Submitted: June 1, 1993
Filed: June 28, 1993
Michael Edward Nogay
Sellitti & Nogay
Weirton, West Virginia
Attorney for the Plaintiff
Jeffrey A. Holmstrand
Rhonda L. Wade
Bachman, Hess, Bachmann & Garden
Wheeling, West Virginia
W. Dean DeLaMater
DeLaMater, Hague & Bohach
Weirton, West Virginia
Attorneys for Defendant
JUSTICE MILLER delivered the Opinion of the Court.
The right to petition the government found in Section 16 of Article III of the West Virginia Constitution is comparable to that found in the First Amendment to the United States Constitution. It does not provide an absolute privilege for intentional and reckless falsehoods, but the right is protected by the actual malice standard of New York Times Co. v. Sullivan, 376 U.S. 254, 84 S. Ct. 710, 11 L. Ed. 2d 686 (1964). To the extent that Webb v. Fury, 167 W. Va. 434, 282 S.E.2d 28 (1981), states to the contrary, it is overruled.
Miller, Justice:
This case comes before us through a certified question
from the Circuit Court of Hancock County, pursuant to W. Va. Code,
58-5-2 (1967).See footnote 1 We are asked to decide whether the Petition Clause
of Section 16 of Article III of the West Virginia ConstitutionSee footnote 2
provides absolute immunity to a defendant charged with expressing
libelous falsehoods about a city councilman at a public city
council meeting.See footnote 3 We note initially that in Webb v. Fury, 167
W. Va. 434, 282 S.E.2d 28 (1981), our Petition Clause was held to
afford protection similar to that provided by the First Amendment
to the United States Constitution.See footnote 4 In Syllabus Point 1 of Webb,
we stated: "The right to petition the government embodied in the
First Amendment to the United States Constitution is also protected
by article III, section 16 of the Constitution of West Virginia."
"I want to make a statement here tonight which
I do have typed up, and it begins: On
December 28, 1991, I was approached by a
resident of Weirton to inform me of something
that he had heard concerning me and my
business, which is Adkins Upholstery, 3102
Main St. I was told that Councilman Dean
Harris was approached by the manager of a
local store, which I do repairs for, to
discuss buying a small parcel of land behind
his house, which belongs to the City.
"Mr. Harris then asked this individual if his
store did business with me, and was told yes.
Mr. Harris then said, do me a favor and not do
business with Adkins, and I'll do you a favor.
"On January 10th this year, I called this
individual, the manager of the store, and I
told him what I heard and I wanted to know if
it was true or not. He informed me that it
was true. He also told me Mr. Harris had
approached the owner of the store and tried to
persuade him to quit doing business with me.
"Now, in conclusion, I ask you, the governing
body, is this the way to promote and keep
small business in Weirton. Also, can you, as
the governing body of Weirton, take any action
against this kind of unethical conduct by an
elected official."
Shortly thereafter, the city councilman, Dean Harris,
sued Mr. Adkins in the Circuit Court of Hancock County for
defamation, alleging that his personal and political reputations
were damaged. Mr. Adkins filed a motion to dismiss the case on the
ground that he was petitioning the government for redress when he
read the statement during the city council meeting and that this
activity was absolutely privileged under our holding in Webb v.
Fury, supra. The circuit court denied the defendant's motion and
certified the question of whether an absolute immunity existed in
view of the United States Supreme Court's decision in McDonald v.
Smith, 472 U.S. 479, 105 S. Ct. 2787, 86 L. Ed. 2d 384 (1985).See footnote 5
Because there was not a case on point in this
jurisdiction or a United States Supreme Court decision, the parties
argued the law contained in the United States Supreme Court's
decisions of Eastern Railroad President's Conference v. Noerr Motor
Freight, Inc., 365 U.S. 127, 81 S. Ct. 523, 5 L. Ed. 2d 464 (1961),
and United Mine Workers of America v. Pennington, 381 U.S. 657, 85
S. Ct. 1585, 14 L. Ed. 2d 626 (1965).See footnote 6 These cases developed what
is known as the Noerr-Pennington doctrine, which we discussed at
some length in Webb and concluded:
"The clear import of the Noerr-Pennington
doctrine is to immunize from legal action
persons who attempt to induce the passage or
enforcement of law or to solicit governmental
action even though the result of such
activities may indirectly cause injury to
others. Such immunity is not limited to
attempts to influence legislative and
executive functions but extends as well to
protect 'the use of administrative or judicial
processes. . . .' Otter Tail Power Co. v.
U.S., 410 U.S. 366, 380, 93 S. Ct. 1022, 1031,
35 L. Ed. 2d 359, 369 (1973)[,] rehearing
denied, 411 U.S. 910, 93 S. Ct. 1523, 36 L.
Ed. 2d 201[,] on remand, 360 F. Supp. 451,
aff'd[,] 417 U.S. 901, 94 S. Ct. 2594, 41 L.
Ed.2d 207." 167 W. Va. at 445, 282 S.E.2d at
35.
We also concluded in Webb that "the Noerr-Pennington doctrine and
its application to the facts of this case leads us to conclude that
the petitioners' activities involve the exercise of the right to
petition" and were, therefore, absolutely protected. 167 W. Va. at
459, 282 S.E.2d at 43.
Some four years after Webb, in McDonald v. Smith, supra,
the United States Supreme Court was asked to reach a similar result
based on the Noerr-Pennington doctrine. The United States Supreme
Court refused this invitation, explaining that "[t]he right to
petition is cut from the same cloth as the other guarantees of [the
First Amendment], and is an assurance of a particular freedom of
expression." 472 U.S. at 482, 105 S. Ct. 2789, 86 L. Ed. 2d at
388. As a consequence, it went on to conclude that there was
nothing in the First Amendment law that elevated the right to
petition to a special higher status than the rights of freedom of
speech and press:
"To accept petitioner's claim of absolute
immunity would elevate the Petition Clause to
special First Amendment status. The Petition
Clause, however, was inspired by the same
ideals of liberty and democracy that gave us
the freedoms to speak, publish, and
assemble. . . . These First Amendment rights
are inseparable, . . . and there is no sound
basis for granting greater constitutional
protection to statements made in a petition to
the President than other First Amendment
expressions." 427 U.S. at 486, 105 S. Ct. at
2791, 86 L. Ed. 2d at 390. (Citations
omitted).
Thus, the McDonald Court established an essential
equality between the First Amendment rights and, therefore, the
right to petition was given the same protection against defamation
suits as other First Amendment rights.See footnote 7 Justice Brennan, in his
concurring opinion, elaborated on this protection when he stated
that petitioning the government is protected by the actual malice
standard:
"There is no persuasive reason for
according greater or lesser protection to
expression on matters of public importance
depending on whether the expression consists
of speaking to neighbors across the backyard
fence, publishing an editorial in the local
newspaper, or sending a letter to the
President of the United States. It
necessarily follows that expression falling
within the scope of the Petition Clause, while
fully protected by the actual-malice standard
set forth in New York Times Co. v. Sullivan,
[376 U.S. 254, 84 S. Ct. 710, 11 L. Ed. 2d 686
(1964)], is not shielded by an absolute
privilege." 472 U.S. at 490, 105 S. Ct. at
2794, 86 L. Ed. 2d at 393.
We agree with the reasoning in McDonald, which contained
no dissent, and we can find no persuasive reason why our
Constitution should provide greater protection than the First
Amendment as to the right to petition. Accordingly, we hold that
the right to petition the government found in Section 16 of Article
III of the West Virginia Constitution is comparable to that found
in the First Amendment to the United States Constitution. It does
not provide an absolute privilege for intentional and reckless
falsehoods, but the right is protected by the actual malice
standard of New York Times Co. v. Sullivan, 376 U.S. 254, 84 S. Ct.
710, 11 L. Ed. 2d 686 (1964). To the extent that Webb v. Fury,
supra, states to the contrary, it is overruled.See footnote 8
For this reason, we answer the certified question in the
negative and hold that there is no absolute privilege attached to
the right to petition. Whether the plaintiff can meet the actual
malice standard is a matter outside the certified question. We
leave it to the sound discretion of the trial court.
Having answered the certified question, this action is,
therefore, dismissed.
Certified question answered
and dismissed.
"Any question arising . . . upon a
challenge of the sufficiency of a pleading
. . . in any case within the appellate
jurisdiction of the supreme court of appeals,
may, in the discretion of the circuit court
in which it arises, and shall, on the joint
application of the parties to the suit, in
beneficial interest, be certified by it to
the supreme court of appeals for its
decision[.]"
"These cases form what is commonly referred
to as the Noerr-Pennington doctrine. As this
doctrine forms the foundation of the
petitioner's right to petition argument, and
as there are no constitutional law cases on
point in this jurisdiction, an exposition of
the doctrine is appropriate here." 167
W. Va. at 443, 282 S.E.2d at 34.
That the argument was based upon Noerr-Pennington also is reflected by Justice Neely's dissent in Webb which was based on a different analysis of Noerr-Pennington, as the first sentence in the dissent indicates: "The majority opinion in this case is essentially well reasoned and written; it appears at first blush eminently sensible, but I feel I must dissent because it overstates the rule of the Noerr-Pennington doctrine and fails adequately to explore appropriate procedures for cases of this sort." 167 W. Va. at 461, 282 S.E.2d at 43.
was overruled by Miner v. Novotny, 304 Md. 164, 498 A.2d 269 (1985).