_________________________________________________________________
John F. Dascoli, Esq.
Tamara J. DeFazio, Esq.
The Segal Law Firm
Patrick A. Bennett, Esq.
Charleston, West Virginia Spilman, Thomas & Battle
and
Morgantown, West Virginia
Andrew J. Katz, Esq.
Attorneys for Appellees
The Katz Working Families Law Firm
Charleston, West Virginia
Attorneys for Appellant
The Opinion of the Court was delivered PER CURIAM.
CHIEF JUSTICE DAVIS, deeming herself disqualified, did not participate in the decision
of this case.
1. A city, as a political subdivision of the state, is entitled to the statutory exemption for qualifying employers in West Virginia Code § 21-5C-1(e) (1989) and therefore, is not subject to the overtime pay requirements imposed by West Virginia Code § 21-5C-3(a) (1989). Syllabus Point 2, Adkins v. City of Huntington, 191 W.Va. 317, 445 S.E.2d 500 (1994).
2. An appellate court should not overrule a previous decision recently
rendered without evidence of changing conditions or serious judicial error in interpretation
sufficient to compel deviation from the basic policy of the doctrine of stare decisis, which
is to promote certainty, stability, and uniformity in the law. Syllabus Point 2, Dailey v.
Bechtel Corp., 157 W.Va. 1023, 207 S.E.2d 169 (1974).
Per Curiam:
The appellant, Charles W. Haney, appeals the October 4, 2001, order of the
Circuit Court of Preston County which granted summary judgment to the appellees, the
County Commission of Preston County and Ron L. Crites, Sheriff of Preston County, in the
appellant's action to obtain overtime compensation allegedly due him under W.Va. Code §
21-5C-1 et seq., titled Minimum Wage And Maximum Hours Standards For Employees
(hereafter state wage and hour law). The circuit court found that because at least 80% of
the employees of the Preston County Sheriff and County Commission are subject to the
federal Fair Labor Standards Act, 29 U.S.C. § 201 et seq., the Sheriff and County
Commission are exempted from the definition of employer under the state wage and hour
law. For the reasons that follow, we reverse the circuit court's summary judgment order and
remand for proceedings consistent with this opinion.
Charles W. Haney, the appellant, is an employee of the Sheriff of Preston
County, West Virginia, and the County Commission of Preston County, the appellees. He is employed as a deputy sheriff. In January 1998, the Sheriff at that time,
Cecil Strawser,
(See footnote 1) appointed the appellant to serve as the
chief deputy of the Sheriff's Department. The Preston County Commission declined
to pay overtime compensation to the appellant during the time he served as
chief deputy.
As a result, on February 15, 2000, the appellant filed suit against the Preston
County Commission and the Sheriff of Preston County. The appellant averred in his
complaint that he was appointed on January 26, 1998, to serve as chief deputy; beginning
with the first pay period in which he performed the duties of chief deputy, he was required
to work in excess of a forty-hour work week, which entitled him to overtime pay under the
state wage and hour law; the Sheriff submitted the appellant's overtime pay request to the
Preston County Commission for payment; and the Commission refused the initial and each
subsequent request for overtime pay. The appellant further alleged that from 1978 until the
time of his appointment to the position of chief deputy in 1998, the chief deputy of the
Preston County Sheriff's Department received overtime pay.
The Preston County Commission subsequently moved for summary judgment
on the grounds that it is expressly exempted as an employer under the state wage and hour
law because at least 80% of its employees are covered by federal wage and hour law. The
circuit court ultimately granted summary judgment to the appellees for the reason asserted
by the County Commission.
It is axiomatic that [a] circuit court's entry of summary judgment is reviewed
de novo. Syllabus Point 1, Painter v. Peavy, 192 W.Va. 189, 451 S.E.2d 755 (1994). Also,
this case involves a straightforward issue of statutory interpretation. Where the issue on an
appeal from the circuit court is clearly a question of law or involving an interpretation of a
statute, we apply a de novo standard of review. Syllabus Point 1, Chrystal R. M. v. Charlie
A. L., 194 W.Va. 138, 459 S.E.2d 415 (1995).
no employer shall employ any of his employees for a
workweek longer than forty hours, unless such employee
receives compensation for his employment in excess of
the hours above specified at a rate of not less than one
and one-half times the regular rate at which he is
employed.
According to W.Va. Code § 21-5C-1(e) (1999):
Employer includes the state of West Virginia,
its agencies, departments and all its political
subdivisions, any individual, partnership, association,
public or private corporation, or any person or group of
persons acting directly or indirectly in the interest of any
employer in relation to an employee; and who employs
during any calender week six or more employees as
herein defined in any one separate, distinct and
permanent location or business establishment: Provided,
That the term employer shall not include any
individual, partnership, association, corporation, person
or group of persons or similar unit if eighty percent of the
persons employed by him are subject to any federal act
relating to minimum wage, maximum hours and overtime
compensation.
The parties do not dispute
that the Preston County Commission is a political subdivision which places
it within the definition of employer in the first part of W.Va.
Code § 21-5C-1(e).
(See footnote 2) We additionally note that the Sheriff
(See footnote 3) is
not a political subdivision but
rather is an employee of a political subdivision. See Syllabus Point 2, in part, Beckley v.
Crabtree, 189 W.Va. 94, 428 S.E.2d 317 (1993) ([a] sheriff is an employee of a political
subdivision, the county commission), modified on other grounds by Smith v. Burdette, 211
W.Va. 477, 566 S.E.2d 614 (2002). The issue in this case is whether the Preston County
Commission, as a political subdivision, falls under the exemption in W.Va. Code § 21-5C-
1(e) which excludes from the definition of employer any individual, partnership,
association, corporation, person or group of persons or similar unit if eighty percent of the
persons employed by him are subject to any federal act relating to minimum wage, maximum
hours and overtime compensation. If the Preston County Commission, as the political
subdivision which employs the appellant, is exempted by W.Va. Code § 21-5C-1(e), and if
80% of its employees are covered by a federal act relating to minimum wage, maximum
hours, and overtime compensation, the appellant is prevented from bringing his claim under
state wage and hour law and must bring it instead under federal wage and hour laws.
This Court has previously determined that a political subdivision falls within
the language of W.Va. Code § 21-5C-1(e) which exempts, by definition, those individual[s],
partnership[s], association[s], corporation[s], person[s] or group[s] of persons when 80%
of their employees are subject to federal wage and hour laws. Specifically, we held in
Syllabus Point 2 of Adkins v. City of Huntington, 191 W.Va. 317, 445 S.E.2d 500 (1994), that
[a] city, as a political subdivision of the state, is entitled to the statutory exemption for
qualifying employers in West Virginia Code § 21-5C-1(e) (1989) and therefore, is not subject
to the overtime pay requirements imposed by West Virginia Code § 21-5C-3(a) (1989).
Even though Adkins concerned a city and not a county commission, the case hinged on the
fact that a city is a political subdivision. A county commission, like a municipality, is the
governing body of a political subdivision. Amoroso v. Marion Co. Comm'n, 172 W.Va.
342, 346, 305 S.E.2d 299, 303 (1983) (citation omitted). Therefore, our holding in Adkins
applies with equal force to county commissions which are also political subdivisions.
The appellant, however, urges us to overrule Adkins as bad law. After carefully considering the arguments posited by the appellant, we decline to do so. In Syllabus Point 2 of Dailey v. Bechtel Corp., 157 W.Va. 1023, 207 S.E.2d 169 (1974), this Court held:
An appellate court should not overrule a previous
decision recently rendered without evidence of changing
conditions or serious judicial error in interpretation
sufficient to compel deviation from the basic policy of
the doctrine of stare decisis, which is to promote
certainty, stability, and uniformity in the law.
Our Adkins decision is recent in that it is less than nine years old. Also, the language at issue
in Adkins is verbatim to the language at issue in the instant case. We have said that [o]nce
this Court determines a statute's clear meaning, we will adhere to that determination under
the doctrine of stare decisis. Appalachian Power Co. v. Tax Dept., 195 W.Va. 573, 588 n.
17, 466 S.E.2d 424, 439 n. 17 (1995). See also Hilton v. South Carolina Public Railways
Commission, 502 U.S. 197, 202, 112 S.Ct. 560, 563, 116 L.Ed.2d 560, 569 (1991) (we will
not depart from the doctrine of stare decisis without some compelling justification. (citation
omitted)). Considerations of stare decisis have special force in the area of statutory
interpretation, for here, unlike in the context of constitutional interpretation, the legislative
power is implicated[.] Patterson v. McLean Credit Union, 491 U.S. 164, 172-173, 109 S.Ct.
2363, 2370-2371, 105 L.Ed.2d 132, 148 (1989), superseded by statute on other grounds as
stated in Turner v. Arkansas Ins. Dept., 297 F.3d 751 (2002). The Legislature has had more
than eight years to correct this Court's construction of W.Va. Code § 21-5C-1(e), as set forth
in Adkins, if it disagreed with it, and it has not done so.
Many of the arguments advanced by the appellant for a different construction
of W.Va. Code § 21-5C-1(e) were considered and rejected by this Court in Adkins. We will
briefly address two arguments not discussed in Adkins. First, the appellant asserts that the
right of state employees to sue under federal law for overtime compensation recently has
been struck down by the United States Supreme Court, and he cites Alden v. Maine, 527 U.S.
706, 119 S.Ct. 2240, 144 L.Ed.2d 636 (1999) for support. In Alden, however, the Supreme
Court made clear that an important limit to the principle of sovereign immunity is that it
bars suits against States but not lesser entities. The immunity does not extend to suits
prosecuted against a municipal corporation or other governmental entity which is not an arm
of the State. Alden, 527 U.S. at 756, 119 S.Ct. at 2267, 144 L.Ed.2d at 679-80. Neither
Adkins nor the present case concerns the state, its agencies, or departments. Rather, the
present case concerns a political subdivision which is a separate and distinct entit[y] from
State government. Walker v. Meadows, 206 W.Va. 78, 82 n. 5, 521 S.E.2d 801, 805 n. 5
(1999) (citation omitted). Therefore, the holding in Alden does not provide immunity to
county commissions from claims under federal wage and hour laws.
The appellant also avers that the Adkins Court failed to address Amoroso v.
Marion Co. Comm'n, supra, in which we held in Syllabus Point 1 that [d]eputy sheriffs are
employees entitled to overtime compensation benefits in the wage and hour law. W.Va.
Code, 21-5C-1, et seq. We believe that the appellant's reliance on Amoroso is misplaced.
Amoroso does not address the exemption for employers found in W.Va. Code § 21-5C-1(e),
but whether deputy sheriffs fall within any of the specific occupational categories in W.Va.
Code § 21-5C-1(f) which expressly excludes certain individuals from the definition of
employee. Therefore, Amoroso was not dispositive of the issue in Adkins, and it is not dispositive of the issue currently before us.
(See footnote 4) Accordingly, we decline to overrule Adkins
because we do not find evidence of changing conditions or serious judicial
error in interpretation sufficient to compel deviation from its holding.
We have thus far found that the Preston County Commission, as a political
subdivision, falls within the language of W.Va. Code § 21-5C-1(e) which exempts certain
employers from the state wage and hour law when 80% of their employees are subject to
federal wage and hour laws. The next inquiry is whether 80% of the Preston County
Commission's employees are subject to federal wage and hour laws. Because it is not clear
from the record whether 80% of the County Commission's employees, as opposed to 80%
of only the Sheriff's employees, are subject to federal wage and hour laws, we find it
necessary to reverse the circuit court's grant of summary judgment and remand for the
development of additional evidence.
The record indicates that in a letter addressed to the parties' counsel, the circuit court stated:
The Court would also like the Plaintiff to inform the
Court as to whether he does or does not agree that 80%
(eighty percent) of the County Commission's employees
are subject to any federal act relating to minimum wage,
minimum hours, [sic] and overtime compensation. At
the hearing on May 24, 2001, the Plaintiff did not argue
that 80% (eighty percent) of the County Commission
employees were subject to such a Federal Act; however,
I am requesting this clarification in order that I am sure
that I understand each party's position.
Thereafter, the appellant submitted a Proposed Order Granting Plaintiff's
Motion For Summary Judgment On The Issue Of Liability And Findings Of Fact And
Conclusions Of Law. Accompanying this proposed order was a letter from
appellant's counsel to the circuit court indicating that appellant does not
dispute the fact that at least 80% of the employees of the Sheriff's
Department are covered under federal overtime law. (Emphasis added.)
Also, in the appellant's proposed order it states as a finding of fact that
[m]ore than 80% of the Deputies in the Preston County Deputy Sheriffs
Department are covered under the Fair Labor Standards Act, the Federal overtime
law. (See
footnote 5)
In the circuit court's September 19, 2001, opinion letter, it found as a matter of fact that [b]y letter dated July 19, 2001, the Plaintiff stipulated that at least eighty percent (80%) of the Preston County Sheriff's Department's employees are covered under federal overtime law. The circuit court further concluded as a matter of law:
1. At least eighty percent (80%) of the persons
employed by the Defendants are subject to a federal act
relating to minimum wage, maximum hours and overtime
compensation;
2. Because the Sheriff is an individual and the
County Commission of Preston County is a political
subdivision, and further because it has been stipulated by
the Plaintiff that at least eighty percent (80%) of
Defendants' employees are subject to federal wage and
hour law, the Court finds and concludes that the
Defendants are not employers within the meaning of
that term as it is utilized in the minimum wage and hour
provisions of West Virginia Code section 21-5C-1 et seq.
We believe that the appellant's stipulation and the circuit court's findings of
fact do not clearly indicate whether 80% of the Preston County Commission's employees are
subject to federal wage and hour laws. The County Commission, not the Sheriff, is a
political subdivision for purposes of W.Va. Code § 21-5C-1(e) and its exemption. Therefore,
in order to fall under the exemption in W.Va. Code § 21-5C-1(e), 80% of the County
Commission's employees, not the Sheriff's employees, must be subject to a federal act
relating to minimum wage, maximum hours and overtime compensation.
Significantly, the County Commission's employees are not limited to
employees of the Sheriff. Rather, County Commission employees include employees of the
various elected county officials including the county clerk, circuit clerk, county assessor, and
prosecuting attorney. See Fury v. County Court of Wood Co., 608 F.Supp. 198, 199 (1985)
(as a general proposition the County Commission and the individual elected county officials
are joint employers of those employees in the various county offices). Pursuant to W.Va.
Code § 7-7-7 (2000), these elected county officials hire employees by and with the advice
and consent of the county commission[.] On remand, the circuit court is to receive evidence
and make a finding of fact concerning whether 80% of the County Commission's employees
are covered under federal wage and hour laws.
concerning emergency services ('Political Subdivision' means any county); and W.Va. Code § 29-12A-3(c) (1986) of The Governmental Tort Claims and Insurance Reform Act ('Political Subdivision' means any county commission).