v. Docket No. 93-HHR-050
DEPARTMENT OF HEALTH AND HUMAN
RESOURCES/HUNTINGTON STATE HOSPITAL
Grievant, Gary Perdue, was dismissed from employment as a
Health Service Worker at Huntington State Hospital ("HSH") on
January 27, 1993. The reasons stated for his termination were
"verbal patient abuse, violation of the West Virginia Drug-Free
Work Place Policy (i.e., appearing for work with alcohol in your
body system), and the flagrant disregard of the authority of your
supervisor."
(See footnote 1) Respondent's Exh. No. 6. This action was part of
the employer's progressive discipline policy. Because this was a
disciplinary action, the Grievant filed this grievance directly to
Level IV on February 8, 1993. On his grievance form he stated he
was "unjustly terminated in violation of West Virginia
Administrative Rules and Regulations." After numerous continuances
and two hearings, this case came mature for decision on October 25,
1993.
(See footnote 2)
In the termination letter HSH detailed the various reasons for
the Grievant's termination. In the area of patient abuse, the
Grievant was alleged to have told a patient, "You better shut the
hell up or I will suffocate you with a pillow." The letter also
stated he taunted an alcoholic patient by saying, "Well, I'm going
to go drink a cold one, and I'll think about you."
Further, the letter stated the Respondent had received
multiple complaints from patients and employees, that he came to
work with alcohol on his breath. The letter also charged that the
Grievant had stated on January 13, 1993, in front of two RNs, that
he always drank before coming to work and would continue to do so.
The dismissal letter also referred to the Grievant's prior
thirty day suspension in 1988 for consuming alcohol on State
property, reporting to work in an unfit condition due to
intoxication, and abandonment of his position. The Grievant had
also been suspended in November, 1992 for excessive absenteeism and
calling in sick in conjunction with days off.
(See footnote 3) Neither of theseprior suspensions were grieved. As in all disciplinary actions the
Respondent has the burden of proving the Grievant's dismissal was
appropriate. Schmidt v. West Virginia Dept. of Highways, Docket
No. DOH-88-063 (Mar. 31, 1989). At the hearing the Respondent
presented the testimony of several employees and signed statements
of two former patients as proof of these charges.
Ms. Julie Mannon, RN, the Grievant's head nurse
(See footnote 4) and direct
Supervisor from July, 1992 to January, 1993, testified she talked
to him about the patient's complaints of alcohol on his breath.
She testified that he told her he slept late, went to eat around 9
- 9:30 p.m., and had beer to drink with his meal. He denied that
he was drunk. The Grievant reports to work at 10:45 p.m. She
further testified that he said, "Yes, I come to work after
drinking, but I'm not drunk."
Ms. Clara Woods, RN, a relief night shift nurse, supervised
the Grievant after the fall of 1992 when he was assigned to one of
her units. As a relief supervisor she only worked with the
Grievant a couple of times a month, on Friday and Saturday during
the fall and winter of 1992-1993. She stated that during that time
she smelled alcohol on the Grievant's breath two or three times,
and the patients complained to her about his smelling of alcohol.
HSH Patient Advocate, Nancy Fry, also testified for the
Respondent. Although she had no first hand knowledge of the Grievant's behavior, she testified to the patient's complaints she
had received which resulted in two signed statements from patients.
The first statement, recorded by Ms. Fry and signed by Mr.
J.R.
(See footnote 5) , a patient, stated the Grievant smelled of alcohol every
night. This patient also said Mr. Perdue told him he goes to his
car at break to drink, and even kidded him about going out to drink
a beer and thinking about him. Mr. Ratliff, who, according to the
record had a drinking problem, also stated that on Christmas of
1992 the Grievant was clearly intoxicated as he had red eyes and
face and had difficulty walking.
The second recorded statement is signed by Ms. K.W., a former
patient. She stated the Grievant came to work with "blood red"
eyes and the smell of alcohol on his breath which he tried to cover
up with mints. She also said he had threatened to smother a
patient.
The Respondent presented evidence and testimony about the
prior suspension for drinking. This was unnecessary since the
incident was not grieved, and the information in the suspension
letter was accepted as true. Interestingly, the Grievant stated at
hearing that this suspension was not for drinking even though the
suspension letter clearly states the Grievant was found consuming
alcohol on the premises and was in an unfit condition to work due
to intoxication.
Additionally, Respondent submitted into the record, without
objection, the Grievant's signed statement saying he had read and
understood the various alcohol and controlled drug policies,
including the Drug-Free Work Place Policy, that were in place at
HSH while he worked there.
Mr. Gary Knootz, who was qualified as an expert on alcoholism,
also testified for the Respondent. He stated that it would take
the body approximately one hour to metabolize each beer consumed.
Mr. Knootz also testified that alcoholics were unreliable in
reporting their alcohol consumption.
The Grievant's testimony consisted of a flat denial. He
repeatedly denied he came to work drunk, or under the influence of
alcohol. He testified he was an alcoholic
(See footnote 6) and had been through
two treatment programs. He also stated he had chosen not to pursue
the help offered by the Employee Assistant Program.
He further testified, "Yes, I drink a beer once in awhile" but
that he never drank hard liquor anymore, and it was when he drank
hard liquor that he considered himself an alcoholic. He stated he
might have a six-pack of beer on his day off, and on days he was
scheduled to work he occasionally went to Pizza Hut® with his
girlfriend and split a small pitcher of beer with her while they
ate pizza. He said this eating and drinking took place at 3:00
p.m., well before he went to work. He further stated if thepatients and employees could still smell the alcohol on his breath
he was sorry, but he was not drunk.
He related he had had a conversation with Ms. Mannon about his
drinking, but had told her emphatically that he might have a beer,
"a glass and a half" at 3:00 p.m. with his pizza, but "never"
later. He further testified, "I abstain to where I have control",
and that he has never gone to work drunk or with alcohol on his
breath. When questioned about his prior 1988 suspension in
relation to these answers he stated that he didn't get suspended
for drinking, but for having an open beer can in his car at work.
(See footnote 7)
No other relevant testimony was adduced at hearing.
As previously noted the Respondent has the burden of proof in
a discharge case. This burden must be met by the preponderance of
evidence standard. Since almost no testimony was introduced to
support the patient abuse charge other than the signed statement of
Ms. K.W., this violation has not been proven. However, the
evidence on the violation of the Drug-Free Work Place Policy is
convincing and substantial.
The Respondent presented two witnesses who testified Grievant
violated the employer's Drug-Free Work Place Policy. The Grievant
introduced no reason why these individuals would be biased against
him or motivated to lie.
Additionally, the Respondent submitted signed statements of
two former patients who charged the Grievant violated the Drug-Free
Work Place Policy. These statements are obviously hearsay, butrelevant hearsay is admissible in administrative hearings. W. Va.
Code §29-6A-6. The key question is what weight to give this
testimony.
In Borninkhof v. Department of Justice, 5 MSBP 150, (1981),
the Merit System Protection Board identified several factors that
affect the weight hearsay evidence should be accorded. These
factors are: 1) the availability of persons with first hand
knowledge to testify at the hearings; 2) whether the declarants'
out of court statements were in writing, signed, or in affidavit
form; 3) the agency's explanation for failing to obtain signed or
sworn statements; 4) whether the declarants were disinterested
witnesses to the events, and whether the statements were routinely
made; 5) the consistency of the declarants' accounts with other
information, other witnesses, other statements, and the statement
itself; 6) whether collaboration for these statements can be found
in agency records; 7) the absence of contradictory evidence; and 8)
the credibility of the declarants when they made their statements.
Id.; Seddon v. West Virginia Dept. of Health/Kanawha-Charleston
Health Department, Docket No. 90-8-115 (June 8, 1990).
Mr. J.R. and Ms. K.W., the former patients, were subpoenaed to
testify at the hearing, but did not respond. Their statements were
recorded by Ms. Fry, the Patient Advocate, and signed by the
declarants. It appears the declarants were not totally
disinterested parties to the events, because they were upset that
a Health Care Worker would come to work with alcohol on his breath
and/or in a state of intoxication. The initial patient statementswere made in conformity with the hospital's grievance procedure.
Resp. Exh. No. 8 at § 1B.
These statements are consistent with and collaborated by the
testimony of Ms. Woods and Ms. Mannon, are consistent with each
other, and have internal consistency. As to the credibility of the
individuals at the time of the statements, this ALJ cannot judge.
Although they were patients at HSH at the time these statements
were dictated, no evidence was introduced that the individuals
suffered from some type of psychosis or were unable to
differentiate truth from reality. The Grievant testified he
remembered one of the declarants, Mr. J.R., and he did talk and
occasionally joke with him.
The last factor identified by the Merit System Protection
Board to use in assessing hearsay evidence is the absence of
contradictory evidence. The only contradictory evidence of record
is the Grievant's testimony, which was a flat denial of ever coming
to work impaired. After reviewing these factors, this Judge finds
the signed statements of Mr. J.R. and Ms. K.W. must be accorded
some weight, and they can be used to support the direct testimony
of Ms. Mannon and Ms. Woods.
Since the Grievant's testimony directly contradicts the
testimony of Respondent's four witnesses it is necessary to assess
the credibility of witnesses. The United States Merit System
Protection Board Handbook ("MSPB Handbook") is helpful in setting
out factors to examine when assessing credibility. Harold J. Asher
and William C. Jackson, Representing the Agency before the UnitedStates Merit System Protection Board 152-53 (1984). Some factors
to consider in assessing a witness's testimony are the witness's:
1) demeanor; 2) opportunity or capacity to perceive and
communicate; 3) reputation for honesty; 4) attitude toward the
action; and 5) admission of untruthfulness. Id. Additionally the
ALJ should consider 1) the presence or absence of bias, interest,
or motive; 2) the consistency of prior statements; 3) the existence
or nonexistence of any fact testified to by the witness; and 4) the
plausibility of the witness' information. Id.
Unfortunately this ALJ only observed the Grievant during the
second hearing. There was nothing remarkable in his demeanor. He
was at times somewhat hostile or sarcastic, but this alone, given
the seriousness of the situation, was not assessed as unusual.
Nothing untoward was noted in his capacity to communicate. His
perception is called into question by his continued denials that
his 1988 suspension did not involve intoxication. This testimony,
a flat denial of any alcohol-related wrongdoing, also calls into
question his credibility. Additionally, his veracity is questioned
because he received a 3 day suspension in 1992 for abuse of sick
time connected with days off. His attitude toward this action
appeared to be defensive, hostile, and one of irritation. There
was no admission of untruthfulness.
As with all testimony, the Grievant's statements were self-serving. There was inconsistency between his recounting of his
conversation with Ms. Mannon and her recounting of the
conversation.
He also remembered teasing Mr. J.R., but said he did not
harass him. There was inconsistency between his statements and all
other witnesses.
The two factors which really call into question the Grievant's
credibility are the areas of existence of material fact and the
plausibility of his information. It is a material fact that the
Grievant received a ten day, ungrieved suspension for drinking at
work and being so intoxicated he was unfit for work. The Grievant
testified he never drank or was intoxicated at work, but that he
was suspended for having an open alcohol container on state
property.
Further the Grievant's testimony about his drinking gives one
pause. The Grievant testified he is an alcoholic, has been in two
different in-patient treatment programs, and is currently attending
Alcoholics Anonymous. He then states these programs tell him to
abstain or to drink in moderation. This ALJ will take
administrative notice that Alcoholics Anonymous recommends total
abstinence from all alcoholic beverages. The Grievant further
testified that he does not have to abstain because he has control
now since he is not drinking "hard liquor." This statement flies
in the face of the Grievant's prior suspension in 1988 which
involved the consumption of beer, not "hard liquor." Additionally,
it's difficult to believe that a confessed alcoholic can go out at
3:00 p.m., have only one and a half beers, quit, and then have the
smell of alcohol so strongly on his breath at 11:00 p.m. that there
are multiple complaints.
As far as assessing the testimony of Ms. Mannon and Ms. Woods
this ALJ found no reasons to believe their testimony was not
credible. No bias or motive was demonstrated, their statements
were consistent and plausible, and no evidence of dishonesty was
revealed. As previously noted, Mr. Knootz, Respondent's expert on
alcoholism, notes that alcoholics are unreliable in reporting their
alcohol consumption.
Therefore, this ALJ finds the total testimony of Ms. Mannon
and Ms. Woods, plus the written, patients' statements, to be more
credible and consistent than the Grievant's. Thus, Grievant did
appear at work with alcohol on his breath and in his body system.
A classified civil service employee can be dismissed only for
good reason, and this means "misconduct of a substantial nature
directly affecting the rights and interests of the public, rather
than upon trivial and inconsequential matters, or mere technical
violations of statute or official duty without wrongful intent."
Oakes v. West Virginia Dept. of Finance and Administration, Syl.
Pt. 1, 264 S.E.2d 151 (W. Va. 1980). Further, this Board clarified
in Seddon, supra at 7, "appearing at work with alcohol on the
breath, particularly by an employee whose job entails working with
the general public is not an inconsequential matter and repeated
conduct of this nature, if sufficiently proven, certainly can
constitute good cause for dismissal...." Id. at 14.
Here the Grievant's misconduct is substantial and directly
affects the rights and interest of others. Additionally, the employer has demonstrated this is repeated conduct, thus the
dismissal is appropriate.
The factual determinations and legal conclusions, contained in
the prior discussion are incorporated into the following formal
findings of fact and conclusions of law.
Accordingly, this grievance is DENIED.
Any party or the West Virginia Division of Personnel may
appeal this decision to the "circuit court of the county in which
the grievance occurred," and such appeal must be filed within
thirty (30) days of receipt of this decision. W. Va. Code § 29-6A-7. Neither the West Virginia Education and State Employees
Grievance Board nor any of its Administrative Law Judges is a party
to such appeal, and should not be so named. Any appealing party
must advise this office of the intent to appeal and provide the
civil action number so that the record can be prepared and
transmitted to the appropriate court.
___________________________
JANIS I. REYNOLDS
Administrative Law Judge
Dated: February 4, 1994