v. Docket No. 93-HHR-450
W.VA. DEPARTMENT OF HUMAN RESOURCES/
WELCH EMERGENCY/DIVISION OF PERSONNEL
The grievant, Roger Riffe, is employed by the West Virginia
Department of Health and Human Resources (HHR) as an Office
Assistant I (OAI) at Welch Emergency Hospital (WEH). He initiated
a grievance at Level I July 26, 1993
(See footnote 1) , alleging,
The grievant's supervisor was without authority to grant relief and
the parties agreed to waive Level II per W.Va. Code §29-6A-3(c).
The grievance was denied at Level III following a hearing held
September 14, 1993, and appeal to Level IV was made November 1,
1993. A Level IV hearing was held March 25, 1994, and the parties
subsequently declined to submit proposed findings of fact and
conclusions of law.
The grievant has been employed in WEH's Medical Records
Department (MRD) for approximately four years. He served his first
eighteen months as either a ninety-day temporary or "contract"
employee. While so serving, he completed a detailed description of
his duties in June 1991 which was submitted to the West Virginia
Division of Personnel (Personnel) for use in its preparations to
conduct a statewide reclassification of HHR positions in 1992. In
November 1991, the grievant was regularly employed as a Clerk II at
the hospital.
In its implementation of the reclassification plan, Personnel
abolished the Clerk series of positions and replaced it with the
Office Assistant series.
(See footnote 2) Personnel determined that the
specifications for OAI constituted the "best fit" for the
grievant's duties, as reflected on his June 1991 assessment. The
grievant was notified in December 1992 that his position would be
so classified. Apparently, the action became effective in January
1993. On August 23, 1993, after grievance proceedings were
initiated, the grievant completed another written assessment of his
duties.
(See footnote 3)
The grievant asserts that Personnel erred in its determination
that his duties more closely coincided with the job description for
Office Assistant I than that for Medical Records Assistant. Hecontends that his responsibilities "clearly" fall within the
specifications for Medical Records Assistant.
(See footnote 4) HHR and Personnel
maintain the OAI description constitutes the "best fit" for the
grievant's position.
(See footnote 5) Essentially, the respondents assert that
the grievant's tasks do not rise to the level of those of a
paraprofessional.
In order to prevail upon a claim of misclassification, a
grievant must prove by a preponderance of the evidence that his
duties are those of a classification other than the one assigned,
as described by the specifications for that classification
promulgated by the West Virginia Division of Personnel. Bannister
v. W.Va. Dept. of Human Services, Docket No. 89-DHS-251 (Nov. 3,
1989). The analysis is focused upon whether the grievant's current
classification constitutes the "best fit" for his required duties,
Simmons v. W.Va. Dept of HHR/Div. of Personnel, Docket No. 90-H-433
(Mar. 28, 1991), and must include deference to Personnel's
interpretation and explanation of the classification specifications
at issue. W.Va. Dept of Health v. Blankenship, 431 S.E.2d 681, 687
(W.Va. 1993).
The specifications for OAI provide,
Nature of Work
Under close supervision, performs entry level work in a
variety of routine clerical tasks within prescribed procedures and
guidelines. Performs related work as required.
Distinguishing Characteristics
Performs routine clerical tasks as a predominant portion of
the job. Tasks may include sorting and filing documents, typing
routine forms and labels, sorting and distributing mail. May enter
data using a video display terminal and make inquiries into the
system; data work is limited to a few simple applications.
At this level, the predominant tasks are of a routine nature
with well-structured directives for completing the work. Work is
learned through repetition and requires ability to learn the steps
in a series of related tasks, which are typically a part of a
broader work function. Work is reviewed for completeness and
accuracy or provides an inherent system of checks. Contracts are
typically informational; position is limited in authority for
independent action.
Examples of Work
Sorts and files documents numerically, alphabetically or according
to other predetermined classification criteria; pulls material
from files upon request.
Types routine correspondence, forms, and labels.
Operates office equipment such as adding machines, electrical
calculating or copying machine or other machines requiring no
special previous training.
Answers telephone; takes messages; routes calls; answers only
general information questions.
Receives, sorts and distributes incoming and outgoing mail and
performs messenger work.
Inventories, stocks and distributes office supplies.
Counts, collates, codes, sorts, staples and inserts forms in
envelopes.
Posts information to log or ledger for record-keeping purposes.
Collects, receipts, counts and deposits money.
May enter data into a video display terminal; may make inquiries
into the system; may run a mailing list.
May microfilm documents for record maintenance.
Knowledge, Skills and Abilities
Knowledge of office procedures and methods.
Knowledge of business English, spelling and arithmetic.
Ability to operate the common types of office equipment incidental
to the job.
Ability to maintain routine clerical records and to prepare reports
from these records.
Ability to understand and follow oral and written instructions.
Minimum Qualifications
TRAINING Education equivalent to graduation from a standard four-
year high school.
The specifications for MRA provide,
Nature of Work
Under general supervision, performs paraprofessional work at
the full-performance level in the maintenance of medical records in
a state health care facility. Responsible for the upkeep and
condition of patient files, including typing, indexing, coding, and
filing. Compiles medical care census data. May supervise the
medical records unit in a small facility. May work nights,
evenings, weekends and/or holiday. Performs related work as
required.
Examples of Work
Codes and indexes patient files.
Analyzes patient's records to assure all information is included
and in proper format.
Files information related to patient charts and files, in
compliance with federal, state and professional standards.
Compiles statistical reports: Outpatient, patient and facility
activity, deaths, long-term care, substance abuse, medicaid,
medicare and other related reports.
Types labels, file folders, forms, and related correspondence;
writes correspondence concerning information contained in medical
records.
Bills appropriately for medicare, medicaid and other accounts.
Purges files when necessary.
Decides if all files are complete and accurate and returns file to
appropriate person for changes when necessary.
Uses patient's charts to complete questionnaires and various
reports.
Knowledge, Skills and Abilities
Knowledge of principles and practices of medical records
management.
Knowledge of medical, psychiatric and anatomical terminology.
Knowledge of codes and indices used in filing medical records and
materials.
Knowledge of applicable state and federal requirements and
certifications.
Ability to abstract, analyze and interpret medical records.
Ability to compile and write statistical, medical and related
reports and summaries.
Minimum Qualifications
TRAINING: Graduation from a standard high school.
EXPERIENCE:
Obviously, the primary difference in the specifications is
that those for OAI contemplate that the incumbent will perform onlyroutine "generic" clerical tasks while the description for MRA
evinces an intent that the employee will perform more specialized
and, thus, more demanding clerical work in a medical records
department.
(See footnote 6) A second and perhaps related distinction of note is
that the OAI is not required to work as independently as the MRA.
Finally, the specifications indicate that the MRA may perform tasks
which are not purely clerical in nature, i.e., originating
correspondence and analysis of data.
The two job assessments completed by the grievant constitute
the best evidence of the nature of the grievant's day-to-day
responsibilities.
(See footnote 7) Those assessments reflect that since the
grievant's clerical tasks are performed in a medical records
department, many of those tasks correspond to duties listed in the
MRA specifications. For example, the grievant answers the
telephone, creates files, enters patient information in the files,
organizes various documents in the files, and responds to requests
for patient information. The record otherwise reflects that thegrievant is supervised but not as closely as the OAI description
contemplates.
(See footnote 8)
The assessments do not, however, support that the grievant is
required to perform any of the more advanced and technical duties
which essentially distinguish the MRA series of positions from the
OA series. No mention is made in the documents of compiling
statistical reports, originating correspondence, patient billing,
or purging files. In short, the record amply supports the
assertion of Personnel that the majority of the grievant's time is
spent on "structured, routine and repetitive" tasks which
characterize the OAI position and that, despite his assignment to
a medical records department, his duties do not rise to the level
of a paraprofessional. As previously noted, Blankenship, supra,
dictates that Personnel's assessment be afforded great weight.
In addition to the foregoing, the following conclusions of
law are made.
Dated: January 13, 1995