RICHARD GOFF, .
.
Grievant, .
.
.
v. . Docket No. 93-DOE-446
.
.
.
WEST VIRGINIA DEPARTMENT OF EDUCATION, .
.
Employer. .
D E C I S I O N
Richard Goff (hereinafter Grievant) filed this appeal with the
Grievance Board on October 25, 1993, challenging the adverse
decisions he had received on his complaint at the lower levels of
the grievance procedure for education employees, West Virginia Code
§18-29-1, et seq. His grievance is that the State Board of
Education (hereinafter Respondent) has discriminated against him,
as that term is defined in Code §18-29-2(m), with regard to the
salary it established for his position in comparison to the
salaries paid other similarly situated employees. A level four
hearing was held in this matter on February 22, 1994, and the case
became mature after the submission of post-hearing briefs received
on or before March 31, 1994. The majority of facts are not indispute. The following findings of fact set forth below are
derived from the evidence developed at both the level two and four
hearings.
Findings of Fact
1. Grievant is employed by the Respondent as a Coordinator
of Auditing within its Office of Child Nutrition. There are
currently eight other coordinators within this office.
2. Grievant was hired into his current position in 1989 at
a salary of $27,400.00. Grievant's current salary is $38,634.00
3. Grievant was neither required to hold a professional
teaching certification issued pursuant to W.Va. Code §18A-3-2b at
the time he was awarded his current title nor is he currently
required to be so certified.
4. Grievant has worked seven years for the State of West
Virginia and over four years for Respondent. For purposes of
discussion, Grievant has seven years of relevant service.
(See footnote 1)
5. In May 1992, Grievant earned a Master's Degree in
Business Administration from the West Virginia College of Graduate
Studies (now the West Virginia Graduate College). At that time he
requested that he be paid consistent with the Kanawha County Salary
Schedule and his request was denied.
6. Respondent employs 79 individuals classified as
coordinators. Of these 79 positions, 67 have the minimum
requirement that the incumbent must have held a professionalteaching license or certification at the time the position was
filled.
7. Respondent has not created a salary schedule for use in
setting the salaries for the remaining 12 coordinator positions
which do not have a licensing or certification requirement nor has
it adopted any specific standards to utilize in arriving at the
salaries for these positions.
8. The Kanawha County Board of Education has adopted a
Coordinators' Salary Schedule which it utilizes in determining the
salaries for individuals employed as coordinators. This pay scale
is based upon the employees' term of employment, years of service
and degree level.
(See footnote 2) Respondent has adopted this Kanawha County
Salary Schedule as its own for purposes of establishing the salary
for the incumbents in the 67 positions discussed in finding number
6. On this pay scale, the minimum degree level is that of a
masters degree.
9. Seven of the coordinator positions in Grievant's office
are paid based upon the pay scale discussed in finding number 8.
10. Respondent considers that an Adult Basic Education Permit
is equal to other professional certificates and licenses for pay
purposes under the scale discussed in finding number 8.
11. Pursuant to Respondent's records, five employees who do
not possess a current professional license, certification or permit
are paid pursuant to the pay scale discussed above. Further, four
of the 69 coordinators paid consistent with the Kanawha County
Salary Schedule do not possess a masters degree.
12. Respondent has not established any set standards for use
in determining which coordinator positions require certification or
licensure.
13. The following is a list of those coordinators (names
omitted) who are not paid pursuant to the Respondent's salary
schedule, along with their respective salaries, years of service
and educational level:
Name Salary Years Service Degree level
1. $42,008.00 5 BS
2. $41,436.00 15 BA
3. $41,165.00 1 MA
4. $40,529.00 10 HS
5. $40,436.00 7 BS
6. $40,392.00 ? MA
7. $40,385.00 5 MA
8. $40,100.00 15 BA
9. $38,991.00 20 AS
10. $38,841.00 13 BS
11. $38,634.00 6 BS
12. (Gr.) $38,634.00 7 MA
Employee number 11 is the other coordinator assigned to the Child
Nutrition Program who is not paid consistent with the Kanawha
County Salary Schedule.
14. According to the above chart, three of Respondent's
coordinators who have fewer years of service and a lower
educational degree than Grievant are paid the same or more than
Grievant.
15. In December 1988, an employee who was hired into the
position of Coordinator of Data Management, which position did not
require certification or licensure, had his salary changed to be
consistent with Respondent's salary schedule for licensed
coordinators as a result of a reclassification. The minimum
requirements for this position have not changed.
Parties' Positions
Grievant's case is based upon two arguments. First, he
contends that Respondent has arbitrarily and capriciously
established licensing requirements for various coordinator
positions without reference to any developed criteria. Secondly,
he avers that once the decision is made that a coordinator position
need not have such a minimum requirement, it again acts arbitrarily
and capriciously in setting the initial salary for that position
without correlating said salary to the salary for any other similar
position. This second "administrative decision" is the basis for
Grievant's claim of discrimination.
Respondent asserts that each coordinator performs different
duties and has different responsibilities; therefore, it contends
that it is not unreasonable for it to establish minimum
requirements which include licensure or certification for some but
not all coordinator positions. With regard to the salary issue,Respondent asserts that it has the discretion to set the salaries
for its positions, so long as there is no existing statutory
provision which mandates what the salaries must be or guides it in
exercising such discretion. It alleges that it establishes the
salaries for coordinator positions which do not have a licensing
requirement by reference to the various market conditions which are
thought to exist at the time the position in question is posted and
filled. Respondent denies that it has discriminated against
Grievant in any manner with regard to the salary it established for
his position. Grievant's first contention will now be discussed.
Discussion
Generally, an agency's decision can be classified as arbitrary
and capricious if it did not base the decision upon factors that
were intended to be considered, entirely ignored important aspects
of the problem, explained its decision in a manner contrary to
evidence before it, or reached a decision that is so implausible
that it cannot be ascribed to a difference of view. Bedford County
Memorial Hosp. v. Health and Human Serv., 769 F.2d 1017 (4th Cir.
1985). Grievant has not successfully proven by a preponderance of
the evidence that Respondent arbitrarily or capriciously
established minimum requirements for sixty-seven of its coordinator
positions.
It is not unreasonable to require an incumbent to have a
professional license in order to be qualified for a position. The
possession of such a credential can establish that an incumbent has
certain knowledge or skills necessary for performance within aposition even though the incumbent does not actually work in the
field for which he/she is licensed. Further, the fact that this
individual may let his/her license lapse does not mean that he/she
no longer possesses the knowledge or skills which were deemed
relevant by the employer at the time of the hiring. Perhaps
Grievant could have been able to successfully challenge
Respondent's practice in this regard had he presented evidence to
compare and contrast the day-to-day duties required of various
coordinators in those positions which require certification. Such
evidence could support an argument that no relationship exists
between the possession of a professional license or certification
and the performance of the duties of the coordinator; however, no
such evidence was offered. Given Respondent's justifications for
its actions, it cannot be determined that it arbitrarily or
capriciously established minimum requirements for its sixty-seven
coordinator positions at issue under the standard pronounced in
Bedford. Further, no evidence has been presented to support the
conclusion that Respondent's failure to establish the same minimum
requirements for the other twelve coordinators' positions was an
abuse of discretion.
With regard to Grievant's second argument, "discrimination" is
defined by W.Va. Code §18-29-2(m) as "any differences in the
treatment of employees unless such differences are related to the
actual job responsibilities of the employee or are agreed to in
writing by the employee." With this case, as in many others, the
issue raised is whether the employer's action can be classified asdiscriminatory under the grievance statute. The troubling question
presented in discrimination cases under the grievance procedure
statute is whether W. Va. Code §§18-29-2(m) was intended to
prohibit "any or all" differences in the treatment of employees, no
matter how de minimis the difference, unless such differences are
related to the actual responsibilities of the position or are
agreed to in writing.
(See footnote 3)
The well-settled Plain Meaning Rule of statutory construction
is that the clear and express language of a statute cannot be
interpreted by a court, as only statutes which contain language
that admits of more than one meaning can be interpreted. State v.
Boatright, 399 S.E.2d 57 (W.Va. 1990). In State v. Epperly, 135
W.Va. 877, 65 S.E.2d 488 (1951), Syl. pt. 2, our Supreme Court
recognized that "a statutory provision which is clear and
unambiguous and plainly expresses the legislative intent will not
be interpreted by the courts but will be given full force and
effect." (Emphasis added). While this well-recognized principle
of law is cited frequently, it is often difficult to apply because
the initial inquiry as to whether the language is ambiguous can be
troublesome.
Each time a court attempts to apply a statute to a given set
of facts that court is interpreting the words of the statutory
provision regardless of whether the language used is arguably clear
and unambiguous. See, Sutherland on Statutory Construction,Chapter 45.03. Ambiguity is found to exist when the language is
difficult to comprehend, or lacks clearness or definiteness. Brown
v. Lukhard, 330 S.E.2d 84 (Va. 1987). Generally, a court may find
that a statute is clear and unambiguous by interpreting the words
used in a literal sense, when doing so brings about the result
thought to be intended by the legislature. However, a court may
not construe a statute strictly to include within a statute what
the legislature did not intend. Derengowski v. United States, 404
F.2d 778 (8th. Cir. 1968); Canal Randolph Anaheim, Inc. v.
Wilkoski, 103 Cal. App. 3d 388, 162 Cal. Rptr 30 (1980). A strict
construction should not mean that a strained construction is
applied if such is inconsistent with the intent of the legislature.
City of Ann Arbor v. University Cellar, Inc., 401 Mich 279, 258
N.W. 2d 1 (1977). Finally, remedial statutes are generally
liberally construed to effectuate the purpose for which they were
enacted. See, Lewis v. Gatson, 382 S.E.2d 51 (W.Va. 1989).
While an initial reading of the definition of discrimination
could lead one to conclude that it is clear and unambiguous as to
the Legislature's intended meaning, further consideration given to
the impact which would result if the words used were to be given
their literal meaning necessitates a finding that the definition is
unclear and ambiguous with regard to the phrase " any differences in
treatment." This Grievance Board is not convinced that the
Legislature intended for all de minimis or reasonably justified
differences in treatment of employees amounts to discrimination
under the grievance procedure; therefore, it is determined that thecited definition of discrimination is unclear and ambiguous and the
words used cannot be given their literal meaning. Therefore, the
undersigned may resort to the rules of statutory construction in
order to construe the language in question.
The primary objective of statutory interpretation is, of
course, to determine the purpose or intent of the Legislature; in
determining such intent the first step is to examine the statute
and to give the words of the statute their common, ordinary and
accepted meaning. The undersigned concludes for a number of
reasons that this provision was not intended to prohibit all
differences in the treatment of employees that is not related to
the actual job responsibilities of the employees or agreed to in
writing.
(See footnote 4) If one were to apply this definition literally in a
salary disparity claim, and perhaps in other factual settings, an
absurd or irrational result would occur, i.e., all covered
employees with the same job responsibilities would have to be paid
the same salary. This would require a covered employer to pay
newly-hired and existing employees the same salary, regardless of
their education, experience or tenure, because these individual
factors do not relate to the actual job responsibilities.
Secondly, employers would not be able to defend their decisions by
offering legitimate business reasons for the differences if those
offered reasons do not directly relate to the employees' "actual
job responsibilities." Surely, the Legislature did not intend thisresult. The rule applied by the Supreme Court of Appeals in
Syllabus Point 2 of Pristavac v. Westfield Ins. Co., 400 S.E.2d 575
(W. Va. 1990), is clearly applicable to the legal issue presented
in this case:
It is the duty of a court to construe a statute
according to its true intent, and give it such
construction as will uphold the law and further justice.
It is as well the duty of a court to disregard a
construction, though apparently warranted by the literal
sense of the words in a statute, when such construction
would lead to injustice and absurdity.
Thirdly, other statutes and regulations reveal that the
Legislature could not have intended to mandate the payment of an
identical salary to all employees having the same actual job
responsibilities. These specific statutes and regulations are a
better indicator of legislative intent concerning the compensation
of public employees than general definitions contained in the
remedial grievance procedure statute. For example, W. Va. Code
§18A-4-2 establishes a state minimum salary level for teachers.
The minimum salary level is based upon years of experience and
educational degree level, two personal characteristics unrelated to
actual job responsibilities. Similarly, W. Va. Code §18A-4-8a
establishes a minimum salary schedule for service personnel based
upon years of employment.
(See footnote 5) Under this same provision, employees
of county boards of education who work at least three and one-half
hours per day must be paid under the same pay scale as other full-time employees. Section 5 of the Administrative Rules of the WestVirginia Division of Personnel, which has been approved by the
Legislature pursuant to the procedures set forth in the State's
Administrative Procedures Act, also specifically authorizes State
agencies to pay differing entry level salaries to new employees
based upon prior experience, training or market conditions.
Arguably, even the annual increment statute, W. Va. Code §5-5-2,
conflicts with a literal interpretation or application of W. Va.
Code §18-29-2(d).
(See footnote 6) Not only has the Legislature specifically
allowed public employers to pay state and county employees
differing salaries based upon such factors as years of service and
degree level, in some instances it has mandated that such be the
case.
A conclusion that subsection 2(m) was not intended to prohibit
all differences in treatment of employees unrelated to actual job
responsibilities or agreed to in writing is consistent with
numerous Grievance Board decisions in which employees have been
required to establish a prima facie case of discrimination. In
past cases, this Grievance Board has utilized a "burden of proof"
or "evidentiary" test in order to help it determine if an employee
has been the subject of discrimination. Under this test, in order
for Grievant to prove that Respondent set his salary in adiscriminatory manner, he must first establish a prima facie case
of discrimination by showing that:
(a) he is similarly situated, in a pertinent way, to one
or more employee(s);
(b) he has, to his detriment, been treated by his
employer in a manner that the other employee(s) has/have
not, in a significant particular; and
(c) such differences were unrelated to the actual job
responsibilities of the Grievant and/or the other
employee(s) and were not agreed to in writing by the
Grievant. [Emphasis added}.
Steele v. Wayne Co. Bd. of Educ., Docket No. 89-50-260 (Oct. 19,
1989). The above test was adapted from the one used by the Supreme
Court in cases wherein it has analyzed wrongful discharge and
suspect class discrimination cases. See, W.Va. Inst. of Tech. v.
Human Rights Com'n, 383 S.E.2d 490 (W.Va. 1989); K-Mart Corp. v.
Human Rights Com'n., 383 S.E.2d 277 (W.Va. 1989).
In order for Grievant to establish a prima facie case, he must
first establish that he is similarly situated to one or other
employees for purposes of making a salary comparison. As noted,
Respondent employs 79 coordinators, 67 of which maintain the
"licensed" status and who are paid according to the Kanawha County
Salary Schedule. Consistent with the discussion earlier, this
requirement has already been determined to be reasonable. Of the
remaining twelve coordinators not paid according to this scale, one
is employed within Grievant's Program. This employee (No. 11,
Finding #13) has six years of service, a Bachelor's Degree, and is
paid the same salary as Grievant. However, Grievant is not
contending that he has been treated differently than any of these
twelve employees.
Based upon Grievant's claim, he cannot be similarly situated
to those coordinators who are paid on the pay scale and who were
hired into positions which required licensure because this
distinction inherently contrasts with Grievant's situation. He was
hired into a position which did not require the incumbent to be
licensed. Grievant has established that at least one other
coordinator has had his salary changed to coincide with that
required by the Kanawha County Salary Schedule without the minimum
requirements for his position having been changed. This employee
testified that when he was first hired as a coordinator, he was not
required to have a professional license or certification. In this
regard, he is similarly situated to Grievant. This employee did
not testify that his title has ever changed although he stated that
his job duties continually change as he considers himself a
"utility person." Based upon the evidence of the differences
between these two employees, Grievant has established a prima facie
case of discrimination.
The burden now shifts to Respondent to introduce evidence that
the difference between Grievant's salary and the salary of this
other coordinator is either based upon a legitimate, non-arbitrary
reason, or related to the actual job responsibilities of his
position. Respondent's sole witness in support of its case was
William Luft, an Associate State Superintendent for two years. Mr.
Luft stated that he has some general responsibility for salaries.
He testified that if a coordinator position is somehow "rationally
related" to a teaching field then it is determined that thatposition should require certification as a minimum job requirement.
Further, he stated that the salaries established for non-certified
coordinator positions are determined at the time the job is posted
according to Respondent's view of the value or "relative worth" of
the position. He testified that when the salaries for these
positions (non-certified positions) are determined, the salary
schedule adopted by Kanawha County is considered as having no
relevance. He concluded that the differences in the various
coordinators' job descriptions justify any salary disparities at
issue. Respondent offered no evidence to justify why this one
coordinator's salary was changed.
The general statements made by Mr. Luft do not explain the
differences in treatment between Grievant and this other employee.
The difference in treatment cannot be based upon the fact that this
other coordinator's position has certain minimum requirements or
that the position is "rationally related" to any field of teaching
because there is no evidence that the nature of this coordinator's
position has changed. Also, Respondent's argument that not all
coordinators perform similar work is unpersuasive as Grievant has
established that the nine coordinators within his office perform
similar work. The only other reason offered by Respondent for the
difference in treatment was that it pays coordinators based upon
some subjective relative worth of the position. This articulated
reason was only given to explain why coordinators who are not
required to be licensed professionals are paid what they are paid;
it cannot justify the decision to pay this one coordinator underthe salary schedule without the licensing requirement being imposed
upon him while other coordinators are not treated the same. The
relative worth of the position should not have changed unless the
duties of the position and minimum requirements were changed,
indicating that the position had more value to Respondent.
Therefore, Grievant's prima facie case of discrimination has not
been rebutted.
While it is true that Grievant's concerns at issue herein are
based upon a differing managerial philosophy, Grievant has still
established that he has been treated differently than at least one
other similarly situated employee of Respondent without any
apparent justification. Further, this difference in treatment is
not trivial or de minimus. Grievant presented evidence sufficient
for the undersigned to find by a preponderance of the evidence that
he has been discriminated against and Respondent has not offered a
legitimate reason in support of this difference. Therefore,
Grievant must prevail on the merits of his claim and the only
remaining issue is one of the remedy.
The foregoing discussion of the facts of the case and of the
law applicable to those facts is hereby supplemented by the
following appropriate conclusions of law.
Conclusions of Law
1. "Discrimination" is defined by W.Va. Code §18-29-2(m) as
"any differences in the treatment of employees unless such
differences are related to the actual job responsibilities of the
employee or are agreed to in writing by the employee."
2. Grievant has established by a preponderance of the
evidence that Respondent discriminated against him in establishing
the starting salary for his position inconsistent with the manner
in which it has determined the salary for at least one other
similarly situated employee.
3. Grievant has failed to establish that Respondent has
arbitrarily or capriciously required various coordinators within
its employ to have a professional license or certification at the
time these positions were filled.
Accordingly, this grievance is hereby GRANTED and Respondent
is ORDERED to change Grievant's salary consistent with the
discussion presented in this case. Respondent is also ORDERED to
make the appropriate back pay determinations based upon the
difference between what he would have been paid in accordance with
the Kanawha County Salary Schedule and the salary he was paid at
the time he was hired, plus interest.
Any party may appeal this decision to the Circuit Court of
Kanawha County and such appeal must be filed within thirty (30)
days of receipt of this decision. W.Va. Code §18-29-7. Neither
the West Virginia Education and State Employees Grievance Board nor
any of its Administrative Law Judges is a party to such appeal and
should not be so named. Any appealing party must advise this
office of the intent to appeal and provide the civil action number
so that the record can be prepared and transmitted to the appropriate court.
________________________________
ALBERT C. DUNN, JR.
Administrative Law Judge
Date: September 9, 1994
Footnote: 1This finding is partly based upon the fact that Respondent
has not challenged Grievant's computation of his years of service.
Footnote: 2W.Va. Code §18A-4-18, states as follows:
Personnel employed by the state department of
education who are required to hold a teaching certificate
shall receive a salary that is at least equal to the
salary paid to comparable professional personnel employed
by the county board wherein their office is located,
minus the six hundred dollars authorized pursuant to
section two [§ 18A-4-2] of this article for classroom
teachers with twenty years of experience.
The issue of whether Respondent has properly interpreted this
provision as allowing it to pay coordinators who have an Adult
Basic Education Permit consistent with the Kanawha County scale
need not be addressed due to holdings in the case.
Footnote: 3Discrimination is defined in the same manner under W.Va. Code
§29-6A-1, et seq., the Grievance Procedure for State Employees.
Footnote: 4 First, it should be noted that although both grievance
procedure statutes define discrimination, they do not expressly
prohibit discriminatory treatment of employees.
Footnote: 5 This section also provides that an additional ten dollars
per month shall be added to the minimum monthly pay of each service
employee who holds a high school diploma or its equivalent.
Footnote: 6 It is well established that where two statutes appear to
conflict, they should be construed, if reasonably possible, to give
force and effect to each one. To the extent that two statutes are
in conflict, however, the specific statute prevails over the more
general one. E.g., Penton v. City of Norfolk, 428 S.E.2d 309 (Va.
App. 1993).