Jason D. Parmer, Esq.
Darrell V. McGraw, Jr., Esq.
The Opinion of the Court was delivered PER CURIAM.
1. [A] double jeopardy claim [is] reviewed de novo. Syllabus Point
1, in part, State v. Sears, 196 W.Va. 71, 468 S.E.2d 324 (1996).
2. 'The Double Jeopardy Clause in Article III, Section 5 of the West
Virginia Constitution, provides immunity from further prosecution where a court having
jurisdiction has acquitted the accused. It protects against a second prosecution for the same
offense after conviction. It also prohibits multiple punishments for the same offense.'
Syllabus Point 1, Conner v. Griffith, 160 W.Va. 680, 238 S.E.2d 529 (1977). Syllabus
Point 2, State v. Gill, 187 W.Va. 136, 416 S.E.2d 253 (1992).
5. For the purposes of West Virginia's 'plain error' rule, a 'plain' error
is one that is clear and uncontroverted at the time of appeal. Syllabus Point 2, State v.
Marple, 197 W.Va. 47, 475 S.E.2d 47 (1996).
Per Curiam:
This case is before this Court upon appeal of a final order of the Circuit
Court of Monongalia County entered on May 2, 2001. In that order, the appellant and
defendant below, Susan Brown, was sentenced to three concurrent terms of one-to-ten
years in the penitentiary for her convictions of falsifying accounts, larceny by
embezzlement, and larceny by fraudulent scheme. However, the appellant's sentences
were suspended and she was placed on probation for five years and ordered to pay
restitution to her employer. In this appeal, the appellant claims that her right of protection
from double jeopardy was violated. She also contends that the circuit court erred by
allowing a witness for the State to comment upon her pre-arrest silence.
This Court has before it the petition for appeal, the entire record, and the
briefs and argument of counsel. For the reasons set forth below, the final order is
reversed, and this case is remanded to the circuit court with directions to enter new orders
of conviction and sentencing consistent with this opinion.
During the appellant's employment, library employees were permitted to cash
personal checks in cash boxes kept in the library vault. In 1996, one of the appellant's co-
workers discovered that the appellant and a student worker had cashed several personal
checks in the vault, but the checks, some which were six months old, had never been
deposited in the Bursar's Office. The coworker reported his discovery to the appellant's
supervisor who began an investigation.
Although the checks found in the cash boxes were deposited and cleared
within a few days, the appellant's supervisor decided to conduct an informal audit. Her
audit revealed discrepancies in the library's financial records. Thereafter, a full scale audit
was performed by Fred McCartney, a senior auditor at West Virginia University. Mr.
McCartney determined that $28,509.84 had been embezzled from the library between 1993
and 1996.
On January 6, 2000, the appellant was indicted by a Monongalia County
grand jury on charges of falsifying accounts, larceny by embezzlement, and larceny by
fraudulent scheme. She was found guilty of all three charges on July 13, 2000.
Thereafter, she was sentenced to one-to-ten years imprisonment on each count with the
sentences to run concurrently. However, the sentences were suspended and she was placed
on probation for five years and ordered to pay restitution to the Library of not less than
$200.00 monthly. This appeal followed.
The first issue in this
case concerns an alleged violation of the double jeopardy clause set forth
in Article III, Section 5 of the West Virginia Constitution.
(See footnote 1) This
Court has held that a double jeopardy claim [is] reviewed de novo. Syllabus Point 1,
in part, State v. Sears, 196 W.Va. 71, 468 S.E.2d 324 (1996).
The second issue presented in this appeal involves the admission of certain
testimony at trial. The appellant did not object to the testimony at trial, and thus, the
testimony will be reviewed only for plain error. The 'plain error' standard of review
requires error that is clear or obvious and that affects substantial rights which in most cases
means that the error is of such great magnitude that it probably changed the outcome of
trial. State v. Omechinski, 196 W.Va. 41, 47, 468 S.E.2d 173, 179 (1996), citing State
v. Miller, 194 W.Va. 3, 459 S.E.2d 114 (1995). With these standards in mind, we now
address the issues before us.
In Syllabus Point 9 of Rogers, this Court held that:
In response, the State concedes that the appellant's convictions for both
larceny by fraudulent scheme and larceny by embezzlement violate the double jeopardy
clause. However, the State contends that the remedy for this violation is re-sentencing,
and not a new trial, in accordance with Rogers. We agree.
In Rogers, this Court determined that a new trial was not necessary even
though the defendant has been convicted of four larceny charges in violation of the double
jeopardy clause. The defendant, Thomas Rogers, was convicted of larceny by false
pretense and larceny by fraudulent scheme for illegally selling licensed inventory computer
software to a beer company. Rogers was also convicted of larceny by fraudulent scheme
and larceny by embezzlement for selling the software without the software company's
consent. As set forth above, this Court determined that absent proof that Rogers obtained
services by fraudulent scheme, his convictions of larceny by fraudulent scheme and
larceny by embezzlement violated double jeopardy proscriptions. Syllabus Point 9,
Rogers, supra. Likewise, this Court also found that Rogers' convictions of larceny by
false pretense and larceny by fraudulent scheme violated the double jeopardy clause. See
Syllabus Point 8, Rogers (Every element necessary for a conviction of larceny by false
pretense under West Virginia Code § 61-3-24 (1994) (Repl.Vol.2000) is also an element
for conviction of larceny by fraudulent scheme under West Virginia Code § 61-3-24d
(1995) (Repl.Vol.2000).). In summary, we determined that the evidence supported no
more than two larceny convictions, one for Rogers' conduct toward the beer company and
the other for his actions with respect to the software company.
In determining the appropriate remedy for the error in Rogers, we stated that:
The record shows that the appellant never objected to Mr. McCartney's
testimony at trial, nor did she preserve the issue during post-trial motions. This Court has
held that [t]his Court will not consider an error which is not properly preserved in the
record nor apparent on the face of the record. Syllabus Point 4, State v. Browning, 199
W.Va. 417, 485 S.E.2d 1 (1997). The appellant argues that the error in this instance is
apparent and that the plain error doctrine should be applied. We disagree.
Accordingly, for the reasons set forth above, the final order of the Circuit
Court of Monongalia County is reversed, and this case is remanded to the circuit court for
entry of new conviction and sentencing orders consistent with this opinion.
Excessive bail shall not be required, nor excessive fines
imposed, nor cruel and unusual punishment inflicted.
Penalties shall be proportioned to the character and degree of
the offence. No person shall be transported out of, or forced
to leave the State for any offence committed within the same;
nor shall any person, in any criminal case, be compelled to be
a witness against himself, or be twice put in jeopardy of life or
liberty for the same offence.
Morgantown, West Virginia Attorney General
Attorney for Appellant
Allen H. Loughry, II, Esq.
Senior Assistant Attorney General
Charleston, West Virginia
Attorneys for Appellee
3. In the absence of proof that a defendant obtained 'services' by a
fraudulent scheme, every element necessary for a conviction of larceny by fraudulent
scheme under West Virginia Code § 61-3-24d (1995) (Repl.Vol.2000) is also an element
for conviction of an agent or employee for larceny by embezzlement under West Virginia
Code § 61-3-20 (1929) (Repl.Vol.2000). Syllabus Point 9, State v. Rogers, 209 W.Va.
348, 547 S.E.2d 910 (2001).
4. This Court will not consider an error which is not properly preserved
in the record nor apparent on the face of the record. Syllabus Point 4, State v. Browning,
199 W.Va. 417, 485 S.E.2d 1 (1997).
The appellant was employed by the West Virginia University Wise Library
in Morgantown, West Virginia, from 1990 until 1996 as an accountant. Her duties
included handling payroll, sick leave, and vacation time. In addition, the appellant
managed deposits from satellite offices, recording them and making consolidated deposits
in the West Virginia University Bursar's Office.
As set forth above, the appellant assigns two errors in this appeal. Both
issues are discussed below. However, we only find merit in the appellant's double
jeopardy claim.
The appellant first contends that her convictions of larceny by fraudulent
scheme and larceny by embezzlement violate her constitutional protection against double
jeopardy. This Court has held that:
The Double Jeopardy Clause in Article III, Section 5 of the
West Virginia Constitution, provides immunity from further
prosecution where a court having jurisdiction has acquitted the
accused. It protects against a second prosecution for the same
offense after conviction. It also prohibits multiple punishments
for the same offense. Syllabus Point 1, Conner v. Griffith,
160 W.Va. 680, 238 S.E.2d 529 (1977).
Syllabus Point 2, State v. Gill, 187 W.Va. 136, 416 S.E.2d 253 (1992). Relying upon this
Court's recent decision in State v. Rogers, 209 W.Va. 348, 547 S.E.2d 910 (2001), the
appellant argues that her convictions for both larceny by fraudulent scheme and larceny
by embezzlement arising out of the same act or transaction constitute multiple punishments
for the same offense in violation of the double jeopardy clause.
In the absence of proof that a defendant obtained services by
a fraudulent scheme, every element necessary for a conviction
of larceny by fraudulent scheme under West Virginia Code §
61-3-24d (1995) (Repl.Vol.2000) is also an element for
conviction of an agent or employee for larceny by
embezzlement under West Virginia Code § 61-3-20 (1929)
(Repl.Vol.2000).
The appellant says that there is no evidence that she obtained services by a fraudulent
scheme, and therefore, her convictions for both larceny by fraudulent scheme and larceny
by embezzlement violate the double jeopardy clause. She requests reversal of her
convictions and a new trial.
Finally, we are compelled to question whether allowing
the jury to consider all four charges at issue in this cause when
Appellant, at most, was subject to punishment for only two
offenses of larceny constituted reversible, prejudicial error,
requiring a new trial or whether some less drastic remedy
might be fashioned. We are mindful of our holding in State v.
Koton, 157 W.Va. 558, 202 S.E.2d 823 (1974), that the
failure to instruct the jury that it might return a verdict of
guilty to no more than one of two inherently inconsistent
offenses constitutes reversible error. The offenses in the
instant case represent alternative theories for proving larceny,
involving the same criminal conduct as to each victim. The
situation here is much more akin to an indictment charging
premeditated murder and, alternatively, felony murder. In
these latter circumstances, this Court has held that the case
may be put to the jury under either theory, that the jury may
convict under either theory and that it is of no moment if some
of the jurors convicted under one theory and the rest under the
alternative theory so long as the entire jury agreed upon the
verdict of guilty. We believe that under the circumstances
here, it is appropriate to treat the jury verdict in like manner,
as two findings of guilt, one for the larceny of the property of
[the beer company] and the other for the larceny of the
property of [the software company]. As a consequence, it is
not necessary in our view to order a new trial. All four of the
offenses before us are expressly stated by the statutes defining
them to constitute larceny. It will be sufficient here to correct
the conviction record and to re-sentence Appellant for two
counts of larceny, that is, one count as to each victim.
209 W.Va. at 362-63, 547 S.E.2d at 924-25 (footnotes omitted). Accordingly, the case
was remanded for a new order of conviction and re-sentencing for only two larceny
convictions. For the same reasons set forth in Rogers, we do not believe it is necessary
to disturb the guilty verdict in this case. Therefore, we reverse the final order entered on
May 2, 2001, and remand this case to the circuit court with directions to enter a new
conviction order for one count of larceny and one count of falsifying accounts based upon
the indictment and the verdict of the jury. The court is further directed to re-sentence the
appellant for said convictions.
The appellant also contends
that the circuit court erred by allowing Fred McCartney, who testified on
behalf of the State, to answer questions regarding her pre- arrest silence.
Mr. McCartney testified that he scheduled a meeting with the appellant, but
she did not show up or respond to his attempts to contact her thereafter.
(See footnote 2) The
appellant claims that such testimony could have been construed by the jury
as a comment upon her right to remain silent.
For the purposes of West Virginia's 'plain error' rule, a 'plain' error is one
that is clear and uncontroverted at the time of appeal. Syllabus Point 2, State v. Marple,
197 W.Va. 47, 475 S.E.2d 47 (1996). Having reviewed the trial transcript, we do not
believe the admission of Mr. McCarthy's testimony constituted error, plain or otherwise.
See State v. Walker, 207 W.Va. 415, 419 n.2, 533 S.E.2d 48, 52 n.2 (2000) (We point
out that the protections afforded a defendant for post-Miranda silence are generally not
available for pre-arrest silence. This Court noted approvingly in [State v.] Oxier, 175
W.Va. [760,] 761 n. 1, 338 S.E.2d [360,] 361 n. 1 [(1985)], language from the decision
in Jenkins v. Anderson, 447 U.S. 231, 240, 100 S.Ct. 2124, 2130, 65 L.Ed.2d 86, 96
(1980), that 'impeachment by use of prearrest silence does not violate the Fourteenth
Amendment.').
Reversed and remanded with directions.
Footnote: 1
Footnote: 2