dept. of Health and Human Resources, Docket No. 97-HHR-186/187
(Dec. 29, 1997); Thibault, supra.
6 6.
W. Va. Code § 29-6A-2(h) defines favoritism as unfair treatment of an employee asdemonstrated by preferential, exceptional or advantageous treatment of another or other
employees.
7 7.
In order to make a prima facie showing of favoritism, Grievant must establish:
(a)
that she is similarly situated, in a pertinent way, to one or more other
employee(s);
(b)
that she has, to her detriment, been treated by her employer in a manner that
the other employee(s) have not, in a significant particular;and
(c)
that such differences were unrelated [to the] actual job responsibilities of the
grievant and/or the other employee, and were not agreed to by the grievant in
writing.
, Docket No. 95-CORR-002 (May 31, 1995); citing
Steele, et al. v.
Wayne County Bd. of Educ., Docket No. 89-50-260 (Oct. 19, 1989).
8 8.
In this case, the agency was neither clearly wrong nor arbitrary or capricious.
9 9.
Grievant has not met her burden of proving that the selection process was fatally flawed, or
that Respondent engaged in unlawful favoritism.
Accordingly, this grievance is
DENIED.
Any party, may appeal this decision to the circuit court of the county in which the grievance
occurred, and such appeal must be filed within thirty (30) days of receipt of this decision. W. Va.
Code §29-6A-7. Neither the West Virginia Education and State Employees Grievance Board nor
any of its Administrative Law Judges is a party to such appeal and should not be so named. Any
appealing party must advise this office of the intent to appeal and provide the civil action number
so that the record can be prepared and transmitted to the appropriate court.
Dated: January 26,1998 _________________________
JENNIFER J. MEEKS
Administrative Law Judge
Footnote: 1